SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
view filing
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
view filing
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
view filing
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator Equity Defined Protection ETFTM - 1 Yr August
Innovator Equity Defined Protection ETFTM - 1 Yr September
Innovator Equity Defined Protection ETFTM - 1 Yr October
Innovator Equity Defined Protection ETFTM - 1 Yr November
Innovator Equity Defined Protection ETFTM - 2 Yr to January 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to April 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2025
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to October 2026 .
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April
Innovator U.S. Equity Accelerated ETF- April
Innovator U.S. Equity Accelerated Plus ETF- April.Innovator Growth Accelerated Plus ETF- July
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - July
Innovator U.S. Equity Accelerated ETF- July
Innovator U.S. Equity Accelerated Plus ETF- July
Innovator Growth Accelerated Plus ETF- October
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - October
Innovator U.S. Equity Accelerated ETF- October
Innovator U.S. Equity Accelerated Plus ETF- October
Innovator Growth Accelerated ETF- Quarterly
Innovator U.S. Equity Accelerated ETF- Quarterly
Innovator Uncapped Accelerated U.S. Equity ETF
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Innovator Equity Managed Floor ETF
Innovator Nasdaq-100 Managed Floor ETF
Innovator U.S. Small Cap Managed Floor ETF
Innovator Hedged Nasdaq-100 ETF
Innovator Emerging Markets 10 Buffer ETFTM -Quarterly
Innovator International Developed 10 Buffer ETFTM -Quarterly
Innovator Nasdaq-100 10 Buffer ETFTM -Quarterly
Innovator U.S. Small Cap 10 Buffer ETFTM -Quarterly
Innovator U.S. Equity 5 to 15 Buffer ETFTM -Quarterly
Innovator U.S. Equity 10 Buffer ETFTM -Quarterly
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
view filing
Innovator ETFs Trust files with the SEC-7 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM
Innovator Deepwater Frontier Tech ETF
Innovator S&P Investment Grade Preferred ETF
Innovator Gradient Tactical Rotation Strategy ETF
SEC Filings for the Past 90 Days
Nushares ETF Trust files with the SEC-7 Nuveen ESG ETFs
February 28, 2025-Nushares ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Nuveen ESG Dividend ETF
Nuveen ESG Large-Cap ETF
Nuveen ESG Large-Cap Growth ETF
Nuveen ESG Large-Cap Value ETF
Nuveen ESG Mid-Cap Growth ETF
Nuveen ESG Mid-Cap Value ETF
Nuveen ESG Small-Cap ETF
view filing
Dimensional ETF Trust files with the SEC
February 28, 2025-Dimensional ETF Trust has filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC.
view filing
Ultimus Managers Trust files with the SEC-Westwood Salient Enhanced Energy Income ETF and Westwood Salient Enhanced Midstream Income ETF
February 28, 2025-Ultimus Managers Trusthas filed a Form N-1A, Post-effective Amendment, Registration Statement with the SEC for the
Westwood Salient Enhanced Energy Income ETF
Westwood Salient Enhanced Midstream Income ETF.
view filing
Innovator ETFs Trust files with the SEC-12 Innovator Equity Defined Protection ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Equity Defined Protection ETFTM - 6 Mo Jan/Jul
Innovator Equity Defined Protection ETFTM - 6 Mo Apr/Oct
Innovator Equity Defined Protection ETFTM - 1 Yr July
Innovator Equity Defined Protection ETFTM - 1 Yr August
Innovator Equity Defined Protection ETFTM - 1 Yr September
Innovator Equity Defined Protection ETFTM - 1 Yr October
Innovator Equity Defined Protection ETFTM - 1 Yr November
Innovator Equity Defined Protection ETFTM - 2 Yr to January 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to April 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2025
Innovator Equity Defined Protection ETFTM - 2 Yr to July 2026
Innovator Equity Defined Protection ETFTM - 2 Yr to October 2026 .
