SEC Filings for the Past 90 Days



Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF

September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.

view filing


Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF

September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.

view filing


ETF Opportunities Trust files with the SEC-REX AI Equity Premium Income ETF

September 28, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX AI Equity Premium Income ETF.

view filing


FIS Trust files with the SEC-FIS Christian Stock Fund and FIS Bright Portfolios Focused Equity ETF

September 28, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FIS Christian Stock Fund
FIS Bright Portfolios Focused Equity ETF.

view filing


First Trust Exchange-Traded Fund VIII files with the SEC-20 FT Vest ETFs

September 28, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FT Vest U.S. Equity Max Buffer ETF-January
FT Vest U.S. Equity Max Buffer ETF-February
FT Vest U.S. Equity Max Buffer ETF-March
FT Vest U.S. Equity Max Buffer ETF-April
FT Vest U.S. Equity Max Buffer ETF-May

FT Vest U.S. Equity Max Buffer ETF-June
FT Vest U.S. Equity Max Buffer ETF-July
FT Vest U.S. Equity Max Buffer ETF-August
FT Vest U.S. Equity Max Buffer ETF-September
FT Vest U.S. Equity Max Buffer ETF-October & ... view filing


First Trust Exchange-Traded Fund VIII files with the SEC-19 FT Vest ETFs

September 28, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF
FT Vest U.S. Equity Quarterly Dynamic Buffer ETF
FT Vest U.S. Equity Dual Directional Buffer ETF-February
FT Vest U.S. Equity Dual Directional Buffer ETF-May
FT Vest U.S. Equity Dual Directional Buffer ETF-August

FT Vest U.S. Equity Dual Directional Buffer ETF-November
FT Vest U.S. Equity Equal Weight Buffer ETF-March
FT Vest U.S. Equity Equal Weight Buffer ETF-June
FT Vest U.S. Equity Equal Weight Buffer ETF-September
FT Vest U.S. Equity Equal Weight Buffer ETF-December & ...

view filing


EA Series Trust files with the SEC-4 Sparkline ETFs

September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sparkline Intangible Value ETF
Sparkline International Intangible Value ETF
Sparkline US Small Cap Intangible Value ETF
Sparkline Emerging Markets Intangible Value ETF.

view filing


Kurv ETF Trust files with the SEC-12 ETFs

September 28, 2026-Kurv ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Kurv Technology Titans ETF
Kurv High Income ETF
Kurv Gold Enhanced Income ETF
Kurv Silver Enhanced Income ETF
Kurv Platinum Enhanced Income ETF

Kurv Copper & Mining Enhanced Income ETF
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF.view filing


Starboard Investment Trust files with the SEC-4 ETFs

September 28, 2026-Starboard Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Outlook ETF
Adaptive Tactical Rotation ETF.

view filing


HC Capital Trust files with the SEC-The Hirtle U.S. Equity ETF and The Hirtle International Developed ETF

September 28, 2026-HC Capital Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
The Hirtle U.S. Equity ETF
The Hirtle International Developed ETF.

view filing


Looking for SEC filings older than 90 days?

Americas


November 11, 2026 Invesco Quantitative Strategies (IQS) ETF Suite Launches, Offering Systematic Active Investing Expertise
November 10, 2026 Columbia Threadneedle Investments Launches Two New Laddered Buffer ETFs
November 09, 2026 Lazard Asset Management Launches Its First Three Fixed Income ETFs, Providing Investors New Ways to Access Differentiated Income
November 09, 2026 ANUU, ANDD & ANSS: Leverage Shares by Themes Announces Leveraged & Short Anthropic ETFs Ahead of ANT IPO
November 09, 2026 Blockchain.com Appoints Lisa Nelson and Luis Berruga to Board of Directors

read more news


Europe ETF News


November 10, 2026 DriveWealth Receives MiCA Authorization from the Bank of Lithuania to Provide Crypto-Asset Services Across the EU
November 06, 2026 New ETF and ETP Listings on November 6, 2026, on Deutsche Boerse
November 05, 2026 New ETF and ETP Listings on November 5, 2026, on Deutsche Boerse
November 04, 2026 New ETF and ETP Listings on November 4, 2026, on Deutsche Boerse
November 03, 2026 New ETF and ETP Listings on November 3, 2026, on Deutsche Boerse

read more news


Asia ETF News


November 06, 2026 Samsung Securities Introduces Six Commodity-Linked ETNs Tracking Solactive Copper, Gold, and Silver Indices
November 03, 2026 Franklin Templeton SinoAm Launches FT Core Computing Power & AI Tech ETF Tracking the Solactive Core Computing Power & AI Tech Index
October 28, 2026 ChinaAMC and Franklin Templeton Sign Strategic MOU to Deepen Cross-Border Collaboration
October 23, 2026 HKEX Launches AI Index, Southern Asset Management Authorised to Launch ETF
October 23, 2026 Meritz Securities and Mirae Asset Securities Launch Copper Total Return ETNs Tracking Solactive Indices

read more news


Global ETP News


October 29, 2026 Institutions and the Broader Economy Now Drive a Third of Blockchain Revenue
October 29, 2026 Tradeweb Reports Third Quarter 2026 Financial Results
October 27, 2026 Institutional Investors and Wealth Advisors Remain Bullish on Private Markets, With a Sharpened Focus on Liquidity: New Report From BBH Investor Services
October 23, 2026 The $128 Trillion Global Economy: Every Country's GDP Ranked
October 22, 2026 Morgan Stanley Sustainable Signals: Global Survey Shows Institutional Investors Expect Modest Growth in Sustainable Investment Allocations

read more news


Middle East ETP News


November 10, 2026 Mideast Stocks: Gulf bourses open higher as Trump holds off on Iran strikes
November 09, 2026 Mideast Stocks: Gulf stocks gain on Trump's signal against renewed Iran strikes
November 04, 2026 Exchange Traded Concepts Takes Client ETFs to the Abu Dhabi Securities Exchange
November 02, 2026 Mideast Stocks: Gulf markets mixed as investors monitor Iran-Qatar talks
October 27, 2026 Qatar bulks up stock market fund to attract investment

read more news


Africa ETF News


November 05, 2026 'Power, Protect, Purchase'-Africa Made It Unveils Blueprint To Capture Usd 34B In Gdp And Accelerate African Industrial Sovereignty
November 05, 2026 Africa: Ethiopia Becomes Africa's Fifth-Largest Economy After Rebasing GDP
October 19, 2026 OECD- Critical minerals in Africa-A regional overview

read more news


ESG and Of Interest News


October 20, 2026 Americans Worry They Can't Afford Health Care in Retirement, Allianz Life Study Finds
October 13, 2026 Global Economic Resilience Is Under Strain, Demanding Decisive Policy Action
October 13, 2026 Global Financial Markets Face Rising Risks From AI, Bond Yields, and Cyberattacks
October 12, 2026 Global Financial Stability Report-Resilience, Risk, and Transformation

read more news


White Papers


October 13, 2026 IMF Working Paper Fiscal-monetary Interactions: The Role of Debt Maturity
October 12, 2026 IMF Working Paper-Fear and Shortages: Identifying Geopolitical Risk and Supply Disruptions in Energy Markets
October 02, 2026 IMF Working Paper-International Stablecoin Flows, Capital Controls and Currency Crises

view more white papers