SEC Filings for the Past 7 Days
you are currently viewing:Spinnaker ETF Series files with the SEC-WarCap Unconstrained Equity ETFSeptember 28, 2026-Spinnaker ETF Series has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the WarCap Unconstrained Equity ETF. |
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF
September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.
ETF Opportunities Trust files with the SEC-REX AI Equity Premium Income ETF
September 28, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX AI Equity Premium Income ETF.
FIS Trust files with the SEC-FIS Christian Stock Fund and FIS Bright Portfolios Focused Equity ETF
September 28, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FIS Christian Stock Fund
FIS Bright Portfolios Focused Equity ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-20 FT Vest ETFs
September 28, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FT Vest U.S. Equity Max Buffer ETF-January
FT Vest U.S. Equity Max Buffer ETF-February
FT Vest U.S. Equity Max Buffer ETF-March
FT Vest U.S. Equity Max Buffer ETF-April
FT Vest U.S. Equity Max Buffer ETF-May
