you are currently viewing:SEC-Offerings and Registrations of Securities in the Crypto Asset MarketsApril 10, 2025—Division of Corporation Finance These offerings and registrations may involve equity or debt securities of issuers whose operations relate to networks, applications, and/or crypto assets. These offerings and registrations also may relate to crypto assets offered as part of or subject to an investment contract (such a crypto asset, a "subject crypto asset").[3] The Division recognizes that Acting Chairman Mark T. Uyeda formed the Crypto Task Force to help the Commission develop a comprehensive and clear regulatory framework for crypto assets, including addressing applicable registration and disclosure requirements.[4] The Division is issuing this statement to provide its views during the pendency of these deliberations. The disclosures required in connection with offerings and registrations under the Securities Act of 1933 ("Securities Act") and the Securities Exchange Act of 1934 ("Exchange Act") protect investors, facilitate capital formation, and promote fair, orderly, and efficient markets. In recent years, some issuers in the crypto asset markets have registered or qualified[5] offerings of securities under the Securities Act or registered a class of securities under the Exchange Act. This statement reflects our observations regarding disclosures provided in response to existing disclosure requirements. It also addresses our views about certain specific disclosure questions that market participants have presented to the staff. While disclosures should be based on an issuer's specific facts and circumstances, we believe that issuers may benefit from the identification of common issues we have identified during our reviews. Source: sec.gov |
May 5, 2025--Weekly Options Launch for MSTZ as T-REX Offers Weekly Options on Both Long and Short MSTR ETFs
REX Shares and Tuttle Capital Management ("T-REX") announce that weekly options are now available for the T-REX 2X Inverse MSTR Daily Target ETF (CBOE: MSTZ). This latest development expands the choices available for sophisticated investors seeking to capture Strategy's (MSTR) performance, allowing them to engage with the stock with greater flexibility and strategic depth.
May 2, 2025--Veteran asset-backed securities portfolio manager Skyler Weinand launches MBSX, an actively managed exchange-traded fund that invests in fixed rate Residential Mortgage-Backed Securities
May 12, 2025--This launch marks a strategic step that underscores the firm's long-term commitment to growth and to delivering value to clients through active management and customization.
May 12, 2025--High net worth investors and investors working with an advisor are more likely to feel informed about risk
Half of financial advisors are "allocating to alternative investments/strategies" to manage portfolio risk
Over two-thirds of Millennials are investing in alternatives
Significant jump in percentage of individual investors who believe ETFs help improve performance and make them a better investor
May 2, 2025--Defiance ETFs has launched the Defiance Leveraged Long + Income MSTR ETF (MST), an innovative exchange-traded fund (ETF) that combines leveraged exposure to MicroStrategy Incorporated (NASDAQ: MSTR) aiming for a unique weekly income payout feature.
May 2, 2025--The U.S. Securities and Exchange Commission (SEC) officially approved ProShares Trust to launch three ETF products based on XRP futures: ProShares UltraShort XRP ETF, ProShares Ultra XRP ETF and ProShares Short XRP ETF.
May 1, 2025--The asset management firm that pioneered Defined Outcome ETFsTM continues the expansion of its industry-leading lineup of 100% Buffer ETFsTM
Innovator Capital Management, LLC (Innovator), pioneer and provider of the largest lineup of Defined Outcome ETFsTM, today announced the launch of its newest 100% Buffer ETFTM ticker: ZMAY.
April 30, 2025--Newest ETF from Grayscale Invests in Firms That Have Adopted Bitcoin as a Treasury Reserve Asset
Grayscale, the world's largest crypto-native asset manager, today announced the launch of Grayscale Bitcoin Adopters ETF (Ticker: BCOR) (the "Fund").
April 30, 2025--SEC delays decision on Franklin Templeton's XRP spot ETF to June 17, 2025, for further review and public input.
Analysts say the delay is procedural, similar to earlier Bitcoin and Ethereum ETF timelines.
U.S. approval could boost institutional interest in XRP, which remains below $3.
April 30, 2025-Calamos S&P 500(R) Structured Alt Protection ETF(R)- May (CPSM) completed its first annual outcome period today, April 30, 2025, and resets on May 1, 2025, with a new cap rate of 7.00%.
Upon reset, CPSM will provide investors with 100% downside protection against negative S&P 500 returns over the next one-year outcome period.