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Global X files with the SEC
April 20, 2012--Global X has filed a post-effective amendment, registration statement with the SEC for the Global X Risk Parity ETF.
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Source: SEC.gov
First Trust files with the SEC
April 20, 2012--First Trust has filed a post-effective amendment, registation statement with the SEC for the First Trust Global Agriculture AlphaDEX(R) Fund.
view filing
Source: SEC.gov
PowerShares Actively-managed trust files with the SEC-5 ETFs
April 20, 2012--PowerShares Actively-managed trust has filed a post-effective amendment no.34, registration statement with the SEC for the
PowerShares Global Macro Portfolio
PowerShares Emerging Markets Equity Allocation Portfolio
PowerShares Crude Oil Allocation Portfolio
PowerShares Gold Allocation Portfolio
PowerShares Absolute Return Allocation Portfolio
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Source: SEC.gov
PowerShares Actively-managed trust files with the SEC
April 20, 2012--PowerShares Actively-managed trust has filed a post-effective amendment, registration statement with the SEC for the PowerShares China A-Share Portfolio.
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Source: SEC.gov
PowerShares files with the SEC
April 20, 2012--PowerShares has filed a post-effective amendment, registration statement with the SEC for the PowerShares DWA SmallCap Technical LeadersTM Portfolio.
view filing
Source: SEC.gov
Exchange Traded Concepts files with the SEC
April 20, 2012--Exchange Traded Concepts has filed a registration statement with the SEC for the
Horizons S&P 500 Covered Call ETF
Horizons S&P Financial Select Sector Covered Call ETF
Horizons S&P Energy Select Sector Covered Call ETF
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Source: SEC.gov
KraneShares files with the SEC
April 20, 2012--KraneShares has filed a registration statement with the SEC for the KraneShares Dow Jones China Select Dividend ETF.
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Source: SEC.gov
SSGA files with the SEC
April 20, 2012--SSGA has filed a pre-effective amendment no.4, registration statement with the SEC for the
SPDR SSgA Multi-Asset Real Return ETF (RLY)
SPDR SSgA Income Allocation ETF (INKM)
SPDR SSgA Conservative Global Allocation ETF (CNSA)
SPDR SSgA Global Allocation ETF (GAL)
SPDR SSgA Aggressive Global Allocation ETF (AGRA)
SPDR Blackstone/GSO Senior Loan ETF (SRLN)
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Source: SEC.gov
Natixis files with the SEC
April 20, 2012--Natixis has filed a second amended and restated application for exemptive relief with the SEC.
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Source: SEC.gov
Schwab could be ETF investors' new Vanguard
April 20, 2012--Vanguard Group has become the world's largest fund company, with more than $1.7 trillion under management. Founder John Bogle discovered that indexing markets outperformed active managers after fees, and the firm has become a champion for low-cost investment products.
Now there’s another formidable player in this penny-a-point game.
Charles Schwab Corp. (US:SCHW) has aggressively entered the exchange-traded fund market with products that compete with both Vanguard and BlackRock Inc.’s (US:BLK) iShares lineup.
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Source: MarketWatch