SEC Filings for the Past 90 Days
Simplify Exchange Traded Funds files with the SEC-Simplify Empirical Targeted Small Cap Momentum ETF
September 29, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Empirical Targeted Small Cap Momentum ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Bitcoin Covered Call ETF
September 29, 2026-Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Grayscale Bitcoin Covered Call ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Ethereum Covered Call ETF
September 29, 2026-Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Grayscale Ethereum Covered Call ETF.
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Capital Group Fixed Income ETF Trust files with the SEC-Capital Group California Municipal Bond ETF
September 29, 2026-Capital Group Fixed Income ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Capital Group California Municipal Bond ETF.
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Ultimus Managers Trust files with the SEC-Westwood Adaptive Exposure QQQ ETF and Westwood Adaptive Exposure SPY ETF
September 29, 2026-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Westwood Adaptive Exposure QQQ ETF
Westwood Adaptive Exposure SPY ETF.
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Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
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Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
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Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
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