View SEC Filings for the Past Year
Mutual Fund Series Trust files with the SEC
November 12, 2025-Mutual Fund Series Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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Tema ETF Trust files with the SEC
November 12, 2025-Tema ETF Trust has filed an Application for Exemptive Relief with the SEC.
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iShares Trust files with the SEC-iShares 0-1 Year TIPS Bond ETF
November 12, 2025-iShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares 0-1 Year TIPS Bond ETF.
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Global X Funds files with the SEC-Global X Gold Miners ETF
November 12, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X Gold Miners ETF.
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Unified Series Trust files with the SEC-OneAscent Enhanced Small and Mid Cap ETF
November 12, 2025-Unified Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the OneAscent Enhanced Small and Mid Cap ETF (formerly OneAscent Small Cap Core ETF.
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First Trust Exchange-Traded Fund VII files with the SEC-First Trust Enhanced Stocks, Bonds & Gold ETF
November 12, 2025-First Trust Exchange-Traded Fund VII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the First Trust Enhanced Stocks, Bonds & Gold ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S Equity Dual Directional Buffer ETF-November
November 12, 2025-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest U.S Equity Dual Directional Buffer ETF-November.
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Advisors' Inner Circle Fund III files with the SEC-Democratic Large Cap Core ETF
November 12, 2025-Advisors' Inner Circle Fund III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Democratic Large Cap Core ETF.
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DoubleLine ETF Trust files with the SEC-DoubleLine Securitized Credit ETF
November 12, 2025-DoubleLine ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the DoubleLine Securitized Credit ETF.
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Investment Managers Series Trust II files with the SEC-Tradr 2X Long Xanadu Daily ETF
November 12, 2025-Investment Managers Series Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Tradr 2X Long Xanadu Daily ETF.
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