SEC Filings for the Past 90 Days
Direxion Shares ETF Trust files with the SEC-4 ETFs
September 21, 2026-Direxion Shares ETF Trust filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Direxion AI Prosperity Prediction Markets ETF
Direxion AI Doomsday Prediction Markets ETF
Direxion El Niño ETF
and Direxion La Niña ETF.
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Northern Lights Fund Trust files with the SEC-Winton Managed Futures ETF and Winton US Equities & Managed Futures ETF
September 21, 2026-Northern Lights Fund Trust filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Winton Managed Futures ETF
Winton US Equities & Managed Futures ETF.
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William Blair ETF Trust files with the SEC-3 ETFs
September 18, 2026-William Blair ETF Trust filed a Form N-1A Pre-Effective Amendment No.2, Registration statement with the SEC for the
William Blair International Equity ETF
William Blair Emerging Markets Equity ETF
William Blair Emerging Income ETF.
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Yorkville America Investment Trust files with the SEC-Yorkville America 2X Inverse MANGOS Plus Daily Target ETF
September 18, 2026-Yorkville America Investment Trust filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Yorkville America 2X Inverse MANGOS Plus Daily Target ETF.
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First Trust Exchange-Traded Fund files with the SEC-FT Vest Laddered Autocallable Buffer & Resilient Income ETF
September 18, 2026-First Trust Exchange-Traded Fund filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Laddered Autocallable Buffer & Resilient Income ETF.
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Mutual Fund Series Trust files with the SEC-Eventide Dividend Growth ETF and Eventide Large Cap Focus ETF
September 18, 2026-Mutual Fund Series Trust filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Eventide Dividend Growth ETF
Eventide Large Cap Focus ETF.
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Tidal Trust II files with the SEC-4 YieldMax(R) Option Income Strategy ETFs
September 18, 2026-Tidal Trust II filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
YieldMax(R) ASTS Option Income Strategy ETF
YieldMax(R) RKLB Option Income Strategy ETF
YieldMax(R) MU Option Income Strategy ETF
YieldMax(R) SNDK Option Income Strategy ETF.
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Vanguard Quantitative Funds files with the SEC-Vanguard U.S. Small-Mid Cap Active ETF
September 18, 2026-Vanguard Quantitative Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Vanguard U.S. Small-Mid Cap Active ETF.
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Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Alpha Capture Value ETF
September 18, 2026-Hartford Funds Exchange-Traded Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Hartford Alpha Capture Value ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-First Trust Investment Grade Floating Rate Income ETF
September 18, 2026-First Trust Exchange-Traded Fund filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the First Trust Investment Grade Floating Rate Income ETF.
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