View SEC Filings for the Past Year
Guggenheim Funds Trust files with the SEC-3 ETFs
April 27, 2026-Guggenheim Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF
Guggenheim Ultra Short Income ETF.
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ETF Opportunities Trust files with the SEC-4 Applied Finance ETFs
April 27, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Applied Finance Valuation Large Cap ETF
Applied Finance IVS US SMID ETF
Applied Finance IVS International Large ETF
Applied Finance IVS International SMID ETF.
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Pacer Funds Trust files with the SEC-9 Pacer Swan SOS Moderate ETFs
April 27, 2026-Pacer Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Pacer Swan SOS Moderate (February) ETF
Pacer Swan SOS Moderate (March) ETF
Pacer Swan SOS Moderate (May) ETF
Pacer Swan SOS Moderate (June) ETF
Pacer Swan SOS Moderate (August) ETF
Pacer Swan SOS Moderate (September) ETF
Pacer Swan SOS Moderate (November) ETF
Pacer Swan SOS Moderate (December) ETF
Pacer Swan SOS Laddered Moderate ETF.
Goldman Sachs ETF Trust files with the SEC- Goldman Sachs Core Plus Bond ETF and Goldman Sachs Income ETF
April 27, 2026-Goldman Sachs ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Goldman Sachs Core Plus Bond ETF
Goldman Sachs Income ETF.
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T. Rowe Price Active Crypto ETF files with the SEC
April 27, 2026-T. Rowe Price Active Crypto ETF has filed an Amendment No. 3 to Form S-1 Registration statement with the SEC.
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Leuthold Group, LLC files with the SEC
April 24, 2026-Leuthold Group, LLC Inc has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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First Eagle ETF Trust files with the SEC
April 24, 2026-First Eagle ETF Trust has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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FundVantage Trust files with the SEC-Polen 5Perspectives Growth Opportunities ETF
April 24, 2026-FundVantage Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Polen 5Perspectives Growth Opportunities ETF.
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Investment Managers Series Trust III files with the SEC-4 Mast HedgeIndex ETFs
April 24, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily 2X Long Brazil ETF
Mast HedgeIndex Corporate Arbitrage ETF
Mast HedgeIndex Managed Futures Strategy ETF
Mast HedgeIndex Adaptive Equities ETF
Mast HedgeIndex Strategic Commodities ETF.
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SPDR(R) Series Trust files with the SEC-6 ETFs
April 24, 2026-SPDR(R) Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF
State Street(R) SPDR(R) Bloomberg International Corporate Bond ETF
State Street(R) SPDR(R) Bloomberg International Treasury Bond ETF
State Street(R) SPDR(R) Bloomberg Short Term International Treasury Bond ETF
State Street(R) SPDR(R) FTSE International Government Inflation-Protected Bond ETF
State Street(R) SPDR(R) S&P(R) Leveraged Loan ETF.
