SEC Filings for the Past 7 Days
you are currently viewing:Northern Lights Fund Trust files with the SECJanuary 9, 2026-Northern Lights Fund Trust has filed a First Amendment to the Application for Exemptive Relief with the SEC. |
First Eagle ETF Trust files with the SEC-First Eagle US Equity ETF and First Eagle Mid Cap Equity ETF
January 9, 2026-First Eagle ETF Trust has filed a Form N-1A Pre-Effective Amendment No. 5, Registration statement with the SEC for the
First Eagle US Equity ETF
First Eagle Mid Cap Equity ETF.
RBC Funds Trust files with the SEC
January 9, 2026-RBC Funds Trust has filed an Application for Exemptive Relief with the SEC.
Fidelity Covington Trust files with the SEC-Fidelity Low Volatility Factor ETF
January 9, 2026-Fidelity Covington Trust has filed a Form N-14 Post-Effective Amendment, Registration statement with the SEC for the Fidelity Low Volatility Factor ETF.
Tidal Trust II files with the SEC-15 Defiance Daily Target 2X Short ETFs
January 9, 2026-Tidal Trust II has filed a Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily Target 2X Short APLD ETF
Defiance Daily Target 2X Short ARM ETF
Defiance Daily Target 2X Short BE ETF
Defiance Daily Target 2X Short BITF ETF
Defiance Daily Target 2X Short CLSK ETF
EA Series Trust files with the SEC-Sapient Quality Select ETF
January 9, 2026-EA Series Trust has filed a Post-Effective Amendment, Registration statement with the SEC for the Sapient Quality Select ETF.
Themes ETF Trust files with the SEC-40 Leverage Shares 2X ETFs
January 9, 2026-Themes ETF Trust has filed a Post-Effective Amendment, Registration statement with the SEC for the 40 Leverage Shares 2X ETFs.
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan International Dynamic ETF
January 9, 2026-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the JPMorgan International Dynamic ETF.
Northern Lights Fund Trust II files with the SEC-Weitz Short Duration Income ETF
January 9, 2026-Northern Lights Fund Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Weitz Short Duration Income ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Flexible Income ETF
January 9, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the First Trust Flexible Income ETF.
First Trust Exchange-Traded Fund VIII files with the SEC-FT Vest Laddered Emerging Markets Buffer ETF.
January 9, 2026-First Trust Exchange-Traded Fund VIII has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Laddered Emerging Markets Buffer ETF.
