SEC Filings for the Past 90 Days



Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April

Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October

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Innovator ETFs Trust files with the SEC

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM

Innovator Equity Managed Floor ETF
Innovator Nasdaq-100 Managed Floor ETF
Innovator U.S. Small Cap Managed Floor ETF
Innovator Hedged Nasdaq-100 ETF
Innovator Emerging Markets 10 Buffer ETFTM -Quarterly
Innovator International Developed 10 Buffer ETFTM -Quarterly
Innovator Nasdaq-100 10 Buffer ETFTM -Quarterly
Innovator U.S. Small Cap 10 Buffer ETFTM -Quarterly
Innovator U.S. Equity 5 to 15 Buffer ETFTM -Quarterly
Innovator U.S. Equity 10 Buffer ETFTM -Quarterly

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Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF

February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.

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Innovator ETFs Trust files with the SEC-7 ETFs

February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM

Innovator Deepwater Frontier Tech ETF
Innovator S&P Investment Grade Preferred ETF
Innovator Gradient Tactical Rotation Strategy ETF

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First Trust Exchange-Traded Fund IV files with the SEC-16 ETFs

February 28, 2025--First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Enhanced Short Maturity ETF
First Trust Low Duration Opportunities ETF
First Trust North American Energy Infrastructure Fund
First Trust Senior Loan Fund
First Trust SSI Strategic Convertible Securities ETF

First Trust Tactical High Yield ETF
First Long Duration Opportunities ETF
First Trust EIP Carbon Impact ETF
First Trust High Income Strategic Focus ETF
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
First Trust Limited Duration Investment Grade Corporate ETF
FT Vest Rising Dividend Achievers Target Income ETF
FT Energy Income Partners Strategy ETF
FT Vest DIJA Dow 10 Target Income ETF
First Trust Intermediate Government Opportunities ETF
First Trust Intermediate Duration Investment Grade Corporate ETF
FT Vest SMID Rising Dividend Achievers Target Income ETF
FT Vest Technology Dividend Target Income ETF
FT Vest Dow Jones Internet & Target Income ETF

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Krane Shares Trust files with the SEC-KraneShares 2x Long BABA Daily ETF and KraneShares 2x Long PDD Daily ETF

February 28, 2025-Krane Shares Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
KraneShares 2x Long BABA Daily ETF
KraneShares 2x Long PDD Daily ETF.

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BNY Mellon ETF Trust files with the SEC-9 ETFs

February 28, 2025-BNY Mellon ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
BNY Mellon Concentrated International ETF
BNY Mellon Core Bond ETF
BNY Mellon Emerging Markets Equity ETF
BNY Mellon Global Infrastructure Income ETF
BNY Mellon High Yield ETF

BNY Mellon International Equity ETF
BNY Mellon US Small Cap Core Equity ETF
BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF

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Procure ETF Trust II files with the SEC-Procure Space ETF

February 28, 2025-Procure ETF Trust II has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Procure Space ETF.

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Capitol Series Trust files with the SEC-Hull Tactical US ETF

February 28, 2025-Capitol Series Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Hull Tactical US ETF.

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Two Roads Shared Trust files with the SEC-Conductor Global Equity Value ETF

February 28, 2025-Two Roads Shared Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the Conductor Global Equity Value ETF.

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Looking for SEC filings older than 90 days?

Americas


May 13, 2025 Innovator Launches Equity Managed 100 Buffer ETF (Ticker: BFRZ)-A New Approach to 100% Downside Protection*
May 12, 2025 Lazard Asset Management Completes Conversion of Mutual Fund to Launch International Dynamic Equity ETF
May 09, 2025 Coinbase Launches 24/7 Bitcoin Futures Trading in the U.S.
May 09, 2025 The 2023 ETF Series Trusts Select Tidal Financial Group as Service Provider, Ensuring Continuity and Growth for Asset Managers
May 08, 2025 YieldMax Introduces Option Income Strategy ETF on Robinhood Markets, Inc. (HOOD)

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Europe ETF News


May 08, 2025 Global X ETFs Europe, STOXX launch first EURO STOXX 50 covered call ETF
May 07, 2025 Franklin Templeton Launches US Mega Cap 100 ETF Tracking the Solactive US Mega Cap 100 Select Index
May 06, 2025 Deutsche Boerse welcomes Melanion Capital as new ETF issuer on Xetra
May 02, 2025 Euro area annual inflation stable at 2.2%
May 01, 2025 Janus Henderson Investors Launches ETF on SIX Swiss Exchange

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Asia ETF News


May 13, 2025 Timefolio Asset Management Launches TIMEFOLIO CHINA AI Tech Active ETF Benchmarked Against the Solactive China Artificial Intelligence Index
May 13, 2025 Hanwha Asset Management Launches Hanwha PLUS China AI Tech Top 10 ETF Tracking the Solactive China AI Tech Top 10 Index
May 06, 2025 Corporate Sector Vulnerabilities in Hong Kong SAR: Hong Kong, Special Administrative Region
May 01, 2025 ETF Monthly Trading Value via "CONNEQTOR" Reach Record 300 billion JPY
April 30, 2025 NFO Alert: Mirae Asset Mutual Fund launches Nifty50 Equal Weight ETF

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Global ETP News


May 13, 2025 UBS wealthy clients shift focus from U.S.-dollar assets to gold, crypto, and China
May 13, 2025 Trackinsight Releases 2025 Global ETF Survey: ETF Industry on Overdrive: Shifting Gears, Breaking New Barriers
May 13, 2025 New WFE Research Discovers Climate Risk Premium in Commodity Options
May 06, 2025 CoinEx Research April 2025 Report: Bitcoin and Gold Dual Safe Havens in a Shifting World
April 30, 2025 World Bank Prospects Group Global Monthly-April 2025

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Middle East ETP News


April 23, 2025 Growth in the Middle East and North Africa Forecast to Moderately Accelerate in 2025 Amidst Uncertainty

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Africa ETF News


April 23, 2025 Economic Growth is Speeding Up in Africa, but Uncertainty Clouds Outlook
April 09, 2025 Africa's Opportunity in a Fragmenting Global Economy

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ESG and Of Interest News


May 07, 2025 Africa Poised to Become a Global Leader in Carbon Markets, Says New Report
April 22, 2025 Charted: Countries Accumulating the Most AI Patents
April 15, 2025 State of the Global Climate 2024

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White Papers


May 09, 2025 Assessing Thailand's Debt Ceiling-Room for Recalibration?
May 09, 2025 The Energy Origins of the Global Inflation Surge
May 09, 2025 Missing Home-Buyers and Rent Inflation: The Role of Interest Rates and Mortgage Underwriting Standards
May 06, 2025 Hong Kong SAR's Economy in the Face of Climate Change: Risks and Prospects
May 02, 2025 Impact Dynamics of Natural Disasters and the Case of Pacific Island Countries

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