SEC Filings for the Past 90 Days
Looking for a Specific ETF SEC filing?
Neuberger Berman ETF Trust files with the SEC
April 10, 2025-Neuberger Berman ETF Trust has filed an Amended Application for Exemptive relief with the SEC.
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American Beacon Select Funds files with the SEC-American Beacon Ionic Inflation Protection ETF
April 10, 2025-American Beacon Select Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the American Beacon Ionic Inflation Protection ETF.
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EA Series Trust files with the SEC-Bushido Capital US SMID Cap Equity ETF
April 10, 2025-EA Series Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Bushido Capital US SMID Cap Equity ETF.
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WisdomTree files with the SEC-WisdomTree New Economy Real Estate Fund
April 10, 2025-WisdomTree has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree New Economy Real Estate Fund.
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Principal Exchange-Traded Funds files with the SEC-Principal Focused Blue Chip ETF
April 10, 2025-Principal Exchange-Traded Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Principal Focused Blue Chip ETF.
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iShares Trust files with the SEC-iShares S&P 500 ex S&P 100 ETF
April 10, 2025-iShares Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the iShares S&P 500 ex S&P 100 ETF.
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GCC on track to see an uptick in local currency sukuk
April 10, 2025-In the GCC, Saudi Arabia has been the only market ahead of the curve, having established its Saudi Riyal Local Sukuk Program in 2017.
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Simplify Exchange Traded Funds files with the SEC-3 ETFs
April 9, 2025-Simplify Exchange Traded Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Barrier Income ETF
Simplify Target 15 Distribution ETF
Simplify Target 25 Distribution ETF.
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Harbor ETF Trust files with the SEC-8 ETFs
April 9, 2025-Harbor ETF Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
Harbor Emerging Markets Select ETF
Harbor Emerging Markets Equity ETF
Harbor
International Equity ETF
Harbor Mid Cap Core ETF
Harbor Mid Cap Value ETF
Harbor SMID Cap Core ETF
Harbor SMID Cap Value ETF
Harbor Transformative Technologies ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Max Buffer ETF -April
April 9, 2025-First Trust Exchange-Traded Fund VIII has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Max Buffer ETF -April.
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SEC Filings for the Past 90 Days
Neuberger Berman ETF Trust files with the SEC
April 10, 2025-Neuberger Berman ETF Trust has filed an Amended Application for Exemptive relief with the SEC.
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American Beacon Select Funds files with the SEC-American Beacon Ionic Inflation Protection ETF
April 10, 2025-American Beacon Select Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the American Beacon Ionic Inflation Protection ETF.
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EA Series Trust files with the SEC-Bushido Capital US SMID Cap Equity ETF
April 10, 2025-EA Series Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Bushido Capital US SMID Cap Equity ETF.
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WisdomTree files with the SEC-WisdomTree New Economy Real Estate Fund
April 10, 2025-WisdomTree has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree New Economy Real Estate Fund.
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Principal Exchange-Traded Funds files with the SEC-Principal Focused Blue Chip ETF
April 10, 2025-Principal Exchange-Traded Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the Principal Focused Blue Chip ETF.
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iShares Trust files with the SEC-iShares S&P 500 ex S&P 100 ETF
April 10, 2025-iShares Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the iShares S&P 500 ex S&P 100 ETF.
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GCC on track to see an uptick in local currency sukuk
April 10, 2025-In the GCC, Saudi Arabia has been the only market ahead of the curve, having established its Saudi Riyal Local Sukuk Program in 2017.
view filing
Simplify Exchange Traded Funds files with the SEC-3 ETFs
April 9, 2025-Simplify Exchange Traded Funds has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
Simplify Barrier Income ETF
Simplify Target 15 Distribution ETF
Simplify Target 25 Distribution ETF.
view filing
Harbor ETF Trust files with the SEC-8 ETFs
April 9, 2025-Harbor ETF Trust has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the
Harbor Emerging Markets Select ETF
Harbor Emerging Markets Equity ETF
Harbor
International Equity ETF
Harbor Mid Cap Core ETF
Harbor Mid Cap Value ETF
Harbor SMID Cap Core ETF
Harbor SMID Cap Value ETF
Harbor Transformative Technologies ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest U.S. Equity Max Buffer ETF -April
April 9, 2025-First Trust Exchange-Traded Fund VIII has filed a Form N-1, Post-Effective Amendment, Registration Statement with the SEC for the FT Vest U.S. Equity Max Buffer ETF -April.
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