SEC Filings for the Past 90 Days



Harbor ETF Trust files with the SEC-Harbor AI Inflection Strategy ETF

September 24, 2025-Harbor ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Harbor AI Inflection Strategy ETF.

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Manager Directed Portfolios files with the SEC-Deepwater Beachfront Small Cap ETF

September 24, 2025-Manager Directed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Deepwater Beachfront Small Cap ETF.

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Ultimus Managers Trust files with the SEC-3 Westwood Enhanced ETFs

September 24, 2025-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Westwood Enhanced Income Opportunity ETF
Westwood Enhanced Multi-Asset Income ETF
Westwood Enhanced Alternative Income ETF.

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Roundhill ETF Trust files with the SEC-8 ETFs

September 24, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill Artificial Intelligence 1 ETF
Roundhill Artificial Intelligence 2 ETF
Roundhill Artificial Intelligence 3 ETF
Roundhill Software ETF
Roundhill Defense ETF

Roundhill Fintech ETF
Roundhill Robotics ETF
Roundhill Space ETF.

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Texas Precious Metals Trust files with the SEC-Y'all Street Gold ETF

September 24, 2025-Texas Precious Metals Trust has filed a Form S-1 Registration Statement with the SEC for the Y'all Street Gold ETF.

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Texas Precious Metals Trust files with the SEC-Y'all Street Silver ETF

September 24, 2025-Texas Precious Metals Trust has filed a Form S-1 Registration Statement with the SEC for the Y'all Street Silver ETF.

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Grayscale Stellar Lumens Trust files with the SEC

September 24, 2025-Grayscale Stellar Lumens Trust has filed a Form S-1 Registration Statement with the SEC.

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Thrive Series Trust files with the SEC- Prospera Income ETF

September 23, 2025-Thrive Series Trust has filed a Form N-1A Pre-Effective Amendment No. 2, Registration Statement with the SEC for the Prospera Income ETF.

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Elevation Series Trust files with the SEC

September 23, 2025-Elevation Series Trust has filed an Application for Exemptive Relief with the SEC.

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ARK ETF Trust files with the SEC

September 23, 2025-ARK ETF Trust has filed an Application for Exemptive Relief with the SEC.

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Looking for SEC filings older than 90 days?

Americas


December 12, 2025 Hedgeye Asset Management Launches the Hedgeye 130/30 Equity ETF (HELS) Managed by R. Patrick Kent
December 12, 2025 Harvest Announces Filing of the Preliminary Prospectus for 2 New Harvest Premium Yield ETFs (Update)
December 12, 2025 Five Crypto Firms Win Initial Approvals as Trust Banks, Including Ripple, Circle, BitGo
December 11, 2025 Harris | Oakmark expands active ETF suite targeting international and global value opportunities
December 11, 2025 T. Rowe Price Launches Active Core ETFs Blending Benefits of Active and Passive Investing; Fees Waived Through January 2027

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Europe ETF News


December 15, 2025 ESMA finalises technical standards on derivatives transparency and the OTC derivatives tape
December 09, 2025 France Eases Retail Crypto Rules as Europe Unlocks Access for Millions
December 05, 2025 Archax Executes First After-Hours Transaction of its Tokenized Canary HBR ETF on Hedera Mainnet
November 14, 2025 YieldMax expands European ETF range with double launch

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Asia ETF News


December 17, 2025 UTI Investments Partners with FTSE Russell to Transition its Sovereign Bond ETF Benchmark
December 12, 2025 Bruegel-China economic database update
December 10, 2025 An Income Strategy for Volatile Markets-CSOP HSCEI Covered Call Active ETF (2802.HK) Debuts on HKEX Tomorrow
December 08, 2025 HKEX Expands Index Business with Launch of HKEX Tech 100 Index
December 08, 2025 China's exports grow 5.9% in November, while U.S. shipments drop 29%

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Global ETP News


December 17, 2025 Mapping the global quantum ecosystem
December 05, 2025 Bybit & Block Scholes Report: Market Sentiment Shows Early Signs of Recovery
December 03, 2025 Is the world ageing out of interest rates?
December 03, 2025 Global X: Investing Outlook Complicated by Contradictions in U.S. Economy and Evolving Geopolitical Order
December 02, 2025 OECD Economic Outlook. Volume 2025 Issue 2 Resilient Growth but with Increasing Fragilities

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Middle East ETP News


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Africa ETF News


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ESG and Of Interest News


November 28, 2025 Making the Green Transition Work for People and the Economy

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White Papers


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