First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Cboe Vest Growth-100 Buffer ETF-June-continued

June 7, 2021--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration with the SEC for the First Trust Cboe Vest Growth-100 Buffer ETF-June.
view filing
Source: SEC.gov


American ETP News
Impact Shares Trust I files with the SEC-Impact Shares MSCI Global Climate Select ETF
August 3, 2021-- Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the Impact Shares MSCI Global Climate Select ETF.
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ETF Managers Trust files with the SEC-ETFMG Housing Market ETF
August 3, 2021--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Housing Market ETF.
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Zacks Trust files with the SEC-Zacks Earnings Consistent Portfolio ETF
August 3, 2021--Zacks Trust has filed a pre-effective amendment, registration statement with the SEC for the Zacks Earnings Consistent Portfolio ETF.
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Aberdeen Standard Investments ETFs files with the SEC-3 Aberdeen K-1 Free ETFs
August 3, 2021--Aberdeen Standard Investments ETFs has filed a post-effective amendment, registration statement with the SEC for the
Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF
Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
Aberdeen Bloomberg Industrial Metals Strategy K-1 Free ETF.
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Aberdeen Standard Investments ETFs files with the SEC-Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
August 3, 2021--Aberdeen Standard Investments ETFs has filed a Form 497K-Summary Prospectus with the SEC for the Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF.
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Aberdeen Standard Investments ETFs files with the SEC-Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF
August 3, 2021--Aberdeen Standard Investments ETFs has filed a Form 497K-Summary Prospectus with the SEC for the Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF.
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BNY Mellon ETF Trust files with the SEC- BNY Mellon Ultra Short Income ETF
August 2, 2021--BNY Mellon ETF Trust has filed a Form 497-Summary Prospectus with the SEC for the BNY Mellon Ultra Short Income ETF.
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China tech crackdown claims specialised ETF victims
August 2, 2021--Funds with narrow focus on affected sectors feel the burn
Beijing's regulatory crackdown on some of its biggest companies in technology and education has delivered a bruising blow to highly specialised China-focused exchange traded funds.
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BNY Mellon ETF Trust files with the SEC BNY Mellon Ultra Short Income ETF
August 2, 2021--BNY Mellon ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BNY Mellon Ultra Short Income ETF.
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
August 2, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P 500 Buffer ETFTM-August; Prospectus for Innovator S&P 500 Power Buffer ETFTM- August; Prospectus for Innovator S&P 500 Ultra Buffer ETFTM-August.
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Principal Exchange-Traded Funds files with the SEC-Principal Spectrum Tax-Advantaged Dividend Active ETF
August 2, 2021--Principal Exchange-Traded Funds has filed a Form 497-Summary Prospectus with the SEC for the Principal Spectrum Tax-Advantaged Dividend Active ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Spectrum Preferred Securities Active ETF
August 2, 2021--Principal Exchange-Traded Funds has filed a Form 497-Summary Prospectus with the SEC for the Principal Spectrum Preferred Securities Active ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Millennials Index ETF
August 2, 2021--Principal Exchange-Traded Funds has filed a Form 497-Summary Prospectus with the SEC for the Principal Millennials Index ETF.
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Principal Exchange-Traded Funds files with the SEC- Principal Healthcare Innovators Index ETF
August 2, 2021--Principal Exchange-Traded Funds has filed a Form 497-Summary Prospectus with the SEC for the Principal Healthcare Innovators Index ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Active Income ETF (formerly Principal EDGE Active Income ETF)
August 2, 2021--Principal Exchange-Traded Funds has filed a Form 497-Summary Prospectus with the SEC for the Principal Active Income ETF (formerly Principal EDGE Active Income ETF).
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Collaborative Investment Series Trust files with the SEC-The Short ARKK ETF
July 30, 2021--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for The Short ARKK ETF.
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Exchange Traded Concepts Trust files with the SEC-ROBO Global(R) Covered Call and Growth ETF
July 30, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the ROBO Global(R) Covered Call and Growth ETF.
