SEC Filings for the Past 7 Days
you are currently viewing:ETF Series Solutions files with the SEC-AAM Ubiquitous ETFSeptember 9, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the AAM Ubiquitous ETF. |
Exchange Listed Funds Trust files with the SEC-KICK Korea Semiconductor Index ETF
September 9, 2026-Exchange Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the KICK Korea Semiconductor Index ETF.
Roundhill ETF Trust files with the SEC-Roundhill Semicap ETF
September 9, 2026-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Roundhill Semicap ETF.
Tidal Trust III files with the SEC-8 VistaShares ShieldTM Enhanced Protection ETFs
September 9, 2026-Tidal Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
VistaShares ShieldTM S&P 500 Enhanced Protection ETF
VistaShares ShieldTM International Enhanced Protection ETF
VistaShares ShieldTM Emerging Markets Enhanced Protection ETF
VistaShares ShieldTM US Small Cap Enhanced Protection ETF
VistaShares ShieldTM Nasdaq 100 Enhanced Protection ETF
Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Hybrid and Credit Opportunities ETF
September 9, 2026-Hartford Funds Exchange-Traded Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Hartford Hybrid and Credit Opportunities ETF.
Exchange Place Advisors Trust files with the SEC-Lone Peak International Value ETF and Lone Peak SMID Value ETF.
September 9, 2026-Exchange Place Advisors Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Lone Peak International Value ETF
Lone Peak SMID Value ETF.
Global X Funds files with the SEC-Global X MLCC & Electronic Components ETF
September 9, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Global X MLCC & Electronic Components ETF.
Kurv ETF Trust files with the SEC-5 Kurv U.S. TaxOptimized ETFs
September 9, 2026-Kurv ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Kurv U.S. Small Cap TaxOptimized ETF
Kurv International Equity TaxOptimized ETF
Kurv European Equity TaxOptimized ETF
Kurv Japan Equity TaxOptimized ETF
Kurv Emerging Market Equity TaxOptimized ETF.
Global X Funds files with the SEC-Global X NYSE 100 Autocallable Income ETF and Global X NYSE 100 Autocallable Enhanced Income ETF
September 9, 2026-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Global X NYSE 100 Autocallable Income ETF
Global X NYSE 100 Autocallable Enhanced Income ETF.
GuideStone Funds files with the SEC-4 Equity ETFs
September 9, 2026-GuideStone Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Equity Index ETF
Value Equity Index ETF
Growth Equity Index ETF
International Equity Index ETF.
Grayscale Funds Trust files with the SEC-The 2x Zcash ETF
September 9, 2026-Grayscale Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for The 2x Zcash ETF.
