View SEC Filings for the Past Year
Looking for a Specific SEC ETF filing?
Principal Exchange-Traded Funds files with the SEC-11 Principal ETFs
October 25, 2024-Principal Exchange-Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Principal Active High Yield ETF (formerly Principal Active Income ETF)
Principal Focused Blue Chip ETF
Principal International Equity ETF
Principal Investment Grade Corporate Active ETF
Principal Quality ETF
Principal Real Estate Active Opportunities ETF,
Principal Spectrum Preferred Securities Active ETF
Principal Spectrum Tax-Advantaged Dividend Active ETF
Principal U.S. Mega-Cap ETF
Principal U.S. Small-Cap ETF
and Principal Value ETFs.
Madison ETFs Trust files with the SEC-5 ETFs
October 25, 2024-Madison ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Madison Mosaic Income Opportunities ETF
Madison Short-Term Strategic Income ETF
Madison Aggregate Bond ETF
Madison Covered Call ETF
Madison Dividend Value ETF
view filing
Northern Lights Fund Trust III files with the SEC-Swan Enhanced Dividend Income ETF
October 25, 2024-Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the Swan Enhanced Dividend Income ETF.
view filing
Victory Portfolios II files with the SEC
October 25, 2024-Victory Portfolios II has filed a Post-Effective Amendment, Registration Statement with the SEC.
view filing
Listed Funds Trust files with the SEC-Spear Alpha ETF
October 25, 2024-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Spear Alpha ETF.
view filing
2023 ETF Series Trust II files with the SEC-GMO U.S. Quality ETF
October 25, 2024-2023 ETF Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the GMO U.S. Quality ETF.
view filing
AB Active ETFs, Inc. files with the SEC-AB International Low Volatility Equity ETF
October 25, 2024-AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the AB International Low Volatility Equity ETF.
view filing
2023 ETF Series Trust II files with the SEC-3 Brandes ETFs and 1 Eagle Capital ETF
October 25, 2024-2023 ETF Series Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Brandes International ETF
Brandes U.S. Small-Mid Cap Value ETF
Brandes U.S. Value ETF
Eagle Capital Select Equity ETF.
view filing
Mason Capital Fund Trust files with the SEC-Fundamentals First ETF
October 25, 2024-Mason Capital Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Fundamentals First ETF.
view filing
Tidal Trust III files with the SEC-Impact Shares YWCA Women's Empowerment ETF and Impact Shares NAACP Minority Empowerment ETF
October 24, 2024-Tidal Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Impact Shares YWCA Women's Empowerment ETF
Impact Shares NAACP Minority Empowerment ETF.
view filing
