Americas ETP News

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Statement of CFTC Chairman J. Christopher Giancarlo on Proposed Amendments to Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors

October 9, 2018-In response to the Request for Information issued as part of Project KISS, the Commission received a number of letters from members of the asset management industry suggesting areas of potential rulemaking that, in their view, would make the Commission’s regulations more efficient and less burdensome.

I believe that today's notice of proposed rulemaking furthers both of those interests.

This proposal would incorporate relief from registration and compliance obligations for commodity pool operators (CPOs) and commodity trading advisors (CTAs) consistent with relief currently provided by staff letters and advisories.

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Source: CFTC.gov


UBS Suspends Further Sales of ETRACS Monthly Pay 2xLeveraged Small Cap High Dividend ETN

October 9, 2018--UBS AG today announced that it has suspended further sales from inventory of its outstanding ETRACS Monthly Pay 2xLeveraged Small Cap High Dividend ETN (NYSE Arca Ticker: SMHD). This suspension will remain in effect until further notice from UBS AG.

As previously announced on October 8, 2015, UBS AG does not intend to issue any new notes of this ETN, which is part of a series of UBS AG debt securities designated as "Medium-Term Notes, Series A."

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Source: UBS


Managing Risk in Latin America and the Caribbean Key During Fragile Recovery

October 5, 2018--The economies of Latin America and the Caribbean (LAC) are growing again after a number of difficult years, but the fragile recovery highlights the need to increase efforts to build resilience and manage risks.

In its latest regional semiannual report, "From Known Unknowns to Black Swans: How to Manage Risk in Latin America and the Caribbean," the World Bank's Chief Economist Office for Latin America and the Caribbean finds that the growth prospects for 2018 are falling short of initial expectations due to challenges faced by some of the countries in our region, particularly in South America.

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Source: Thomson Reuters


CBO-Monthly Budget Review for September 2018

October 5, 2018--The federal budget deficit was $782 billion in fiscal year 2018, the Congressional Budget Office estimates, $116 billion more than the shortfall recorded in fiscal year 2017. As was the case last year, this year’s outlays were affected by shifts in the timing of certain payments that otherwise would have been due on a weekend.

If not for those shifts, the deficit for the year would have been $826 billion-$162 billion larger than last year's amount.

The 2018 deficit equaled an estimated 3.9 percent of gross domestic product (GDP), up from 3.5 percent in 2017. (If not for the timing shifts, the 2018 deficit would have equaled 4.1 percent of GDP.) Fiscal year 2018 was the third consecutive year in which the deficit increased as a percentage of GDP.

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Source: Congressional Budget Office (CBO)


Lipper U.S. Weekly FundFlows Insight Report: Money Market Funds Again Drive Overall Net Outflows

October 5, 2018-Lipper's fund asset groups (including both mutual funds and ETFs) saw $8.8 billion net leave their coffers for the fund-flows week ended Wednesday, October 3.

Money market funds (-$10.1 billion) led the net outflows, bettered by taxable bond funds (-$235 million) and municipal debt funds (-$44 million). Equity funds (+$1.5 billion) were the only asset group taking in net new money.

Market Overview
The Dow Jones Industrial Average and the S&P 500 Index appreciated 1.68% and 0.67%, respectively, for the fund-flows week. Trade worries eased and the markets rallied when the North American Free Trade Agreement was repackaged as a trilateral agreement between the U.S., Canada, and Mexico on Monday, October 1.

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Source: Thomson Reuters


First Trust to Launch the First Trust IPOX(R) Europe Equity Opportunities ETF

October 4, 2018--October 4, 2018--Index-tracking ETF that measures the performance of the top 100 European-domiciled IPOs
First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it expects to launch a new ETF, the First Trust IPOX(R) Europe Equity Opportunities ETF (NASDAQ Global: FPXE) (the "fund"), on October 5, 2018.

The fund seeks investment results that correspond generally to the price and yield (before the fund’s fees and expenses) of an equity index called the IPOX(R) 100 Europe Index (the "index"). The index is a market-cap weighted portfolio measuring the performance of the 100 largest and typically most liquid initial public offerings ("IPOs") (including spin-offs and equity carve-outs) of companies that are economically tied to Europe, ranked quarterly by market capitalization, in the IPOX(R) Global Composite Index.

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Source: First Trust


Federal Court Finds that Virtual Currencies Are Commodities

October 3, 2018--Court Denies Defendants' Motion to Dismiss in Commodity Fraud Case Involving the Virtual Currency My Big Coin


On September 26, 2018, Senior Judge Rya W. Zobel of the U.S. District Court for the District of Massachusetts, entered an order holding that the Commodity Futures Trading Commission (CFTC) has the power to prosecute fraud involving virtual currency and denying the defendants' motion to dismiss the CFTC's amended complaint

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Source: CFTC.gov


AdvisorShares Active ETF Market Share Update-Week Ending 9/28/2018

October 2, 2018--Actively managed ETFs gained $1.03 billion last week to reach $65.8 billion in total net assets.
Invesco and Hartford led weekly AUM growth among sponsors with $464 million and $143 million gains respectively.

