SEC Filings for the Past 90 Days
Hotchkis and Wiley Funds files with the SEC
October 15, 2025-Hotchkis and Wiley Funds has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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Goldman Sachs ETF Trust files with the SEC
October 15, 2025-Goldman Sachs ETF Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC.
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PGIM Investments LLC files with the SEC
October 14, 2025-PGIM Investments LLC filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC
October 14, 2025-T. Rowe Price Exchange-Traded Funds, Inc. filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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ETF Series Solutions files with the SEC
October 14, 2025-ETF Series Solutions filed an Application for Exemptive relief with the SEC.
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Advisors Series Trust files with the SEC
October 14, 2025-Advisors Series Trust filed a First Amended and Restated Application for Exemptive relief with the SEC.
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Principal Exchange-Traded Funds files with the SEC
October 14, 2025-Principal Exchange-Traded Funds filed a Fourth Amended and Restated Application for Exemptive relief with the SEC.
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Tidal Trust I files with the SEC
October 14, 2025-Tidal Trust I has filed a Third Amended and Restated Application for Exemptive relief with the SEC.
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Fidelity Covington Trust files with the SEC-Fidelity Sustainable High Yield ETF
October 14, 2025-Fidelity Covington Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Fidelity Sustainable High Yield ETF.
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Global X Funds files with the SEC-Global X Ethereum Covered Call ETF
October 14, 2025-Global X Funds has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Global X Ethereum Covered Call ETF.
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