View SEC Filings for the Past Year
Northern Lights Fund Trust III files with the SEC-Counterpoint High Yield Trend ETF and Counterpoint Quantitative Equity ETF
January 27, 2026-Northern Lights Fund Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Counterpoint High Yield Trend ETF
Counterpoint Quantitative Equity ETF.
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FundVantage Trust files with the SEC-Polen Euro High Yield Bond ETF
January 27, 2026-FundVantage Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Polen Euro High Yield Bond ETF.
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EA Series Trust files with the SEC-TRIAD Total Return Income and Downside Protection ETF
January 27, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the TRIAD Total Return Income and Downside Protection ETF.
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Northern Lights Fund Trust Trust files with the SEC-Toews Agility Shares Managed Risk ETF
January 26, 2026-Northern Lights Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Toews Agility Shares Managed Risk ETF.
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Tidal Trust III files with the SEC-8 VistaShares ETFs
January 26, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
VistaShares HRVD Select ETF
VistaShares Target 15 HRVD Distribution ETF
VistaShares GATE Endowment Select ETF
VistaShares Target 15 GATE Endowment Distribution ETF
VistaShares Gulf Sovereign Select ETF
VistaShares Target 15 Gulf Sovereign Distribution ETF
VistaShares Nordic Wealth Select ETF
VistaShares Target 15 Nordic Wealth Distribution ETF.
Tidal Trust II files with the SEC-Defiance 2X Daily Long Pure Drone and Aerial Automation ETF
January 26, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance 2X Daily Long Pure Drone and Aerial Automation ETF.
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SPDR S&P 500 ETF Trust files with the SEC
January 26, 2026-SPDR S&P 500 ETF Trust has filed a Post-Effective Amendment No. 40, to Form S-6 with the SEC.
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X-SQUARE Series Trust files with the SEC-X-Square Municipal Income ETF
January 26, 2026-X-SQUARE Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the X-Square Municipal Income ETF.
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EA Series Trust files with the SEC-Honeytree U.S. Equity ETF
January 26, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Honeytree U.S. Equity ETF.
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Tidal Trust I files with the SEC-3 Gotham ETFs
January 26, 2026-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Gotham Enhanced 500 ETF
Gotham 1000 Value ETF
Gotham Short Strategies ETF.
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