SEC Filings for the Past 90 Days
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Global X Funds with the SEC-Global X Bitcoin Covered Call ETF
April 16, 2025-Global X Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Global X Bitcoin Covered Call ETF.
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Northern Funds with the SEC
April 16, 2025-Northern Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC.
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Krane Shares Trust with the SEC-KraneShares MLM Commodity Long/Neutral Index Strategy ETF
April 16, 2025-Krane Shares Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the KraneShares MLM Commodity Long/Neutral Index Strategy ETF.
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Allspring Exchange-Traded Funds Trust with the SEC-Allspring SMID Core ETF and Allspring Ultra Short Municipal ETF
April 16, 2025-Allspring Exchange-Traded Funds Trust has filed a Form N-1, Pre-Effective Amendment No.4, Registration Statement with the SEC for the
Allspring SMID Core ETF
Allspring Ultra Short Municipal ETF.
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Northern Lights Fund Trust with the SEC-DF Tactical 30 ETF
April 16, 2025-Northern Lights Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the DF Tactical 30 ETF.
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RBB Fund, INC with the SEC-10 F/m Investment Grade Corporate Bond ETFs
April 16, 2025-RBB Fund, INC has filed a Form N-1, Pre-Effective Amendment No.4, Registration Statement with the SEC for the
F/m 6-Month Investment Grade Corporate Bond ETF
F/m 9-18 Month Investment Grade Corporate Bond ETF
F/m 2-Year Investment Grade Corporate Bond ETF
F/m 3-Year Investment Grade Corporate Bond ETF
F/m 5-Year Investment Grade Corporate Bond ETF
F/m 7-Year Investment Grade Corporate Bond ETF
F/m 10-Year Investment Grade Corporate Bond ETF
F/m 20-Year Investment Grade Corporate Bond ETF
F/m 30-Year Investment Grade Corporate Bond ETF
F/m 15+ Year Investment Grade Corporate Bond ETF.
SSGA Funds files with the SEC
April 15, 2025-SSGA Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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SSGA Funds Management, Inc. files with the SEC
April 15, 2025-SSGA Funds Management, Inc. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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ALPS ETF Trust files with the SEC
April 15, 2025-ALPS ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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BlackRock Funds files with the SEC
April 15, 2025-BlackRock Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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SEC Filings for the Past 90 Days
Global X Funds with the SEC-Global X Bitcoin Covered Call ETF
April 16, 2025-Global X Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Global X Bitcoin Covered Call ETF.
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Northern Funds with the SEC
April 16, 2025-Northern Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC.
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Krane Shares Trust with the SEC-KraneShares MLM Commodity Long/Neutral Index Strategy ETF
April 16, 2025-Krane Shares Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the KraneShares MLM Commodity Long/Neutral Index Strategy ETF.
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Allspring Exchange-Traded Funds Trust with the SEC-Allspring SMID Core ETF and Allspring Ultra Short Municipal ETF
April 16, 2025-Allspring Exchange-Traded Funds Trust has filed a Form N-1, Pre-Effective Amendment No.4, Registration Statement with the SEC for the
Allspring SMID Core ETF
Allspring Ultra Short Municipal ETF.
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Northern Lights Fund Trust with the SEC-DF Tactical 30 ETF
April 16, 2025-Northern Lights Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the DF Tactical 30 ETF.
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RBB Fund, INC with the SEC-10 F/m Investment Grade Corporate Bond ETFs
April 16, 2025-RBB Fund, INC has filed a Form N-1, Pre-Effective Amendment No.4, Registration Statement with the SEC for the
F/m 6-Month Investment Grade Corporate Bond ETF
F/m 9-18 Month Investment Grade Corporate Bond ETF
F/m 2-Year Investment Grade Corporate Bond ETF
F/m 3-Year Investment Grade Corporate Bond ETF
F/m 5-Year Investment Grade Corporate Bond ETF
F/m 7-Year Investment Grade Corporate Bond ETF
F/m 10-Year Investment Grade Corporate Bond ETF
F/m 20-Year Investment Grade Corporate Bond ETF
F/m 30-Year Investment Grade Corporate Bond ETF
F/m 15+ Year Investment Grade Corporate Bond ETF.
SSGA Funds files with the SEC
April 15, 2025-SSGA Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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SSGA Funds Management, Inc. files with the SEC
April 15, 2025-SSGA Funds Management, Inc. has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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ALPS ETF Trust files with the SEC
April 15, 2025-ALPS ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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BlackRock Funds files with the SEC
April 15, 2025-BlackRock Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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