SEC Filings for the Past 90 Days



Tidal Trust II files with the SEC-Hilton Small-MidCap Opportunity ETF

February 24, 2025-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Hilton Small-MidCap Opportunity ETF.

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ETF Opportunities Trust files with the SEC-5 Tuttle Capital ETFs

February 24, 2025-ETF Opportunities Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Tuttle Capital Tsla Put Write ETF
Tuttle Capital Nvda Put Write ETF
Tuttle Capital Mstr Put Write ETF
Tuttle Capital Coin Put Write ETF
Tuttle Capital Qqq Put Write ETF.

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Tidal Trust II files with the SEC-Nicholas Fixed Income Alternative ETF and Nicholas Global Equity and Income ETF

February 24, 2025-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Nicholas Fixed Income Alternative ETF and Nicholas Global Equity
Income ETF.

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ETF Series Solutions files with the SEC-Bahl & Gaynor Small/Mid Cap Income Growth ETF

February 24, 2025-ETF Series Solutions has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Bahl & Gaynor Small/Mid Cap Income Growth ETF (formerly, AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF).

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Legg Mason ETF Investment Trust files with the SEC-ClearBridge Dividend Strategy ESG ETF

February 24, 2025-Legg Mason ETF Investment Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the ClearBridge Dividend Strategy ESG ETF.

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Exchange Listed Funds Trust files with the SEC-Stratified LargeCap Hedged ETF

February 24, 2025-Exchange Listed Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Stratified LargeCap Hedged ETF.

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EA Series Trust files with the SEC-MC Trio Equity Buffered ETF

February 21, 2025-EA Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the MC Trio Equity Buffered ETF.

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PGIM Rock ETF Trust files with the SEC-26 PGIM S&P 500 Buffer ETFs

February 21, 2025-PGIM Rock ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
PGIM S&P 500 Buffer 12 ETF-January
PGIM S&P 500 Buffer 12 ETF-February
PGIM S&P 500 Buffer 12 ETF-March
PGIM S&P 500 Buffer 12 ETF-April
PGIM S&P 500 Buffer 12 ETF-May
PGIM S&P 500 Buffer 12 ETF-June
PGIM S&P 500 Buffer 12 ETF-July
PGIM S&P 500 Buffer 12 ETF-August
PGIM S&P 500 Buffer 12 ETF-September
PGIM S&P 500 Buffer 12 ETF-October

PGIM S&P 500 Buffer 12 ETF-November
PGIM S&P 500 Buffer 12 ETF-December
PGIM S&P 500 Buffer 20 ETF-January
PGIM S&P 500 Buffer 20 ETF-February
PGIM S&P 500 Buffer 20 ETF-March
PGIM S&P 500 Buffer 20 ETF-April
PGIM S&P 500 Buffer 20 ETF-May
PGIM S&P 500 Buffer 20 ETF-June
PGIM S&P 500 Buffer 20 ETF-July
PGIM S&P 500 Buffer 20 ETF-August
PGIM S&P 500 Buffer 20 ETF-September
PGIM S&P 500 Buffer 20 ETF-October
PGIM S&P 500 Buffer 20 ETF-November
PGIM S&P 500 Buffer 20 ETF-December
PGIM Laddered S&P 500 Buffer 12 ETF
PGIM Laddered S&P 500 Buffer 20 ETF

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Lazard Active ETF Trust files with the SEC-Lazard International Dynamic Equity ETF

February 21, 2025-Lazard Active ETF Trust has filed a Form N-14, Post-Effective Amendment, Registration Statement with the SEC for the Lazard International Dynamic Equity ETF.

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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-3 ETFs

February 21, 2025-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
JPMorgan Mortgage-Backed Securities ETF
JPMorgan Fundamental Data Science Large Value ETF
JPMorgan International Hedged Equity Laddered Overlay ETF.

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Looking for SEC filings older than 90 days?

Americas


May 13, 2025 Innovator Launches Equity Managed 100 Buffer ETF (Ticker: BFRZ)-A New Approach to 100% Downside Protection*
May 12, 2025 Lazard Asset Management Completes Conversion of Mutual Fund to Launch International Dynamic Equity ETF
May 09, 2025 Coinbase Launches 24/7 Bitcoin Futures Trading in the U.S.
May 09, 2025 The 2023 ETF Series Trusts Select Tidal Financial Group as Service Provider, Ensuring Continuity and Growth for Asset Managers
May 08, 2025 YieldMax Introduces Option Income Strategy ETF on Robinhood Markets, Inc. (HOOD)

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Europe ETF News


May 08, 2025 Global X ETFs Europe, STOXX launch first EURO STOXX 50 covered call ETF
May 07, 2025 Franklin Templeton Launches US Mega Cap 100 ETF Tracking the Solactive US Mega Cap 100 Select Index
May 06, 2025 Deutsche Boerse welcomes Melanion Capital as new ETF issuer on Xetra
May 02, 2025 Euro area annual inflation stable at 2.2%
May 01, 2025 Janus Henderson Investors Launches ETF on SIX Swiss Exchange

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Asia ETF News


May 13, 2025 Timefolio Asset Management Launches TIMEFOLIO CHINA AI Tech Active ETF Benchmarked Against the Solactive China Artificial Intelligence Index
May 13, 2025 Hanwha Asset Management Launches Hanwha PLUS China AI Tech Top 10 ETF Tracking the Solactive China AI Tech Top 10 Index
May 06, 2025 Corporate Sector Vulnerabilities in Hong Kong SAR: Hong Kong, Special Administrative Region
May 01, 2025 ETF Monthly Trading Value via "CONNEQTOR" Reach Record 300 billion JPY
April 30, 2025 NFO Alert: Mirae Asset Mutual Fund launches Nifty50 Equal Weight ETF

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Global ETP News


May 13, 2025 UBS wealthy clients shift focus from U.S.-dollar assets to gold, crypto, and China
May 13, 2025 Trackinsight Releases 2025 Global ETF Survey: ETF Industry on Overdrive: Shifting Gears, Breaking New Barriers
May 13, 2025 New WFE Research Discovers Climate Risk Premium in Commodity Options
May 06, 2025 CoinEx Research April 2025 Report: Bitcoin and Gold Dual Safe Havens in a Shifting World
April 30, 2025 World Bank Prospects Group Global Monthly-April 2025

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Middle East ETP News


April 23, 2025 Growth in the Middle East and North Africa Forecast to Moderately Accelerate in 2025 Amidst Uncertainty

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Africa ETF News


April 23, 2025 Economic Growth is Speeding Up in Africa, but Uncertainty Clouds Outlook
April 09, 2025 Africa's Opportunity in a Fragmenting Global Economy

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ESG and Of Interest News


May 07, 2025 Africa Poised to Become a Global Leader in Carbon Markets, Says New Report
April 22, 2025 Charted: Countries Accumulating the Most AI Patents
April 15, 2025 State of the Global Climate 2024

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White Papers


May 09, 2025 Assessing Thailand's Debt Ceiling-Room for Recalibration?
May 09, 2025 The Energy Origins of the Global Inflation Surge
May 09, 2025 Missing Home-Buyers and Rent Inflation: The Role of Interest Rates and Mortgage Underwriting Standards
May 06, 2025 Hong Kong SAR's Economy in the Face of Climate Change: Risks and Prospects
May 02, 2025 Impact Dynamics of Natural Disasters and the Case of Pacific Island Countries

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