View SEC Filings for the Past Year
Canary American-Made Crypto ETF files with the SEC
December 1, 2025-Canary American-Made Crypto ETF has filed a Pre-Effective Amendment No.1 to Form S-1 Registration Statement with the SEC.
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First Trust Exchange-Traded Fund III files with the SEC-9 ETFs
November 28, 2025-First Trust Exchange-Traded Fund III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
First Trust California Municipal High Income ETF
First Trust Horizon Managed Volatility Developed International ETF
First Trust Horizon Managed Volatility Domestic ETF
First Trust Horizon Managed Volatility Small/Mid ETF
First Trust Merger Arbitrage ETF
First Trust Municipal High Income ETF
First Trust New York Municipal High Income ETF
First Trust Short Duration Managed Municipal ETF
First Trust Ultra Short Duration Municipal ETF
First Trust Exchange-Traded Fund IV files with the SEC-3 ETFs
November 28, 2025-First Trust Exchange-Traded Fund III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
First Trust AAA CMBS ETF
First Trust Core Investment Grade ETF
First Trust Structured Credit Income Opportunities ETF.
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First Trust Exchange-Traded AlphaDEX Fund files with the SEC-20 ETFs
November 28, 2025-First Trust Exchange-Traded AlphaDEX(R) Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
First Trust Consumer Discretionary AlphaDEX(R) Fund
First Trust Consumer Staples AlphaDEX(R) Fund
First Trust Energy AlphaDEX(R) Fund
First Trust Financials AlphaDEX(R) Fund
First Trust Health Care AlphaDEX(R) Fund
First Trust Industrials/Producer Durables AlphaDEX(R) Fund
First Trust Materials AlphaDEX(R) Fund
First Trust Technology AlphaDEX(R)Fund
First Trust Utilities AlphaDEX(R) Fund
First Trust Large Cap Core AlphaDEX(R) Fund
First Trust Large Cap Growth AlphaDEX(R) Fund
First Trust Large Cap Value AlphaDEX(R) Fund
First Trust Mid Cap Core AlphaDEX(R) Fund
First Trust Mid Cap Growth AlphaDEX(R) Fund
First Trust Mid Cap Value AlphaDEX(R) Fund
First Trust Multi Cap Growth AlphaDEX(R) Fund
First Trust Multi Cap Value AlphaDEX(R) Fund
First Trust Small Cap Core AlphaDEX(R) Fund
First Trust Small Cap Growth AlphaDEX(R) Fund
First Trust Small Cap Value AlphaDEX(R) Fund
Two Roads Shared Trust files with the SEC-Anfield Dynamic Fixed Income ETF
November 28, 2025-Two Roads Shared Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Anfield Dynamic Fixed Income ETF.
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Roundhill ETF Trust files with the SEC-4 Roundhill WeeklyPayTM ETFs
November 28, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Roundhill APP WeeklyPayTM ETF (formerly Roundhill XOM WeeklyPayTM ETF)
Roundhill UNH WeeklyPayTM ETF (formerly Roundhill ASML WeeklyPayTM ETF)
Roundhill ORCL WeeklyPayTM ETF
(formerly Roundhill TSM WeeklyPayTM ETF)
Roundhill WMT WeeklyPayTM ETF (formerly Roundhill LMT WeeklyPayTM ETF).
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Trust for Professional Managers files with the SEC-CrossingBridge Pre-Merger SPAC ETF
November 28, 2025-Trust for Professional Managers has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the CrossingBridge Pre-Merger SPAC ETF.
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Exchange Traded Concepts Trust files with the SEC-MIG Core ETF
November 28, 2025-Exchange Traded Concepts Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the MIG Core ETF.
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Invesco Galaxy Solana ETF files with the SEC
November 28, 2025-Invesco Galaxy Solana ETF has filed a Pre-Effective Amendment No.3 to Form S-1 Registration Statement with the SEC.
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BlackRock ETF Trust files with the SEC-iShares Large Cap Core Active ETF
November 26, 2025-BlackRock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares Large Cap Core Active ETF.
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