SEC Filings for the Past 7 Days
you are currently viewing:Ultimus Managers Trust files with the SEC-Westwood Adaptive Exposure QQQ ETF and Westwood Adaptive Exposure SPY ETFSeptember 29, 2026-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the |
Simplify Exchange Traded Funds files with the SEC-Simplify Empirical Targeted Small Cap Momentum ETF
September 29, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Empirical Targeted Small Cap Momentum ETF.
Grayscale Funds Trust files with the SEC-Grayscale Bitcoin Covered Call ETF
September 29, 2026-Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Grayscale Bitcoin Covered Call ETF.
Grayscale Funds Trust files with the SEC-Grayscale Ethereum Covered Call ETF
September 29, 2026-Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Grayscale Ethereum Covered Call ETF.
Capital Group Fixed Income ETF Trust files with the SEC-Capital Group California Municipal Bond ETF
September 29, 2026-Capital Group Fixed Income ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Capital Group California Municipal Bond ETF.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
