SEC Filings for the Past 90 Days
Simplify Exchange Traded Funds files with the SEC-6 Simplify Smart Leverage ETFs
September 10, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Simplify Smart Leverage Oil ETF
Simplify Smart Leverage Copper ETF
Simplify Smart Leverage US Large Cap Equity ETF
Simplify Smart Leverage Nasdaq-100(R) ETF
Simplify Smart Leverage Biotech ETF
Simplify Smart Leverage Semiconductor ETF.
Exchange Listed Funds Trust files with the SEC-KICK Korea Semiconductor Index ETF
September 9, 2026-Exchange Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the KICK Korea Semiconductor Index ETF.
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Roundhill ETF Trust files with the SEC-Roundhill Semicap ETF
September 9, 2026-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Roundhill Semicap ETF.
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Tidal Trust III files with the SEC-8 VistaShares ShieldTM Enhanced Protection ETFs
September 9, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
VistaShares ShieldTM S&P 500 Enhanced Protection ETF
VistaShares ShieldTM International Enhanced Protection ETF
VistaShares ShieldTM Emerging Markets Enhanced Protection ETF
VistaShares ShieldTM US Small Cap Enhanced Protection ETF
VistaShares ShieldTM Nasdaq 100 Enhanced Protection ETF
VistaShares ShieldTM Diversified Equity Enhanced Protection ETF
VistaShares ShieldTM Diversified Commodities Enhanced Protection ETF
VistaShares ShieldTM Diversified Income Enhanced Protection ETF.
Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Hybrid and Credit Opportunities ETF
September 9, 2026-Hartford Funds Exchange-Traded Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Hartford Hybrid and Credit Opportunities ETF.
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Exchange Place Advisors Trust files with the SEC-Lone Peak International Value ETF and Lone Peak SMID Value ETF.
September 9, 2026-Exchange Place Advisors Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Lone Peak International Value ETF
Lone Peak SMID Value ETF.
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Global X Funds files with the SEC-Global X MLCC & Electronic Components ETF
September 9, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X MLCC & Electronic Components ETF.
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ETF Series Solutions files with the SEC-AAM Ubiquitous ETF
September 9, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the AAM Ubiquitous ETF.
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Kurv ETF Trust files with the SEC-5 Kurv U.S. TaxOptimized ETFs
September 9, 2026-Kurv ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Kurv U.S. Small Cap TaxOptimized ETF
Kurv International Equity TaxOptimized ETF
Kurv European Equity TaxOptimized ETF
Kurv Japan Equity TaxOptimized ETF
Kurv Emerging Market Equity TaxOptimized ETF.
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Global X Funds files with the SEC-Global X NYSE 100 Autocallable Income ETF and Global X NYSE 100 Autocallable Enhanced Income ETF
September 9, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Global X NYSE 100 Autocallable Income ETF
Global X NYSE 100 Autocallable Enhanced Income ETF.
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