SEC Filings for the Past 90 Days



ETF Series Solutions files with the SEC

October 19, 2026-ETF Series Solutions has filed an Amended Application for Exemptive Relief with the SEC.

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THOR Financial Technologies Trust files with the SEC-THOR Conservative Risk Dynamic ETF

October 19, 2026-THOR Financial Technologies Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the THOR Conservative Risk Dynamic ETF.

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Sterling Capital Funds files with the SEC-5 ETFs

October 19, 2026-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Large Cap Value Focused Factor ETF
Sterling Capital Small Cap Value Focused Factor ETF
Sterling Capital Small Cap Value ETF
Sterling Capital North Carolina Intermediate Tax-Free ETF
Sterling Capital Virginia Intermediate Tax-Free ETF.

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Yorkville America Investment Trust files with the SEC-YA Columbus Macro Anti-Debasement Index ETF

October 19, 2026-Yorkville America Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the YA Columbus Macro Anti-Debasement Index ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-15 ETFs

October 19, 2026-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
JPMorgan Equity Focus ETF
JPMorgan Fundamental Data Science Large Growth ETF
JPMorgan Fundamental Data Science Large Value ETF
JPMorgan Preferred and Income Securities ETF
JPMorgan Small & Mid Cap Enhanced Equity ETF

JPMorgan Equity Premium Income ETF
JPMorgan Nasdaq Equity Premium Income ETF
JPMorgan Active Value ETF & ...

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ETF Opportunities Trust files with the SEC-7 Tuttle Capital ETFs

October 19, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Tuttle Capital Memory & Storage Autocallable Income ETF
Tuttle Capital Quantum Computing Autocallable Income ETF
Tuttle Capital Photonics & Optical Autocallable Income ETF
Tuttle Capital Space & Defense Technology Autocallable Income ETF
Tuttle Capital AI Power & Grid Autocallable Income ETF

Tuttle Capital AI Leaders Autocallable Income ETF
Tuttle Capital Robotics & Physical AI Autocallable Income ETF.

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iShares Trust files with the SEC-iShares Bitcoin Managed Protection ETF

October 19, 2026-iShares Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares Bitcoin Managed Protection ETF.

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Gator Capital Investment Trust files with the SEC-Gator Capital Long/Short ETF

October 16, 2026-Gator Capital Investment Trust has filed a Form N-1A Pre-Effective Amendment, Registration statement with the SEC for the Gator Capital Long/Short ETF.

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Advisors Series Trust files with the SEC

October 16, 2026-Advisors Series Trust has filed an Application for Exemptive Relief with the SEC.

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VanEck Funds files with the SEC

October 16, 2026-VanEck Funds has filed an Application for Exemptive Relief with the SEC.

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Looking for SEC filings older than 90 days?

Americas


November 11, 2026 Invesco Quantitative Strategies (IQS) ETF Suite Launches, Offering Systematic Active Investing Expertise
November 10, 2026 Columbia Threadneedle Investments Launches Two New Laddered Buffer ETFs
November 09, 2026 Lazard Asset Management Launches Its First Three Fixed Income ETFs, Providing Investors New Ways to Access Differentiated Income
November 09, 2026 ANUU, ANDD & ANSS: Leverage Shares by Themes Announces Leveraged & Short Anthropic ETFs Ahead of ANT IPO
November 09, 2026 Blockchain.com Appoints Lisa Nelson and Luis Berruga to Board of Directors

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Europe ETF News


November 10, 2026 DriveWealth Receives MiCA Authorization from the Bank of Lithuania to Provide Crypto-Asset Services Across the EU
November 06, 2026 New ETF and ETP Listings on November 6, 2026, on Deutsche Boerse
November 05, 2026 New ETF and ETP Listings on November 5, 2026, on Deutsche Boerse
November 04, 2026 New ETF and ETP Listings on November 4, 2026, on Deutsche Boerse
November 03, 2026 New ETF and ETP Listings on November 3, 2026, on Deutsche Boerse

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Asia ETF News


November 06, 2026 Samsung Securities Introduces Six Commodity-Linked ETNs Tracking Solactive Copper, Gold, and Silver Indices
November 03, 2026 Franklin Templeton SinoAm Launches FT Core Computing Power & AI Tech ETF Tracking the Solactive Core Computing Power & AI Tech Index
October 28, 2026 ChinaAMC and Franklin Templeton Sign Strategic MOU to Deepen Cross-Border Collaboration
October 23, 2026 HKEX Launches AI Index, Southern Asset Management Authorised to Launch ETF
October 23, 2026 Meritz Securities and Mirae Asset Securities Launch Copper Total Return ETNs Tracking Solactive Indices

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Global ETP News


October 29, 2026 Institutions and the Broader Economy Now Drive a Third of Blockchain Revenue
October 29, 2026 Tradeweb Reports Third Quarter 2026 Financial Results
October 27, 2026 Institutional Investors and Wealth Advisors Remain Bullish on Private Markets, With a Sharpened Focus on Liquidity: New Report From BBH Investor Services
October 23, 2026 The $128 Trillion Global Economy: Every Country's GDP Ranked
October 22, 2026 Morgan Stanley Sustainable Signals: Global Survey Shows Institutional Investors Expect Modest Growth in Sustainable Investment Allocations

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Middle East ETP News


November 10, 2026 Mideast Stocks: Gulf bourses open higher as Trump holds off on Iran strikes
November 09, 2026 Mideast Stocks: Gulf stocks gain on Trump's signal against renewed Iran strikes
November 04, 2026 Exchange Traded Concepts Takes Client ETFs to the Abu Dhabi Securities Exchange
November 02, 2026 Mideast Stocks: Gulf markets mixed as investors monitor Iran-Qatar talks
October 23, 2026 Saudi stock market loses $176bn in two months

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Africa ETF News


October 19, 2026 OECD- Critical minerals in Africa-A regional overview

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ESG and Of Interest News


October 20, 2026 Americans Worry They Can't Afford Health Care in Retirement, Allianz Life Study Finds
October 13, 2026 Global Economic Resilience Is Under Strain, Demanding Decisive Policy Action
October 13, 2026 Global Financial Markets Face Rising Risks From AI, Bond Yields, and Cyberattacks
October 12, 2026 Global Financial Stability Report-Resilience, Risk, and Transformation

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White Papers


October 13, 2026 IMF Working Paper Fiscal-monetary Interactions: The Role of Debt Maturity
October 12, 2026 IMF Working Paper-Fear and Shortages: Identifying Geopolitical Risk and Supply Disruptions in Energy Markets
October 02, 2026 IMF Working Paper-International Stablecoin Flows, Capital Controls and Currency Crises

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