FINRA Announces Review of Higher-Risk Structured Products FINRA Announces Review of Higher-Risk Structured Products

Of Interest


you are currently viewing:

FINRA Announces Review of Higher-Risk Structured Products

May 19, 2026-Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected "worst-of" structured notes.
The review will examine how firms supervise concentrations in these products, including how they comply with Regulation Best Interest and FINRA rules when their registered representatives recommend these products to investors.

Structured products are designed to meet specific investment objectives for retail investors, such as growth, income or risk management. They typically combine a traditional security, like a bond, with a derivative component. Unlike a mutual fund or exchange-traded fund (ETF), a structured note does not hold an actual underlying portfolio of investments. Instead, the note issuer promises to pay a return based on a formula that incorporates the performance of one or more reference assets.

view more

Source: FINRA


Direct Carbon Pricing Covers Nearly One Third of Global Emissions

May 19, 2026-Carbon pricing raises over $107 billion in government revenue
Carbon pricing revenues have tripled over the past decade-rising from below $30 billion in 2016 to mobilizing more than $107 billion for public budgets in 2025, according to a World Bank Group report released today.

read more


The Fastest Growing Space Economy Sectors by 2035

May 1, 2026-Key Takeaways
Supply chain and transportation is the fastest-growing sector in the space economy, adding C$445 billion by 2035.
Food, defense, and consumer industries are major growth drivers as they adopt space-enabled technologies.

read more


The state of women's health in numbers

May 1, 2026-The women's health gap means women spend 25% more of their lives in poor health or with disabilities than men, resulting in a loss of 75 million years of life globally.
Addressing this disparity presents a significant economic opportunity, with the potential to boost the global economy by at least $1 trillion annually by 2040. The World Economic Forum is working to close the women's health gap through initiatives like the Global Alliance for Women's Health.

read more


Fiscal Policy under Pressure: High Debt, Rising Risks

April 15, 2026-Global public debt rose to just under 94 percent of GDP in 2025 and is set to reach 100 percent by 2029- one year earlier than projected in April 2025. This accumulation is driven largely by the world's major economies. Public finances are under strain from mounting spending pressures-on social needs- defense- and strategic autonomy-and rising interest burdens.

read more


War in the Middle East Challenges Global Financial Stability

April 14, 2026-Markets have been broadly orderly so far—but financial stability risks are elevated
Global financial markets entered 2026 from a position of strength. Asset prices rose across major markets- volatility was subdued- and financial conditions were easy by historical standards. That benign backdrop has now been tested by the war in the Middle East.

read more


Global Financial Markets Confront the War in the Middle East and Amplification Risks

April 14, 2026-The April 2026 Global Financial Stability Report assesses elevated financial stability risks amid the war in the Middle East, highlighting how multiple amplification channels could test resilience-and why decisive policy action is needed to safeguard global stability
Global financial stability risks are elevated.

read more


Energy Shock and Uncertainty Slow Growth in East Asia and Pacific

April 8, 2026--Robust support needed for people and firms, deeper reforms for jobs and growth.
Growth in the East Asia and Pacific (EAP) region is slowing in 2026 due to external shocks, says the World Bank Group's EAP Economic Update released today.

read more


Economic Growth to Slow in Europe and Central Asia as Risks Rise

April 8, 2026--Reforms to Build a More Dynamic Private Sector Can Bolster Job Creation and Resilience.
Economic growth in the developing countries of Europe and Central Asia (ECA) is likely to slow substantially this year because of the impact of the conflict in the Middle East, geopolitical tensions, and trade fragmentation, says the World Bank Group's ECA Economic Update, released today.

