SEC Filings for the Past 90 Days



Shelton Funds files with the SEC

June 18, 2025-Shelton Funds has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

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Hartford Funds Exchange-Traded Trust files with the SEC

June 18, 2025-Hartford Funds Exchange-Traded Trust has filed a Second Amended and Restated Application for Exemptive relief with the SEC.

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ETF Series Solutions files with the SEC-4 AAM ETFs

June 18, 2025-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AAM Brentview Dividend Growth ETF
AAM Low Duration Preferred and Income Securities ETF
AAM Sawgrass U.S. Large Cap Quality Growth ETF
AAM Sawgrass U.S. Small Cap Quality Growth ETF.

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EA Series Trust files with the SEC-RACWI US ETF

June 18, 2025-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the RACWI US ETF.

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Neuberger Berman ETF Trust files with the SEC-Neuberger Berman Emerging Markets Debt Hard Currency ETF

June 18, 2025-Neuberger Berman ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Neuberger Berman Emerging Markets Debt Hard Currency ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-First Trust EIP Carbon Impact ETF

June 18, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the First Trust EIP Power Solutions ETF (formerly, First Trust EIP Carbon Impact ETF).

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Tidal Trust I files with the SEC-Aztlan Global Stock Selection DM SMID ETF and Aztlan North America Nearshoring Stock Selection ETF

June 18, 2025-Tidal Trust I has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Aztlan Global Stock Selection DM SMID ETF
Aztlan North America Nearshoring Stock Selection ETF.

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NEOS ETF Trust files with the SEC-NEOS International High Income ETF

June 18, 2025-NEOS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NEOS International High Income ETF.

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Advisor Managed Portfolios files with the SEC-LionShares U.S. Equity Total Return ETF

June 18, 2025-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the LionShares U.S. Equity Total Return ETF.

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NEOS ETF Trust files with the SEC-NEOS International High Income ETF

June 18, 2025-NEOS ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the NEOS International High Income ETF.

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Looking for SEC filings older than 90 days?

Americas


July 29, 2025 YieldMax Introduces Option Income Strategy ETF on Roblox Corp. (RBLX)
July 25, 2025 Defiance Launches AIPO: The First ETF Focused on AI Power Infrastructure
July 25, 2025 Amplify ETFs Announces Net Asset Value Adjustment for the Breakwave Tanker Shipping ETF (BWET)
July 24, 2025 Roundhill Investments Launches Five Additional WeeklyPay ETFs
July 24, 2025 Options Trading Now Available on Latest Five Tradr ETFs: CWVX, SMU, ASTX, GEVX and CEGX

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Europe ETF News


August 01, 2025 J.P. Morgan Asset Management Selects Solactive as New Administrator for Carbon Transition Index Ahead of EU BMR Deadline
July 03, 2025 OECD Economic Surveys: European Union and Euro Area 2025
July 02, 2025 Valour Launches Eight New ETPs on Spotlight Stock Market, Including Bitcoin Cash (BCH), Unus Sed Leo (LEO), OKB (OKB), Polygon (POL), Algorand (ALGO), Filecoin (FIL), Arbitrum (ARB), and Stacks (STX)

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Asia ETF News


July 22, 2025 Nikko AM Introduces ChiNext ETF on Singapore Exchange under ETF Link, Tied to E Fund's Onshore ETF

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Global ETP News


July 25, 2025 OECD Compendium of Productivity Indicators 2025
July 22, 2025 ETFGI reports that assets invested in the actively managed ETFs listed globally reached a new record of US$1.48 trillion at the end of June
July 07, 2025 WTO issues new edition of World Tariff Profiles

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Middle East ETP News


July 14, 2025 Kuwait bourse to return to debt listing and trade in 2025

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Africa ETF News


July 04, 2025 South Africa: African Development Bank Country Focus Report highlights urgent need for economic transformation as GDP growth remains subdued
July 01, 2025 Africa's Trade Projected to Hit $1.5 Trillion in 2025
June 26, 2025 National stock exchange launched in Somalia

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ESG and Of Interest News


July 25, 2025 Unprecedented continental drying, shrinking freshwater availability, and increasing land contributions to sea level rise
June 30, 2025 OECD-Environment at a Glance Indicators

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White Papers


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