View SEC Filings for the Past Year
Thornburg ETF Trust files with the SEC-4 ETFs
September 27, 2024-Thornburg ETF Trust has filed a Form N-1A Registration Statement with the SEC for the
Thornburg Core Plus Bond ETF
Thornburg Flexible Bond ETF
Thornburg International Core Equity ETF
Thornburg International Growth ETF.
view filing
John Hancock Investment Trust files with the SEC
September 27, 2024-John Hancock Investment Trust has filed an Application for Exemptive Relief with the SEC.
view filing
Elevation Series Trust files with the SEC
September 27, 2024-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.
view filing
AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF and AltShares Event-Driven ETF
September 27, 2024-AltShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AltShares Merger Arbitrage ETF
AltShares Event-Driven ETF.
view filing
Spinnaker ETF Series files with the SEC-Select STOXX Europe Aerospace & Defense ETF
September 27, 2024-Spinnaker ETF Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the Select STOXX Europe Aerospace & Defense ETF.
view filing
Starboard Investment Trust files with the SEC-4 ETFs
September 27, 2024-Starboard Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Adaptive Alpha Opportunities ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Rotation ETF
RH Tactical Outlook ETF.
view filing
EA Series Trust files with the SEC-Argent Mid Cap ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Argent Mid Cap ETF.
view filing
NEOS ETF Trust files with the SEC-6 Kurv Yield Premium Strategy ETFs
September 27, 2024-NEOS ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv Yield Premium Strategy Amazon (AMZN) ETF
Kurv Yield Premium Strategy Apple (AAPL) ETF
Kurv Yield Premium Strategy Microsoft (MSFT) ETF
Kurv Yield Premium Strategy Google (GOOGL) ETF
Kurv Yield Premium Strategy Tesla (TSLA) ETF
Kurv Yield Premium Strategy Netflix (NFLX) ETF..
view filing
EA Series Trust files with the SEC-Astoria International Quality Growth Kings ETF and Astoria US Quality Growth Kings ETF
September 27, 2024-EA Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Astoria International Quality Growth Kings ETF
Astoria US Quality Growth Kings ETF.
view filing
Managed Portfolio Series files with the SEC-Leuthold Core ETF and Leuthold Select Industries ETF
September 27, 2024-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Leuthold Core ETF
Leuthold Select Industries ETF.
view filing
