SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
ETF Series Solutions files with the SEC-4 ETFs
April 18, 2025-ETF Series Solutions has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.
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RBB Fund Trust files with the SEC-MUFG Japan Small Cap Active ETF
April 18, 2025-RBB Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the MUFG Japan Small Cap Active ETF.
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Canary Staked TRX ETF files with the SEC
April 18, 2025-Canary Staked TRX ETF has filed a a Form S-1 Registration Statement with the SEC.
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Lord Abbett Securities Trust files with the SEC
April 17, 2025-Lord Abbett Securities Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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PGIM Investments LLC files with the SEC
April 17, 2025- PGIM Investments LLC has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Prudential Investment Portfolios, Inc., files with the SEC
April 17, 2025- Prudential Investment Portfolios, Inc., has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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AllianceBernstein L.P. files with the SEC
April 17, 2025- AllianceBernstein L.P. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Guinness Atkinson Funds files with the SEC
April 17, 2025- Guinness Atkinson Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Natixis Funds Trust II files with the SEC
April 17, 2025- Natixis Funds Trust II has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC
April 17, 2025- Invesco Exchange-Traded Self-Indexed Fund Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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SEC Filings for the Past 90 Days
ETF Series Solutions files with the SEC-4 ETFs
April 18, 2025-ETF Series Solutions has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.
view filing
RBB Fund Trust files with the SEC-MUFG Japan Small Cap Active ETF
April 18, 2025-RBB Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the MUFG Japan Small Cap Active ETF.
view filing
Canary Staked TRX ETF files with the SEC
April 18, 2025-Canary Staked TRX ETF has filed a a Form S-1 Registration Statement with the SEC.
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Lord Abbett Securities Trust files with the SEC
April 17, 2025-Lord Abbett Securities Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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PGIM Investments LLC files with the SEC
April 17, 2025- PGIM Investments LLC has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Prudential Investment Portfolios, Inc., files with the SEC
April 17, 2025- Prudential Investment Portfolios, Inc., has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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AllianceBernstein L.P. files with the SEC
April 17, 2025- AllianceBernstein L.P. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Guinness Atkinson Funds files with the SEC
April 17, 2025- Guinness Atkinson Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Natixis Funds Trust II files with the SEC
April 17, 2025- Natixis Funds Trust II has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC
April 17, 2025- Invesco Exchange-Traded Self-Indexed Fund Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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