read more


view more

Americas


July 16, 2026 Northern Lights Fund Trust III files with the SEC-HCM Hedged Equity ETF
July 16, 2026 First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Flexible Income ETF
July 16, 2026 Putnam ETF Trust files with the SEC-Franklin Core Plus ETF
July 16, 2026 Elevation Series Trust files with the SEC-Clough Global Macro ETF
July 16, 2026 GraniteShares ETF Trust files with the SEC-GraniteShares 2x Long BSP Daily ETF and GraniteShares 2x Short BSP Daily ETF

read more news


SEC Filings


July 16, 2026 Northern Lights Fund Trust III files with the SEC-HCM Hedged Equity ETF
July 16, 2026 First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Flexible Income ETF
July 16, 2026 Putnam ETF Trust files with the SEC-Franklin Core Plus ETF
July 16, 2026 Elevation Series Trust files with the SEC-Clough Global Macro ETF
July 16, 2026 GraniteShares ETF Trust files with the SEC-GraniteShares 2x Long BSP Daily ETF and GraniteShares 2x Short BSP Daily ETF

view SEC filings for the Past 7 Days


Europe ETF News


July 14, 2026 Financial Market Reforms Could Lift Europe's Growth
July 13, 2026 New ETF and ETP Listings on July 13, 2026, on Deutsche Boerse
July 10, 2026 New ETF and ETP Listings on July 10, 2026, on Deutsche Boerse
July 10, 2026 21shares expands French retail access to three crypto ETPs through BitGo custody
July 09, 2026 New ETF and ETP Listings on July 9, 2026, on Deutsche Boerse

read more news


Like what you've been reading?

subscribe to recieve updates on ETF news, events, SEC filings, white papers and more...

I agree to the Privacy Policy


Asia-Pacific


July 08, 2026 Solactive Gold Total Return Leveraged Indices Selected as Underlying Indices by Three Major South Korean Securities
July 07, 2026 Rebalancing Growth: China Economic Update
July 01, 2026 Asia-Pacific Online Trading Platform Market Poised for Rapid Growth, Projected to Reach USD 5.56 Billion by 2031
June 26, 2026 Capital Investment Trust Corporation Launches Capital US Tech Giant ETF in First Collaboration with Solactive
June 26, 2026 E Fund (HK) HKEX Tech 100 Index ETF (3456) Lists Today

read more news


Global ETP News


July 15, 2026 ETFGI reports Global ETF Industry Reaches Record US$23.09 Trillion as YTD Net Inflows Hit All-Time High of US$1.33 Trillion at the end of June
July 08, 2026 World Economic Outlook (WEO) Update Global Economy in Crosscurrents of War and Technology
July 07, 2026 Fixed Income Asset Management Market Report 2026
July 06, 2026 ETFGI Reports 336 Providers Launch Record 1,397 New ETF Products Across 33 Exchanges Through May 2026
July 02, 2026 AI Boom Sparks Warning From Top Economists As Financial Risks Mount

read more news


Middle East ETP News


July 14, 2026 Mideast Stocks: Most Gulf markets fall on US-Iran hostilities
July 13, 2026 Mideast Stocks: Most Gulf markets in the red amid escalating hostilities
July 08, 2026 Vantage Secures CMA Category 5 Licence, Strengthening Its MENA Growth Strategy
July 07, 2026 Mideast Stocks: Gulf bourses mixed ahead of earnings, weak oil and US-Iran tensions
July 06, 2026 Mideast Stocks: Most Gulf markets gain ahead of corporate earnings

read more news


Africa ETF News


June 16, 2026 Stablecoins in Nigeria: A Growing Cross-Border Channel
June 09, 2026 South African rand strengthens after surprise GDP growth data
May 26, 2026 Africa's growth holds firm amid global turbulence, says 2026 African Economic Outlook
May 26, 2026 Africa's growth holds firm amid global turbulence, says 2026 African Economic Outlook
May 15, 2026 Zimbabwe- a tale of two African stock exchanges

read more news


White Papers


July 10, 2026 What Drives Crypto Mining? Evidence from Hardware Imports
July 10, 2026 Aggregate Gains from AI and Their Distribution: Global Evidence from Usage Data
July 09, 2026 Gold in Central Bank Reserves: Strategic Considerations, Market Risks, and Practical Guidance
July 02, 2026 Financial Market Infrastructures Evolution in a Tokenized Economy
June 30, 2026 The Global Versus Local Identification of Macroeconomic Damages

view more white papers