View SEC Filings for the Past Year
Guinness Atkinson Funds files with the SEC-Guiness AtkinsonTM Global Innovators Fund ETF Share Class
July 24, 2026-Guinness Atkinson Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Guiness AtkinsonTM Global Innovators Fund ETF Share Class.
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Legg Mason ETF Investment Trust files with the SEC-5 ETFs
July 24, 2026-Legg Mason ETF Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
ClearBridge Large Cap Growth Select ETF
Franklin ClearBridge Enhanced Income ETF
Franklin International Low Volatility High Dividend Index ETF
Franklin U.S. Low Volatility High Dividend Index ETF
Royce Quant Small‑Cap Quality Value ETF.
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Aristotle Funds Series Trust files with the SEC-3 ETFs
July 24, 2026-Aristotle Funds Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Aristotle Core Plus Income ETF
Aristotle Multi-Sector Income ETF
Aristotle Short Term Income ETF.
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Northern Funds files with the SEC-Northern Trust Equity Income ETF
July 24, 2026-Northern Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Northern Trust Equity Income ETF.
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ProShares Trust files with the SEC-ProShares Ultra Switch
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares Ultra Switch.
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ProShares Trust files with the SEC-ProShares UltraShort Switch
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares UltraShort Switch.
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ProShares Trust files with the SEC-ProShares Ultra SambaNova
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares Ultra SambaNova.
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ProShares Trust files with the SEC-ProShares UltraShort SambaNova
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares UltraShort SambaNova.
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ProShares Trust files with the SEC-ProShares Ultra DayOne
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares Ultra DayOne.
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ProShares Trust files with the SEC-ProShares UltraShort DayOne
July 24, 2026-ProShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the ProShares UltraShort DayOne.
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