SEC Filings for the Past 90 Days
FMI Funds, Inc files with the SEC-FMI Global Equity ETF
October 30, 2026-FMI Funds, Inc has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FMI Global Equity ETF.
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Spinnaker ETF Series files with the SEC-Tuttle Capital AI Bottleneck ETF
October 30, 2026-Spinnaker ETF Series has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Tuttle Capital AI Bottleneck ETF.
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Strategic Trust files with the SEC-Running Oak Efficient Growth ETF
October 30, 2026-Strategic Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Running Oak Efficient Growth ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Short Term Bond ETF
October 30, 2026-Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration statement with the SEC for the Inspire Short Term Bond ETF.
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RBB Fund, Inc. files with the SEC-4 F/m ETFs
October 30, 2026-RBB Fund, Inc. has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
F/m Emerald Life Sciences Innovation ETF
F/m Ultrashort Tax-Free Municipal ETF
F/m Emerald Special Situations ETF
F/m Compoundr U.S. Aggregate Bond ETF.
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First Trust Exchange-Traded Fund files with the SEC-FT Vest Laddered Autocallable Barrier & Catapult ETF
October 30, 2026-First Trust Exchange-Traded Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Laddered Autocallable Barrier & Catapult ETF.
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Roundhill ETF Trust files with the SEC-Roundhill Cybersecurity ETF
October 30, 2026-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Roundhill Cybersecurity ETF.
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VS Trust files with the SEC-6 3x ETFs
October 30, 2026-VS Trust has filed an Amendment No. 2 to Form S-1 Registration statement with the SEC for the
3x Gold ETF
the 3x Silver ETF
the 3x Bitcoin ETF
the 3x Ether ETF
the 3x Crude Oil ETF
3x Natural Gas ETF.
ARK ETF Trust files with the SEC
October 29, 2026-ARK ETF Trust has filed an Application for Exemptive Relief with the SEC.
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Advisors Series Trust files with the SEC-Davidson Intermediate Taxable ETF
October 29, 2026-Advisors Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Davidson Intermediate Taxable ETF.
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