Americas ETP News
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Highland Capital Management files with the SEC
November 21, 2011--Hihland Capital Management has filed a second amended and restated application for exemptive relief with the SEC.
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Source: SEC.gov
Neuberger Berman Management files with the SEC
November 22, 2011--Neuberger Berman Management has filed a second amended and restated application for exemptive relief with the SEC for actively-managed ETFs.
view filing
Source: SEC.gov
Exchanged Traded Concepts files with the SEC
November 22, 2011--Exchanged Traded Concepts has filed a post-effective amendment, registration statement with the SEC for the
KraneShares Dow Jones Global Luxury Consumer ETF
KraneShares Dow Jones China Alternative Energy ETF
KraneShares CSI China Internet ETF
KraneShares CSI China Consumer Staples ETF
KraneShares CSI China Consumer Discretionary ETF
KraneShares CSI China Urbanization ETF
KraneShares CSI China Five Year Plan ETF
view filing
Source: SEC.gov
Van Eck files with the SEC
November 18, 2011--Van Eck has filed an application for exemptive relief with the SEC.
view filing
Source: SEC.gov
Renaissance Capital files with the SEC
November 18, 2011--Renaissance Capital has filed an aplication for exemptive relief with the SEC.
view filing
Source: SEC.gov
CFTC.gov Commitments of Traders Reports Update
November 18, 2011--The current reports for the week of November 15, 2011 are now available.
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Source: CFTC.gov
US economy gains traction ahead of European storm
November 18, 2011--The US economy is gaining steam as factories churn out more cars and slowing inflation boosts spending power, putting the country on stronger footing to resist an economic storm gathering over Europe.
Recent readings of the US economic pulse have steadily topped analysts' expectations. Many now think the fourth quarter will prove stronger than the third, when the economy expanded at a 2.5 percent annual rate. Forecasting firm Macroeconomic Advisers, for example, sees a growth rate of 3.2 percent over the final three months of the year.
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Source: Todays Zaman
CFTC’s Division of Market Oversight Issues Letter to Market Participants Requiring Compliance with New Large Trader Reporting System for Physical Commodity Swaps and Swaptions
Division to Provide Temporary and Conditional Safe Harbor for Less than Fully Compliant Reporting
November 18, 2011--The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued a letter to market participants requiring compliance with the new large trader reporting system for physical commodity swaps and swaptions.
Clearing organizations and clearing members must begin reporting under the new system on November 21, 2011, and the Division requires fully compliant month-end open interest reports to be collected beginning September 2011 through February 2012 and submitted to the Commission by March 20, 2012.
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Source: CFTC.gov
iShares files with the SEC-iShares Utilities Sector Bond Fund iShares files with the SEC-iShares Financials Sector Bond Fund
November 18, 2011-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Utilities Sector Bond Fund.
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Source: SEC.gov
November 18, 2011-iShares has filed a post-effective amendment, registration statement with the SEC for the iShares Financials Sector Bond Fund.
view filing
Source: SEC.gov
