View SEC Filings for the Past Year
Trust for Professional Managers files with the SEC
April 1, 2026-Trust for Professional Managers has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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Trust for Professional Managers files with the SEC
April 1, 2026-Trust for Professional Managers has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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PGIM Rock ETF Trust files with the SEC-5 PGIM S&P 500 Quarterly Buffer ETFs
April 1, 2026-PGIM Rock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
PGIM S&P 500 Quarterly Buffer 5 ETF
PGIM S&P 500 Quarterly Buffer 10 ETF
PGIM S&P 500 Quarterly Buffer 15 ETF
PGIM S&P 500 Quarterly Buffer 20 ETF.
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Exchange Place Advisors Trust files with the SEC-5 North Square ETFs
April 1, 2026-Exchange Place Advisors Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
North Square Convertible Bonds ETF
North Square Global Infrastructure ETF
North Square Global Macro Bonds ETF
North Square Disciplined Value ETF
North Square Growth Opportunities ETF.
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ALPS ETF Trust files with the SEC-Alps Equal Sector Weight ETF
April 1, 2026-ALPS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Alps Equal Sector Weight ETF.
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Tidal Trust II files with the SEC-Defiance Daily Target 2X Long [Cohere] ETF and Defiance Daily Target 2X Short [Cohere] ETF
April 1, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily Target 2X Long [Cohere] ETF
Defiance Daily Target 2X Short [Cohere] ETF.
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iShares Bitcoin Premium Income ETF files with the SEC
April 1, 2026-iShares Bitcoin Premium Income ETF has filed an Amendment No. 1 to Form S-1 Registration statement with the SEC.
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Morgan Stanley Bitcoin Trust files with the SEC
April 1, 2026-Morgan Stanley Bitcoin Trust has filed an Amendment No. 4 to Form S-1 Registration statement with the SEC.
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Trust for Professional Managers files with the SEC
March 31, 2026-Trust for Professional Managers has filed a First Amended and Restated Application for Exemptive Relief with the SEC.
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Advisor Managed Portfolios files with the SEC-Ruk Strategic Growth ETF
March 31, 2026-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Ruk Strategic Growth ETF.
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