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PGIM Rock ETF Trust files with the SEC-16 ETFs
September 30, 2024-PGIM Rock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
PGIM S&P 500 Max Buffer ETF-February
PGIM S&P 500 Max Buffer ETF-March
PGIM S&P 500 Max Buffer ETF-April
PGIM S&P 500 Max Buffer ETF-May
PGIM S&P 500 Max Buffer ETF-June
PGIM S&P 500 Max Buffer ETF-July
PGIM S&P 500 Max Buffer ETF-August
PGIM S&P 500 Max Buffer ETF-September
PGIM S&P 500 Max Buffer ETF-October
PGIM S&P 500 Max Buffer ETF-November
PGIM S&P 500 Max Buffer ETF-December
PGIM Nasdaq-100 Buffer 12 ETF-January
PGIM Nasdaq-100 Buffer 12 ETF-April
PGIM Nasdaq-100 Buffer 12 ETF-July
PGIM Nasdaq-100 Buffer 12 ETF-October
PGIM Laddered Fund of Nasdaq-100 Buffer 12 ETF.
Thornburg ETF Trust files with the SEC-4 ETFs
September 27, 2024-Thornburg ETF Trust has filed a Form N-1A Registration Statement with the SEC for the
Thornburg Core Plus Bond ETF
Thornburg Flexible Bond ETF
Thornburg International Core Equity ETF
Thornburg International Growth ETF.
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John Hancock Investment Trust files with the SEC
September 27, 2024-John Hancock Investment Trust has filed an Application for Exemptive Relief with the SEC.
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Elevation Series Trust files with the SEC
September 27, 2024-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.
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AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF
September 27, 2024-AltShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AltShares Merger Arbitrage ETF
AltShares Event-Driven ETF.
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Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF
September 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.
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Starboard Investment Trust files with the SEC-4 ETFs
September 27, 2024-Starboard Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF.
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EA Series Trust files with the SEC-Argent Mid Cap ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Argent Mid Cap ETF.
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NEOS ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs
September 27, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF..
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EA Series Trust files with the SEC-Astoria International Quality Growth Kings ETF and Astoria US Quality Growth Kings ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Astoria International Quality Growth Kings ETF
Astoria US Quality Growth Kings ETF.
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