SEC Filings for the Past 90 Days



Simplify Exchange Traded Funds files with the SEC-Simplify Ancorato Target 25 Distribution ETF

November 13, 2025-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Ancorato Target 25 Distribution ETF.

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Vanguard Wellesley Income Fund files with the SEC-Vanguard Wellington Dividend Growth Active ETF

November 13, 2025-Vanguard Wellesley Income Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard Wellington Dividend Growth Active ETF.

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Vanguard Wellesley Income Fund files with the SEC-Vanguard Wellington U.S. Value Active ETF

November 13, 2025-Vanguard Wellesley Income Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard Wellington U.S. Value Active ETF.

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Vanguard Wellesley Income Fund files with the SEC-Vanguard Wellington U.S. Growth Active ETF

November 13, 2025-Vanguard Wellesley Income Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard Wellington U.S. Growth Active ETF.

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Mutual Fund Series Trust files with the SEC

November 12, 2025-Mutual Fund Series Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.

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Tema ETF Trust files with the SEC

November 12, 2025-Tema ETF Trust has filed an Application for Exemptive Relief with the SEC.

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iShares Trust files with the SEC-iShares 0-1 Year TIPS Bond ETF

November 12, 2025-iShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares 0-1 Year TIPS Bond ETF.

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Global X Funds files with the SEC-Global X Gold Miners ETF

November 12, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X Gold Miners ETF.

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Unified Series Trust files with the SEC-OneAscent Enhanced Small and Mid Cap ETF

November 12, 2025-Unified Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the OneAscent Enhanced Small and Mid Cap ETF (formerly OneAscent Small Cap Core ETF.

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First Trust Exchange-Traded Fund VII files with the SEC-First Trust Enhanced Stocks, Bonds & Gold ETF

November 12, 2025-First Trust Exchange-Traded Fund VII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the First Trust Enhanced Stocks, Bonds & Gold ETF.

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Looking for SEC filings older than 90 days?

Americas


December 12, 2025 Hedgeye Asset Management Launches the Hedgeye 130/30 Equity ETF (HELS) Managed by R. Patrick Kent
December 12, 2025 Harvest Announces Filing of the Preliminary Prospectus for 2 New Harvest Premium Yield ETFs (Update)
December 12, 2025 Five Crypto Firms Win Initial Approvals as Trust Banks, Including Ripple, Circle, BitGo
December 11, 2025 Harris | Oakmark expands active ETF suite targeting international and global value opportunities
December 11, 2025 T. Rowe Price Launches Active Core ETFs Blending Benefits of Active and Passive Investing; Fees Waived Through January 2027

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Europe ETF News


December 15, 2025 ESMA finalises technical standards on derivatives transparency and the OTC derivatives tape
December 09, 2025 France Eases Retail Crypto Rules as Europe Unlocks Access for Millions
December 05, 2025 Archax Executes First After-Hours Transaction of its Tokenized Canary HBR ETF on Hedera Mainnet
November 14, 2025 YieldMax expands European ETF range with double launch

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Asia ETF News


December 17, 2025 UTI Investments Partners with FTSE Russell to Transition its Sovereign Bond ETF Benchmark
December 12, 2025 Bruegel-China economic database update
December 10, 2025 An Income Strategy for Volatile Markets-CSOP HSCEI Covered Call Active ETF (2802.HK) Debuts on HKEX Tomorrow
December 08, 2025 HKEX Expands Index Business with Launch of HKEX Tech 100 Index
December 08, 2025 China's exports grow 5.9% in November, while U.S. shipments drop 29%

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Global ETP News


December 17, 2025 Mapping the global quantum ecosystem
December 05, 2025 Bybit & Block Scholes Report: Market Sentiment Shows Early Signs of Recovery
December 03, 2025 Is the world ageing out of interest rates?
December 03, 2025 Global X: Investing Outlook Complicated by Contradictions in U.S. Economy and Evolving Geopolitical Order
December 02, 2025 OECD Economic Outlook. Volume 2025 Issue 2 Resilient Growth but with Increasing Fragilities

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Middle East ETP News


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Africa ETF News


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ESG and Of Interest News


November 28, 2025 Making the Green Transition Work for People and the Economy

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White Papers


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