SEC Clarifies the Application of Federal Securities Laws to Crypto Assets
you are currently viewing:SEC Clarifies the Application of Federal Securities Laws to Crypto AssetsMarch 19, 2026-The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal securities laws apply to certain crypto assets and transactions involving crypto assets. This is a major step in the Commission's efforts to provide greater clarity regarding the Commission's treatment of crypto assets, and complements Congressional endeavors to codify a comprehensive market structure framework into statute. The Commodity Futures Trading Commission (CFTC) joined the interpretation to provide guidance that the CFTC and its staff will administer the Commodity Exchange Act consistent with the Commission's interpretation. "After more than a decade of uncertainty, this interpretation will provide market participants with a clear understanding of how the Commission treats crypto assets under federal securities laws. This is what regulatory agencies are supposed to do: draw clear lines in clear terms," said SEC Chairman Paul S. Atkins. Source: sec.gov |
March 11, 2026- Tidal Financial Group, PEO Partners, and AlphaQuest announce the planned closure and liquidation of the PEO AlphaQuest Thematic PE ETF (NYSE: LQPE) (the "Fund"). The Fund's last day of trading is expected to be Monday, March 23, 2026, and the Fund is expected to liquidate on Friday, March 27, 2026.
March 10, 2026-Ruane Cunniff LP (Ruane Cunniff), a firm with a 55-year history of long-term investing through concentrated, high-conviction equity strategies, today announced its decision to offer its flagship Sequoia strategy through an actively-managed ETF (Sequoia ETF).
March 10, 2026--DWS, a leading European asset manager with global reach, today announced the launch of the Xtrackers Europe Market Leaders ETF (CBOE: XEML) (the "Fund"). The Fund seeks investment results that correspond generally to the performance of the STOXX(R) Europe Total Market Leaders Index, which seeks to capture the performance of European companies considered to be global leaders in their respective market segments.
March 10, 2026-Leverage Shares by Themes is pleased to announce the launch of two new 2X leveraged ETFs, available for trading beginning March 10, 2026. Built for active traders seeking dynamic ways to engage with potentially high-growth innovators, the new ETFs are designed with the goal of helping investors amplify returns (up & down) while actively participating in daily market performance.
March 10, 2026-New ETF and mutual fund series provide greater access to key actively managed strategies
Guardian Capital LP ("Guardian Capital") is pleased to announce the launch of several new series offerings of the following funds:
Fund Name: Guardian Canadian Equity Income Fund
March 10, 2026-YYYM seeks tax-advantaged high monthly income through a portfolio of municipal CEFs
Amplify ETFs, a leading provider of breakthrough ETF solutions, today announced the launch of the Amplify Municipal CEF High Income ETF (YYYM), which is designed to deliver federally tax-advantaged high monthly income through diversified exposure to ˜30 U.S. municipal bond closed-end funds (CEFs).
March 9, 2026--Exchange Traded Concepts is pleased to announce the launch of the Bancreek Global Select ETF (NYSE: BCGS). The Fund began trading on the New York Stock Exchange on 03/09/2026.
"We are excited to partner with Bancreek Capital Advisors once again to bring another ETF to the marketplace," says Garrett Stevens, Co-Founder and Chief Business Officer of Exchange Traded Concepts.
March 9, 2026--Empowered Funds, LLC today announced the scheduled liquidation on or about March 27, 2026 (the Liquidation Date) of the following ETFs (the Funds):
Strive International Developed Markets ETF (NYSE: STXI)
Strive Mid-Cap ETF (NYSE: STXM)
March 9, 2026--Ninepoint Partners LP ("Ninepoint"), one of Canada's leading independent investment management firms, today announced the filing of a preliminary prospectus for a new lineup of single-stock ETFs, including additions to its Ninepoint HighShares ETF suite and the introduction of the first Ninepoint CoreShares ETF.