SEC Filings for the Past 7 Days
you are currently viewing:ETF Series Solutions files with the SEC-19 Defiance Daily Target 3X Long ETFsOctober 23, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Defiance Daily Target 3X Long SOFI ETF |
Wasatch Funds Trust files with the SEC-Wasatch Small/Mid Cap ETF
April 2, 2026-Wasatch Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Wasatch Small/Mid Cap ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly 15 Buffer ETF
April 2, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest U.S. Equity Quarterly 15 Buffer ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Quarterly 20 Barrier ETF
April 2, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest U.S. Equity Quarterly 20 Barrier ETF.
Exchange Listed Funds Trust files with the SEC-Skylar Electricity Futures ETF
April 2, 2026-Exchange Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Skylar Electricity Futures ETF.
Grayscale Bittensor Trust (TAO) files with the SEC
April 2, 2026-Grayscale Bittensor Trust (TAO) has filed an Amendment No. 1 to Form S-1 Registration statement with the SEC.
Wedbush Series Trust files with the SEC-Dan IVES Wedbush AI Power & Infrastructure ETF
April 1, 2026-Wedbush Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Dan IVES Wedbush AI Power & Infrastructure ETF.
Trust for Professional Managers files with the SEC
April 1, 2026-Trust for Professional Managers has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
Trust for Professional Managers files with the SEC
April 1, 2026-Trust for Professional Managers has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
PGIM Rock ETF Trust files with the SEC-5 PGIM S&P 500 Quarterly Buffer ETFs
April 1, 2026-PGIM Rock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
PGIM S&P 500 Quarterly Buffer 5 ETF
PGIM S&P 500 Quarterly Buffer 10 ETF
PGIM S&P 500 Quarterly Buffer 15 ETF
PGIM S&P 500 Quarterly Buffer 20 ETF.
Exchange Place Advisors Trust files with the SEC-5 North Square ETFs
April 1, 2026-Exchange Place Advisors Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
North Square Convertible Bonds ETF
North Square Global Infrastructure ETF
North Square Global Macro Bonds ETF
North Square Disciplined Value ETF
North Square Growth Opportunities ETF.