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Simplify Exchange Traded Funds files with the SEC-3 Simplify ETFs
July 30, 2021Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the
Emerging Markets Equity PLUS Downside Convexity ETF
Simplify US Small Cap PLUS Downside Convexity ETF
Simplify Developed Ex-US PLUS Downside Convexity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Climate Change Solutions ETF
July 30, 2021-J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Climate Change Solutions ETF.
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Valkyrie ETF Trust I files with the SEC-Valkyrie Bitcoin Miners ETF and Valkyrie U.S. Innovative Balance Sheet ETF
July 30, 2021-Valkyrie ETF Trust I has filed a Form N-1A, registration statement with the SEC for the Valkyrie Bitcoin Miners ETF and Valkyrie U.S. Innovative Balance Sheet ETF.
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ETF Opportunities Trust files with the SEC
July 30, 2021-ETF Opportunities Trust has filed an application for exemptive relief with the SEC.
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Tidal ETF Trust files with the SEC-SonicShares Global Shipping ETF
July 30, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SonicShares Global Shipping ETF.
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Krane Shares Trust files with the SEC
July 30, 2021-Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares Trust files with the SEC-iShares Russell 3000 ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell 3000 ETF.
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iShares Trust files with the SEC-iShares Russell 2000 Value ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell 2000 Value ETF.
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iShares Trust files with the SEC-iShares Russell Mid-Cap ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell Mid-Cap ETF.
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iShares Trust files with the SEC-iShares Russell Mid-Cap Growth ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell Mid-Cap Growth ETF.
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iShares Trust files with the SEC-iShares Russell 2000 Growth ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell 2000 Growth ETF.
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iShares Trust files with the SEC-iShares Russell Top 200 ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell Top 200 ETF.
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iShares Trust files with the SEC-iShares Russell 2000 ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell 2000 ETF.
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iShares Trust files with the SEC-iShares Russell Top 200 Growth ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell Top 200 Growth ETF.
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iShares Trust files with the SEC-iShares Russell Top 200 Value ETF
July 30, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Russell Top 200 Value ETF.
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Krane Shares Trust files with the SEC-KraneShares MSCI China Clean Technology Index ETF
July 30, 2021--July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI China Clean Technology Index ETF (formerly, KraneShares MSCI China Environment Index ETF).
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Krane Shares Trust files with the SEC-KraneShares Emerging Markets Healthcare Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares Emerging Markets Healthcare Index ETF.
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Krane Shares Trust files with the SEC KraneShares E Fund China Commercial Paper ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares Bloomberg Barclays China Bond Inclusion Index ETF (formerly, KraneShares E Fund China Commercial Paper ETF).
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Krane Shares Trust files with the SEC- KraneShares CSI China Internet ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares CSI China Internet ETF.
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Krane Shares Trust files with the SEC-KraneShares CCBS China Corporate High Yield Bond USD Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares Asia Pacific High Yield Bond ETF (formerly, KraneShares CCBS China Corporate High Yield Bond USD Index ETF).
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Krane Shares Trust files with the SEC-KraneShares Bosera MSCI China A Share ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares Bosera MSCI China A Share ETF.
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Krane Shares Trust files with the SEC- Krane UBS China A Share Fund
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the Krane UBS China A Share Fund.
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Krane Shares Trust files with the SEC-KFA Dynamic Fixed Income ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KFA Dynamic Fixed Income ETF.
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Krane Shares Trust files with the SEC-KraneShares MSCI One Belt One Road Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI One Belt One Road Index ETF.
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Krane Shares Trust files with the SEC-KraneShares MSCI Emerging Markets ex China Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI Emerging Markets ex China Index ETF.
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Krane Shares Trust files with the SEC- KraneShares MSCI China ESG Leaders Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI China ESG Leaders Index ETF.
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Krane Shares Trust files with the SEC-KraneShares MSCI All China Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI All China Index ETF.
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Krane Shares Trust files with the SEC-KraneShares MSCI All China Health Care Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares MSCI All China Health Care Index ETF.