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Growth Accelerated Plus ETF- January
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - January
Innovator U.S. Equity Accelerated Plus ETF- January
Innovator Growth Accelerated Plus ETF- April
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - April
Innovator U.S. Equity Accelerated ETF- April
Innovator U.S. Equity Accelerated Plus ETF- April.Innovator Growth Accelerated Plus ETF- July
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - July
Innovator U.S. Equity Accelerated ETF- July
Innovator U.S. Equity Accelerated Plus ETF- July
Innovator Growth Accelerated Plus ETF- October
Innovator U.S. Equity Accelerated 9 Buffer ETFTM - October
Innovator U.S. Equity Accelerated ETF- October
Innovator U.S. Equity Accelerated Plus ETF- October
Innovator Growth Accelerated ETF- Quarterly
Innovator U.S. Equity Accelerated ETF- Quarterly
Innovator Uncapped Accelerated U.S. Equity ETF
Innovator ETFs Trust files with the SEC-17 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC-20 Innovator Premium Income ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator Premium Income 20 Barrier ETFTM -January
Innovator Premium Income 30 Barrier ETFTM -January; Innovator Premium Income 15 Buffer ETFTM -January
Innovator Premium Income 10 Barrier ETFTM -April
Innovator Premium Income 20 Barrier ETFTM -April
Innovator Premium Income 30 Barrier ETFTM -April
Innovator Premium Income 40 Barrier ETFTM -April
Innovator Premium Income 9 Buffer ETFTM -April
Innovator Premium Income 15 Buffer ETFTM -April
Innovator Premium Income 10 Barrier ETFTM -July
Innovator Premium Income 20 Barrier ETFTM -July
Innovator Premium Income 30 Barrier ETFTM -July
Innovator Premium Income 40 Barrier ETFTM -July
Innovator Premium Income 9 Buffer ETFTM -July
Innovator Premium Income 15 Buffer ETFTM -July
Innovator Premium Income 10 Barrier ETFTM -October
Innovator Premium Income 20 Barrier ETFTM -October
Innovator Premium Income 30 Barrier ETFTM -October
Innovator Premium Income 40 Barrier ETFTM -October
Innovator Premium Income 9 Buffer ETFTM -October
Innovator Premium Income 15 Buffer ETFTM -October
Innovator ETFs Trust files with the SEC
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator 20+ Year Treasury Bond 9 Buffer ETFTM -July
Innovator 20+ Year Treasury Bond 5 Floor ETF-Quarterly
Defined Wealth Shield ETF
Innovator Buffer Step-Up Strategy ETFTM
Innovator Power Buffer Step-Up Strategy ETFTM
Innovator Equity Managed Floor ETF
Innovator Nasdaq-100 Managed Floor ETF
Innovator U.S. Small Cap Managed Floor ETF
Innovator Hedged Nasdaq-100 ETF
Innovator Emerging Markets 10 Buffer ETFTM -Quarterly
Innovator International Developed 10 Buffer ETFTM -Quarterly
Innovator Nasdaq-100 10 Buffer ETFTM -Quarterly
Innovator U.S. Small Cap 10 Buffer ETFTM -Quarterly
Innovator U.S. Equity 5 to 15 Buffer ETFTM -Quarterly
Innovator U.S. Equity 10 Buffer ETFTM -Quarterly
Valued Advisers Trust files with the SEC-Kovitz Core Equity ETF
February 278, 2025--Valued Advisers Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Kovitz Core Equity ETF.
view filing
Innovator ETFs Trust files with the SEC-7 ETFs
February 28, 2025--Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Innovator IBD 50 ETF
Innovator IBD Breakout Opportunities ETF
Innovator Laddered Allocation Buffer ETFTM
Innovator Laddered Allocation Power Buffer ETFTM
Innovator Deepwater Frontier Tech ETF
Innovator S&P Investment Grade Preferred ETF
Innovator Gradient Tactical Rotation Strategy ETF
