SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Advisor Managed Portfolios files with the SEC-Reckoner Leveraged AAA CLO ETF and Reckoner BBB-B CLO ETF
May 2, 2025-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Reckoner Leveraged AAA CLO ETF
Reckoner BBB-B CLO ETF.
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RBB Fund, Inc. files with the SEC-F/m Emerald Special Situations ETF
May 2, 2025--RBB Fund, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the F/m Emerald Special Situations ETF.
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Touchstone ETF Trust files with the SEC
May 1, 2025-Touchstone ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Managed Portfolio Series files with the SEC-Tremblant Global ETF
May 1, 2025--Managed Portfolio Series has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Tremblant Global ETF.
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Tidal Trust II files with the SEC-3 Defiance ETFs
May 1, 2025--Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Vol Carry Hedged ETF
Defiance Enhanced Short Vol ETF
Defiance Enhanced Long Vol ETF.
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Harbor ETF Trust files with the SEC-Harbor Alpha Layering ETF
May 1, 2025--Harbor ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Harbor Alpha Layering ETF.
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Global X Funds files with the SEC-5 PureCapSM MSCI ETFs
May 1, 2025--Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Global X PureCapSM MSCI Consumer Discretionary ETF
Global X PureCapSM MSCI Communication Services ETF
Global X PureCapSM MSCI Information Technology ETF
Global X PureCapSM MSCI Consumer Staples ETF
Global X PureCapSM MSCI Energy ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Software ETF
May 1, 2025--Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Grayscale Software ETF.
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First Trust Exchange-Traded Fund files with the SEC-26 ETFs
April 30, 2025-First Trust Exchange-Traded Fund has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Capital Strength ETF
First Trust Dow Jones Internet Index Fund
First Trust Dow Jones Select MicroCap Index Fund
First Trust Natural Gas ETF
First Trust Water ETF
First Trust Morningstar Dividend Leaders Index Fund
First Trust NASDAQ-100 Equal Weighted Index Fund
First Trust NASDAQ-100 Ex-Technology Sector Index Fund
First Trust NASDAQ-100-Technology Sector Index Fund
First Trust NASDAQ(R) ABA Community Bank Index Fund
First Trust NASDAQ(R) Clean Edge(R) Green Energy Index Fund
First Trust NYSE(R) Arca(R) Biotechnology Index Fund
First Trust S&P REIT Index Fund
First Trust US Equity Opportunities ETF
First Trust Value Line(R) Dividend Index Fund
First Trust Dow 30 Equal Weight ETF
First Trust Lunt U.S. Factor Rotation ETF
FT Vest Gold Strategy Quarterly Buffer ETF
FT Vest Gold Strategy Target Income ETF
First Trust Dividend Strength ETF
First Trust Indxx Advanced Aerospace & Defense ETF
First Trust Growth Strength ETF
First Trust Bloomberg Inflation Sensitive Equity ETF
First Trust S&P 500 Diversified Free Cash Flow ETF
First Trust WCM Developing World Equity Fund
First Trust WCM International Equity Fund.
Spinnaker ETF Series files with the SEC-Langar Global HealthTech ETF
April 30, 2025-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Langar Global HealthTech ETF.
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SEC Filings for the Past 90 Days
Advisor Managed Portfolios files with the SEC-Reckoner Leveraged AAA CLO ETF and Reckoner BBB-B CLO ETF
May 2, 2025-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Reckoner Leveraged AAA CLO ETF
Reckoner BBB-B CLO ETF.
view filing
RBB Fund, Inc. files with the SEC-F/m Emerald Special Situations ETF
May 2, 2025--RBB Fund, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the F/m Emerald Special Situations ETF.
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Touchstone ETF Trust files with the SEC
May 1, 2025-Touchstone ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Managed Portfolio Series files with the SEC-Tremblant Global ETF
May 1, 2025--Managed Portfolio Series has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Tremblant Global ETF.
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Tidal Trust II files with the SEC-3 Defiance ETFs
May 1, 2025--Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Defiance Vol Carry Hedged ETF
Defiance Enhanced Short Vol ETF
Defiance Enhanced Long Vol ETF.
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Harbor ETF Trust files with the SEC-Harbor Alpha Layering ETF
May 1, 2025--Harbor ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Harbor Alpha Layering ETF.
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Global X Funds files with the SEC-5 PureCapSM MSCI ETFs
May 1, 2025--Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Global X PureCapSM MSCI Consumer Discretionary ETF
Global X PureCapSM MSCI Communication Services ETF
Global X PureCapSM MSCI Information Technology ETF
Global X PureCapSM MSCI Consumer Staples ETF
Global X PureCapSM MSCI Energy ETF.
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Grayscale Funds Trust files with the SEC-Grayscale Software ETF
May 1, 2025--Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Grayscale Software ETF.
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First Trust Exchange-Traded Fund files with the SEC-26 ETFs
April 30, 2025-First Trust Exchange-Traded Fund has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Capital Strength ETF
First Trust Dow Jones Internet Index Fund
First Trust Dow Jones Select MicroCap Index Fund
First Trust Natural Gas ETF
First Trust Water ETF
First Trust Morningstar Dividend Leaders Index Fund
First Trust NASDAQ-100 Equal Weighted Index Fund
First Trust NASDAQ-100 Ex-Technology Sector Index Fund
First Trust NASDAQ-100-Technology Sector Index Fund
First Trust NASDAQ(R) ABA Community Bank Index Fund
First Trust NASDAQ(R) Clean Edge(R) Green Energy Index Fund
First Trust NYSE(R) Arca(R) Biotechnology Index Fund
First Trust S&P REIT Index Fund
First Trust US Equity Opportunities ETF
First Trust Value Line(R) Dividend Index Fund
First Trust Dow 30 Equal Weight ETF
First Trust Lunt U.S. Factor Rotation ETF
FT Vest Gold Strategy Quarterly Buffer ETF
FT Vest Gold Strategy Target Income ETF
First Trust Dividend Strength ETF
First Trust Indxx Advanced Aerospace & Defense ETF
First Trust Growth Strength ETF
First Trust Bloomberg Inflation Sensitive Equity ETF
First Trust S&P 500 Diversified Free Cash Flow ETF
First Trust WCM Developing World Equity Fund
First Trust WCM International Equity Fund.
Spinnaker ETF Series files with the SEC-Langar Global HealthTech ETF
April 30, 2025-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Langar Global HealthTech ETF.
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