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Krane Shares Trust files with the SEC-KraneShares Emerging Markets Consumer Technology Index ETF
July 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares Emerging Markets Consumer Technology Index ETF.
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US ETF inflows surge past $500bn this year to eclipse 2020 record
July 29, 2021--Total assets reach $6.6tn as buoyant markets boost appeal of low-cost investment vehicles
Investors have ploughed half a trillion dollars into US exchange traded funds in less than eight months, eclipsing last year's record haul in the latest sign of how booming markets have sparked a rush into the low-cost vehicles.
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ETF Opportunities Trust files with the SEC
July 29, 2021--ETF Opportunities Trust has filed an amended application for exemptive relief with the SEC.
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Franklin Templeton ETF Trust files with the SEC
July 29, 2021-Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Listed Funds Trust files with the SEC- Spear Alpha ETF
July 29, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Spear Alpha ETF.
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Siren ETF Trust files with the SEC-4 Siren ETFs
July 29. 2021--July 29, 2021-Siren ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Siren Large Cap Blend Index ETF
Siren DIVCON Dividend Defender ETF
Siren DIVCON Leaders Dividend ETF
Siren Nasdaq NexGen Economy ETF.
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First Trust Exchange-Traded Fund VI files with the SEC
July 29, 2021-July 29, 2021-First Trust Exchange-Traded Fund VI has filed a post-effective amendment, registration statement with the SEC for the First Trust Nasdaq Bank ETF, First Trust Nasdaq Food & Beverage ETF, First Trust Nasdaq Oil & Gas ETF, First Trust Nasdaq Pharmaceuticals ETF,
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Direxion Launches New Daily 2X Leveraged ETF
July 29, 2021--New ETF Provides 200% Exposure to the Global Clean Energy Business
Direxion launched the Direxion Daily Global Clean Energy Bull 2X Shares (Ticker: KLNE). The Fund seeks to achieve 200% of the daily performance of the S&P Global Clean Energy Index.
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Timothy Plan Launches Two Faith Based ETFs, 'TPHE' &' TPLE'
July 29, 2021--On Thursday, Timothy Plans, a faith-based investment company, announced the launch of two new ETFs, the Timothy Plan High Dividend Stock Enhanced ETF (TPHE) and the Timothy Plan US Large/Mid Cap Core Enhanced ETF (TPLE).
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SPACs Forced to Fund Deals with More Expensive Financing: Report
July 28, 2021--Blank-check companies are turning to expensive sources of financing to push their deals over the line in a fresh sign of stress in what had been one of the hottest corners of Wall Street, The Financial Times reports.
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US benchmark reform panel endorses forward-looking rate to replace Libor
July 29, 2021--The group overseeing the transition from Libor in the United States has approved positive interest rates and has taken an important step in the competition to replace the scandal-damaged benchmarks that underpin hundreds of trillions of dollars in financial contracts.
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iShares Trust files with the SEC-iShares ESG MSCI USA Min Vol Factor ETF
July 28, 2021--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG MSCI USA Min Vol Factor ETF.
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IndexIQ ETF Trust files with the SEC-IQ Engender Equality ETF
July 28, 2021--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Engender Equality ETF.
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IndexIQ ETF Trust files with the SEC-IQ Clean Oceans ETF
July 28, 2021--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Clean Oceans ETF.
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IndexIQ ETF Trust files with the SEC-IQ Cleaner Transport ETF
July 28, 2021--IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Cleaner Transport ETF.
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New Age Alpha Trust files with the SEC
July 28, 2021--New Age Alpha Trust has filed a second amended application for exemptive relief with the SEC.
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Investment Managers Series Trust II files with the SEC-Cannabis Growth ETF
July 28, 2021--Investment Managers Series Trust II has filed a post-effective amendment, registration statement with the SEC for the Cannabis Growth ETF.
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WisdomTree Trust files with the SEC
July 28, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC.
