you are currently viewing:SEC-Offerings and Registrations of Securities in the Crypto Asset MarketsApril 10, 2025—Division of Corporation Finance These offerings and registrations may involve equity or debt securities of issuers whose operations relate to networks, applications, and/or crypto assets. These offerings and registrations also may relate to crypto assets offered as part of or subject to an investment contract (such a crypto asset, a "subject crypto asset").[3] The Division recognizes that Acting Chairman Mark T. Uyeda formed the Crypto Task Force to help the Commission develop a comprehensive and clear regulatory framework for crypto assets, including addressing applicable registration and disclosure requirements.[4] The Division is issuing this statement to provide its views during the pendency of these deliberations. The disclosures required in connection with offerings and registrations under the Securities Act of 1933 ("Securities Act") and the Securities Exchange Act of 1934 ("Exchange Act") protect investors, facilitate capital formation, and promote fair, orderly, and efficient markets. In recent years, some issuers in the crypto asset markets have registered or qualified[5] offerings of securities under the Securities Act or registered a class of securities under the Exchange Act. This statement reflects our observations regarding disclosures provided in response to existing disclosure requirements. It also addresses our views about certain specific disclosure questions that market participants have presented to the staff. While disclosures should be based on an issuer's specific facts and circumstances, we believe that issuers may benefit from the identification of common issues we have identified during our reviews. Source: sec.gov |
November 18, 2025-ETFGI, a leading independent research and consultancy firm renowned for its expertise in subscription research, consulting services, events, and ETF TV on global ETF industry trends, reported today that assets invested in the ETFs industry in Canada reached a new record of US$545.09 billion at the end of October.
November 17, 2025-The new ETFs complement Thrivent's strong investment solutions and deliver value to clients.
Thrivent, a Fortune 500 financial services company that helps build, grow and protect financial well-being, today announced the conversion of Thrivent Mid Cap Value Fund and Thrivent Core Small Cap Value Fund into exchange-traded funds (ETFs)-demonstrating the company's commitment to delivering competitive, client-focused investment solutions.
November 14, 2025-ETFGI, a leading independent research and consultancy firm known for its expertise in subscription research, consulting, events, and ETF TV on global ETF trends, announced today that assets in the U.S. ETF industry reached a record US$13.08 trillion at the end of October.
November 13, 2025-21shares launches the 21Shares FTSE Crypto 10 Index ETF (TTOP) and the 21Shares FTSE Crypto 10 ex-BTC Index ETF (TXBC), offering investors adaptive exposure to the top 10 crypto assets-available for the first time in a regulated '40 Act ETF structure.
November 13, 2025-Defiance ETFs is proud to announce the launch of the Defiance Daily Target 2X Short HOOD ETF (Ticker: HOOZ), expanding its family of innovative single-stock leveraged ETFs designed for sophisticated traders.
November 13, 2025-Defiance ETFs is proud to announce the launch of the Defiance Daily Target 2X Short BMNR ETF (Ticker: BMNZ), expanding its family of innovative single-stock leveraged ETFs designed for sophisticated traders.
November 13, 2025-Rocklinc Investment Partners Inc. ("Rocklinc") is pleased to announce the listing of units of Rocklinc Principled Equity ETF (the "ETF") on the Toronto Stock Exchange ("TSX"). Units of the ETF are trading on the TSX under the ticker symbol "RKLC".
November 12, 2025-Eventide Asset Management announces filing approval for the latest of their systematic ETF line with the Eventide International ETF (NYSE Arca: ESIM). This diversifies Eventide's product offering as its first international ETF available to investors, which is expected to be available for trading in December 2025.
November 11, 2025-Fundstrat Capital today announced that the Fundstrat Granny Shots US Small- & Mid-Cap ETF ("SMID Granny") (NYSE: GRNJ) and the Fundstrat Granny Shots US Large Cap & Income ETF ("Granny Income") (NYSE: GRNI) are expected to commence trading soon on NYSE Arca.
November 11, 2025-The Burney Company marks a significant milestone as its flagship Burney U.S. Factor Rotation ETF (BRNY) completes three years of trading.
Since its inception on October 13, 2022, the fund's net asset value has appreciated by 24.8%, compared with the S&P 500's 22.8% return.