View SEC Filings for the Past Year
PIMCO ETF Trust files with the SEC
June 18, 2025-PIMCO ETF Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
view filing
Shelton Funds files with the SEC
June 18, 2025-Shelton Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
view filing
Hartford Funds Exchange-Traded Trust files with the SEC
June 18, 2025-Hartford Funds Exchange-Traded Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
view filing
ETF Series Solutions files with the SEC-4 AAM ETFs
June 18, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.
view filing
EA Series Trust files with the SEC-RACWI US ETF
June 18, 2025-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the RACWI US ETF.
view filing
Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Emerging Markets Debt Hard Currency ETF
June 18, 2025-Neuberger Berman ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Emerging Markets Debt Hard Currency ETF.
view filing
First Trust Exchange-Traded Fund IV files with the SEC-First Trust EIP Carbon Impact ETF
June 18, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust EIP Power Solutions ETF (formerly, First Trust EIP Carbon Impact ETF).
view filing
Tidal Trust I files with the SEC-Aztlan Global Stock Selection DM SMID ETF and Aztlan North America Nearshoring Stock Selection ETF
June 18, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Aztlan Global Stock Selection DM SMID ETF
Aztlan North America Nearshoring Stock Selection ETF.
view filing
NEOS ETF Trust files with the SEC-NEOS International High Income ETF
June 18, 2025-NEOS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NEOS International High Income ETF.
view filing
Advisor Managed Portfolios files with the SEC-LionShares U.S. Equity Total Return ETF
June 18, 2025-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the LionShares U.S. Equity Total Return ETF.
view filing