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Trust for Advised Portfolios files with the SEC-CornerCap Fundametrics(R) Large-Cap ETF
July 28, 2021-Trust for Advised Portfolios has filed a post-effective amendment, registration statement with the SEC for the CornerCap Fundametrics(R) Large-Cap ETF.
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Sparkline Launches Intangible Value ETF, ITAN
July 28, 2021--Sparkline Capital, an investment management firm that uses machine learning to help investors achieve alpha in large data sets, recently launched the Sparkline Intangible Value ETF, an actively managed fund that evaluates companies based on their "intangible value."
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Retail investors to drive $1.5tn push towards bespoke index funds
July 28, 2021--Vanguard, JPMorgan, BlackRock and Morgan Stanley have all done deals to bolster their direct indexing offerings.
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BNY Mellon's first active ETF to invest in international equities
July 28, 2021--The Concentrated International ETF will be fully transparent disclosing its portfolio holdings each day
BNY Mellon Investment Management's first active exchange traded fund will be an international equity product, the group disclosed on Thursday.
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iShares Trust files with the SEC-iShares U.S. Telecommunications ETF
July 27, 2021-iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares U.S. Telecommunications ETF.
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Impact Shares Trust I files with the SEC-Impact Shares NAACP Minority Empowerment ETF
July 27, 2021--Impact Shares Trust I has filed a Form 497K-Summary Prospectus with the SEC for the Impact Shares NAACP Minority Empowerment ETF.
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Global X Funds files with the SEC-Global X S&P 500 Tail Risk ETF
July 27, 2021--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X S&P 500 Tail Risk ETF.
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Global X Funds files with the SEC-Global X S&P 500 Risk Managed Income ETF
July 27, 2021--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X S&P 500 Risk Managed Income ETF.
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Impact Shares Trust I files with the SEC-Impact Shares YWCA Women's Empowerment ETF
July 27, 2021--Impact Shares Trust I has filed a Form 497K-Summary Prospectus with the SEC for the Impact Shares YWCA Women's Empowerment ETF.
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Global X Funds files with the SEC-Global X S&P 500(R) Collar 95-110 ETF
July 27, 2021--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X S&P 500(R) Collar 95-110 ETF.
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Exchange Traded Concepts Trust files with the SEC-Fount Subscription Economy ETF and Fount Metaverse ETF
July 27, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Fount Subscription Economy ETF
Fount Metaverse ETF.
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Impact Shares Launches the Affordable Housing MBS ETF (NYSE: OWNS)
July 27, 2021--WNS Aims to Reduce the Racial Wealth Gap by Supporting Affordable Housing Options for Minority and Low-Income Families
Impact Shares announces the launch of the Impact Shares Affordable Housing MBS ETF (NYSE: OWNS), an exchange-traded fund (ETF) that invests in agency mortgage-backed securities (MBS) backed by pools of mortgage loans made to minority families, low- and moderate-income (LMI) families, and/or families that live in persistent poverty areas.
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Impact Shares Trust I files with the SEC-Impact Shares Affordable Housing MBS ETF
July 26, 2021-Impact Shares Trust I has filed a Form 497K-Summary Prospectus with the SEC for the Impact Shares Affordable Housing MBS ETF.
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Strategy Shares files with the SEC-Strategy Shares Halt Climate Change ETF
July 26, 2021-Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Halt Climate Change ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Innovate DeFi and Blockchain Equity ETF
July 26, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Innovate DeFi and Blockchain Equity ETF.
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RBB Fund Inc files with the SEC-DriveWealth Power Saver ETF and DriveWealth Steady Saver ETF
July 26, 2021-RBB Fund Inc has filed a post-effective amendment, registration statement with the SEC for the
DriveWealth Power Saver ETF
DriveWealth Steady Saver ETF.
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RBB Fund Inc files with the SEC-YieldX Diversified Income ETF
July 26, 2021-RBB Fund Inc has filed a post-effective amendment, registration statement with the SEC for the YieldX Diversified Income ETF.