There was one fund launch and no fund closures this week, which held the total number of actively managed ETFs at 239.

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Source: AdvisorShares


PIMCO buys muni bond manager Gurtin

October 2, 2018--PIMCO, a part of German insurer Allianz SE (ALVG.DE), on Tuesday said it will buy municipal bond manager Gurtin, and together manage $38 billion in dedicated municipal bond assets.

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Source: Reuters


SEC Filings


November 13, 2026 Dimensional Funds Trust files with the SEC-Dimensional US Core Equity Market Portfolio and Dimensional US Equity Market Portfolio
November 13, 2026 Volatility Shares Trust files with the SEC-2x Anthropic ETF
November 13, 2026 Exchange Listed Funds Trust files with the SEC-KICK CPU Index ETF and KICK Space Data Center & Infrastructure Index ETF
November 13, 2026 Advisors' Inner Circle Fund III files with the SEC-GQG Global Equity ETF
November 13, 2026 EA Series Trust files with the SEC-U.S. Equity Haven ETF

view SEC filings for the Past 7 Days


Europe ETF News


November 11, 2026 HANetf continues dramatic growth trajectory and surpasses $6 billion AUM, adding $1.25 billion in 3 months
November 10, 2026 DriveWealth Receives MiCA Authorization from the Bank of Lithuania to Provide Crypto-Asset Services Across the EU
November 10, 2026 Wedbush Fund Advisers and HANetf launch Dan IVES Wedbush AI Revolution UCITS ETF
November 06, 2026 New ETF and ETP Listings on November 6, 2026, on Deutsche Boerse
November 05, 2026 New ETF and ETP Listings on November 5, 2026, on Deutsche Boerse

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Asia ETF News


November 06, 2026 Samsung Securities Introduces Six Commodity-Linked ETNs Tracking Solactive Copper, Gold, and Silver Indices
November 03, 2026 Franklin Templeton SinoAm Launches FT Core Computing Power & AI Tech ETF Tracking the Solactive Core Computing Power & AI Tech Index
October 28, 2026 ChinaAMC and Franklin Templeton Sign Strategic MOU to Deepen Cross-Border Collaboration
October 23, 2026 HKEX Launches AI Index, Southern Asset Management Authorised to Launch ETF
October 23, 2026 Meritz Securities and Mirae Asset Securities Launch Copper Total Return ETNs Tracking Solactive Indices

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Global ETP News


November 12, 2026 Ranked: Government Debt by Country in 2026
October 29, 2026 Institutions and the Broader Economy Now Drive a Third of Blockchain Revenue
October 29, 2026 Tradeweb Reports Third Quarter 2026 Financial Results
October 27, 2026 Institutional Investors and Wealth Advisors Remain Bullish on Private Markets, With a Sharpened Focus on Liquidity: New Report From BBH Investor Services
October 23, 2026 The $128 Trillion Global Economy: Every Country's GDP Ranked

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Middle East ETP News


November 10, 2026 Mideast Stocks: Gulf bourses open higher as Trump holds off on Iran strikes
November 09, 2026 Mideast Stocks: Gulf stocks gain on Trump's signal against renewed Iran strikes
November 04, 2026 Exchange Traded Concepts Takes Client ETFs to the Abu Dhabi Securities Exchange
November 02, 2026 Mideast Stocks: Gulf markets mixed as investors monitor Iran-Qatar talks
October 27, 2026 Qatar bulks up stock market fund to attract investment

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Africa ETF News


November 05, 2026 'Power, Protect, Purchase'-Africa Made It Unveils Blueprint To Capture Usd 34B In Gdp And Accelerate African Industrial Sovereignty
November 05, 2026 Africa: Ethiopia Becomes Africa's Fifth-Largest Economy After Rebasing GDP
October 19, 2026 OECD- Critical minerals in Africa-A regional overview

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ESG and Of Interest News


October 20, 2026 Americans Worry They Can't Afford Health Care in Retirement, Allianz Life Study Finds
October 13, 2026 Global Economic Resilience Is Under Strain, Demanding Decisive Policy Action
October 13, 2026 Global Financial Markets Face Rising Risks From AI, Bond Yields, and Cyberattacks
October 12, 2026 Global Financial Stability Report-Resilience, Risk, and Transformation

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White Papers


October 13, 2026 IMF Working Paper Fiscal-monetary Interactions: The Role of Debt Maturity
October 12, 2026 IMF Working Paper-Fear and Shortages: Identifying Geopolitical Risk and Supply Disruptions in Energy Markets

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