View SEC Filings for the Past Year
Thornburg ETF Trust files with the SEC
April 21, 2025- Thornburg ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Segall Bryant & Hamill Trust files with the SEC
April 21, 2025-Segall Bryant & Hamill Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Madison Funds files with the SEC
April 18, 2025- Madison Funds has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Shelton Funds and SCM Trust file with the SEC
April 18, 2025- Shelton Funds and SCM Trust have filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Impax Funds Series Trust I files with the SEC
April 18, 2025- Impax Funds Series Trust I has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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ETF Series Solutions files with the SEC-4 ETFs
April 18, 2025-ETF Series Solutions has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.
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RBB Fund Trust files with the SEC-MUFG Japan Small Cap Active ETF
April 18, 2025-RBB Fund Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the MUFG Japan Small Cap Active ETF.
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Canary Staked TRX ETF files with the SEC
April 18, 2025-Canary Staked TRX ETF has filed a a Form S-1 Registration Statement with the SEC.
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Lord Abbett Securities Trust files with the SEC
April 17, 2025-Lord Abbett Securities Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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PGIM Investments LLC files with the SEC
April 17, 2025- PGIM Investments LLC has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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