SEC Filings for the Past 90 Days



Financial Investors Trust files with the SEC-ALPS N10 Growth Momentum & Profitability ETF

September 8, 2026-Financial Investors Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ALPS N10 Growth Momentum & Profitability ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan All Country Research Enhanced Equity ETF

September 4, 2026-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the JPMorgan All Country Research Enhanced Equity ETF.

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TenGrove ETF Trust files with the SEC-5 TenGrove ETFs

September 4, 2026-TenGrove ETF Trust has filed a Form N-1A , Registration statement with the SEC for the
TenGrove U.S. Public-Private Technology ETF
TenGrove International Public-Private Technology ETF
TenGrove Public-Private Fintech, Payments & Digital Commerce ETF
TenGrove Premium Equity Income ETF
TenGrove Laddered Buffered Equity ETF.

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Roundhill ETF Trust files with the SEC-Roundhill LLM ETF

September 4, 2026-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Roundhill LLM ETF.

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Tidal Trust IV files with the SEC-MayTech Global Growth ETF

September 4, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the MayTech Global Growth ETF.

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VegaShares ETF Trust files with the SEC-VegaShares Fixed Rate Callable Bond ETF

September 4, 2026-VegaShares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the VegaShares Fixed Rate Callable Bond ETF.

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Tidal Trust I files with the SEC-3 SoFi ETFs

September 4, 2026-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
SoFi AI Power Grid ETF
SoFi Blockchain Infrastructure ETF
SoFi Robotaxi and Autonomous Vehicles ETF.

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Tidal Trust III files with the SEC-Ninepoint North American Energy Independence ETF and Ninepoint Energy Income ETF

September 4, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Ninepoint North American Energy Independence ETF
Ninepoint Energy Income ETF.

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Tidal Trust I files with the SEC-4 SoFi ETFs

September 4, 2026-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
SoFi International Efficient Growth ETF
SoFi Emerging Markets Efficient Growth ETF
SoFi Risk-Off Equity ETF
SoFi Risk-On Equity ETF.

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Nushares ETF Trust files with the SEC-Nuveen Impact Bond ETF

September 4, 2026-Nushares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Nuveen Impact Bond ETF.

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Looking for SEC filings older than 90 days?

Americas


September 23, 2026 Northern Trust Expands Municipal Bond ETF Lineup with New York and California Tax-Exempt ETFs
September 23, 2026 Horizon Announces Acquisition of LSA Portfolio Analytics
September 23, 2026 State Street Investment Management Expands MyIncome Suite as Assets Top $1 Billion
September 23, 2026 REX Shares Launches REX AI Chipmaking ETF (CHIP)
September 23, 2026 Luma Financial Technologies Adds First and Only ETFs to Its Platform with ProShares

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Europe ETF News


September 24, 2026 Europe's first covered call ETF with daily options expiries launches on HANetf platform
September 24, 2026 New ETF and ETP Listings on September 24, 2026, on Deutsche Boerse
September 23, 2026 Deutsche Boerse welcomes Ampega as new ETF Issuer
September 23, 2026 Sprott and HANetf launch first pure-play rare earths ex-China UCITS ETF
September 21, 2026 New ETF and ETP Listings on September 21, 2026, on Deutsche Boerse

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Asia ETF News


September 15, 2026 Global X Launched KOSPI 200 ETF (3408/9408 HK) in Hong Kong with the lowest fee[1]
September 09, 2026 LinqAlpha and KOSCOM Sign MOU to Expand Access to Korean Market Data for Global Investors
September 01, 2026 KraneShares Photonic and Optical ETF (LUMA) Now Accessible in Japan Through Licensed Securities Firms
August 27, 2026 Global X ETFs, Citi and OSL Launch Hong Kong's First Tokenized Covered Call ETF

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Global ETP News


September 23, 2026 OECD Economic Outlook, Interim Report September 2026-Global growth holds up despite successive shocks, but risks persist
September 17, 2026 ETFGI reports Global ETF Assets Top $24 Trillion for the First Time as Investors Add Nearly $2 Trillion in 2026
August 31, 2026 Global ETF Industry Shatters Records with 2,141 New Products Launched in First Seven Months of 2026

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Middle East ETP News


September 24, 2026 Mideast Stocks: Gulf shares slip on regional uncertainty, shipping concerns
September 10, 2026 Mideast Stocks: Most Gulf bourses ease amid escalating US-Iran hostilities
September 01, 2026 Mideast Stocks: Gulf stocks rise with oil as US-Iran fighting picks up
August 28, 2026 How the Iran conflict has reshaped the Gulf economy

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Africa ETF News


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ESG and Of Interest News


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White Papers


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