SEC Filings for the Past 7 Days
you are currently viewing:Northern Lights Fund Trust IV files with the SEC-FM Opportunistic Equity ETFNovember 10, 2026-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration statement with the SEC for the FM Opportunistic Equity ETF. |
Managed Portfolio Series files with the SEC-Port Street Quality ETF
November 10, 2026-Managed Portfolio Series has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Port Street Quality ETF.
Vanguard Malvern Funds files with the SEC-Vanguard Emerging Markets Bond Active ETF
November 10, 2026-Vanguard Malvern Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard Emerging Markets Bond Active ETF.
Tidal Trust IV files with the SEC-Emerging Markets Optical & Photonics ETF
November 10, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Emerging Markets Optical & Photonics ETF.
EA Series Trust files with the SEC-New Lantern Risk Managed Equity ETF
November 10, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the New Lantern Risk Managed Equity ETF.
Two Roads Shared Trust files with the SEC-CWP Premium Dividend ETF and CWP Premium Growth ETF
November 10, 2026-Two Roads Shared Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
CWP Premium Dividend ETF
CWP Premium Growth ETF.
Sterling Capital Funds files with the SEC-3 ETFs
November 10, 2026-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Hedged BDC Income ETF
Sterling Capital Macro-Led International Equity ETF
Sterling Capital AI Leaders ETF.
T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Long Duration Credit ETF and T. Rowe Price Short Duration Income ETF
November 10, 2026-T. Rowe Price Exchange-Traded Funds, Inc. has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
T. Rowe Price Long Duration Credit ETF
T. Rowe Price Short Duration Income ETF.
Cryptex Digital Market Cap ETF files with the SEC
November 10, 2026-Cryptex Digital Market Cap ETF has filed a Pre-Effective Amendment No. 7 to Form S-1 Registration statement with the SEC.
Nushares ETF Trust files with the SEC-Nuveen Technology & Infrastructure Credit ETF
November 9, 2026-Nushares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Nuveen Technology & Infrastructure Credit ETF.
Themes ETF Trust files with the SEC-3 Leverage Shares ETFs
November 9, 2026-Themes ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Leverage Shares Samsung Group ETF
Leverage Shares SK Group ETF
Leverage Shares Hyundai Group ETF.
