View SEC Filings for the Past Year
Roundhill ETF Trust files with the SEC-Roundhill WeeklyPay Universe ETF
June 20, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Roundhill WeeklyPay Universe ETF.
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Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF
June 20, 2025-Spinnaker ETF Series has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.
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Guinness Atkinson Funds files with the SEC
June 18, 2025-Guinness Atkinson Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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PIMCO ETF Trust files with the SEC
June 18, 2025-PIMCO ETF Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Shelton Funds files with the SEC
June 18, 2025-Shelton Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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Hartford Funds Exchange-Traded Trust files with the SEC
June 18, 2025-Hartford Funds Exchange-Traded Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.
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ETF Series Solutions files with the SEC-4 AAM ETFs
June 18, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.
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EA Series Trust files with the SEC-RACWI US ETF
June 18, 2025-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the RACWI US ETF.
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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Emerging Markets Debt Hard Currency ETF
June 18, 2025-Neuberger Berman ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Emerging Markets Debt Hard Currency ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-First Trust EIP Carbon Impact ETF
June 18, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust EIP Power Solutions ETF (formerly, First Trust EIP Carbon Impact ETF).
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