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iShares Trust files with the SEC
July 26, 2021-iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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LGIM denies 'greenwashing' over ESG China bond ETF
July 26, 2021--The UK's largest asset manager is associated with a fund that is offered to be in line with environmental, social and governance (ESG) principles and invests purely in securities issued by fully Chinese government-owned entities. Denied the accusation of "greenwashing".
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New ETF 'VSPY' Aims to Hedge Bearish Bond Markets
July 26, 2021--Last week ETF newcomer VectorShares launched their first fund, the VectorShares Min Vol ETF (VSPY), an actively managed fixed income ETF that seeks to provide market-like returns with greatly reduced volatility.
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Fidelity International threatens tough stance on climate and gender
June 26, 2021--Global Asset Manager Fidelity International says it will punish directors of more than 1,000 companies worldwide next year if it fails to address the issues of climate change and the lack of gender diversity in the boardroom. increase.
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Simplify Exchange Traded Funds files with the SEC-Simplify Susan G. Komen Shares for the Cure ETF
July 23, 2021-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Susan G. Komen Shares for the Cure ETF.
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ETF Series Solutions files with the SEC-PSYK ETF
July 23, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the PSYK ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Low Priced Stock ETF
July 23, 2021--Direxion Shares ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Direxion Low Priced Stock ETF.
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Exchange Listed Funds Trust files with the SEC-Gavekal Asia Pacific Government Bond ETF
July 23, 2021--Exchange Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Gavekal Asia Pacific Government Bond ETF.
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Innovator ETFs Trust files with the SEC-Innovator IBD Breakout Opportunities ETF
July 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator IBD Breakout Opportunities ETF.
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Vanguard Whitehall Funds files with the SEC-Vanguard International Dividend Appreciation Index Fund
July 22, 2021-Vanguard Whitehall Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard International Dividend Appreciation Index Fund.
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BNY Mellon ETF Trust files with the SEC-BNY Mellon Concentrated International ETF
July 22, 2021-BNY Mellon ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BNY Mellon Concentrated International ETF.
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Vanguard Specialized Funds files with the SEC-Vanguard Dividend Appreciation Index Fund
July 22, 2021-Vanguard Specialized Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard Dividend Appreciation Index Fund.
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Exchange Listed Funds Trust files with the SEC-Cabana Target Leading Sector Conservative ETF
July 22, 2021--Exchange Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cabana Target Leading Sector Conservative ETF.
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Exchange Listed Funds Trust files with the SEC-Cabana Target Leading Sector Moderate ETF
July 23, 2021--Exchange Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cabana Target Leading Sector Moderate ETF.
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Exchange Listed Funds Trust files with the SEC-Cabana Target Leading Sector Aggressive ETF
July 22, 2021--Exchange Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cabana Target Leading Sector Aggressive ETF.
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Federal Debt and the Statutory Limit, July 2021
July 21, 2021--CBO projects that if the debt limit is not raised, the Treasury would probably run out of cash and be unable to make its usual payments starting sometime in the first quarter of the next fiscal year, most likely in October or November.
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WisdomTree Digital Trust files with the SEC-WisdomTree Digital Short-Term Treasury Fund
July 21, 2021--WisdomTree Digital Trust has filed a Form N-1A registration statement with the SEC for the WisdomTree Digital Short-Term Treasury Fund.
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Collaborative Investment Series Trust files with the SEC-Goose Hollow Tactical Allocation ETF
July 21, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Goose Hollow Tactical Allocation ETF.
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Global X Bitcoin Trust files with the SEC
July 21, 2021--Global X Bitcoin Trust has filed a Form S-1 registration statement with the SEC.
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Northern Lights Fund Trust II files with the SEC-The Future Fund Active ETF
July 21, 2021-Northern Lights Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the The Future Fund Active ETF.
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ETF Series Solutions files with the SEC-International Drawdown Managed Equity ETF
July 21, 2021--ETF Series Solutions has filed a Form 497K-Summary Prospectus with the SEC for the International Drawdown Managed Equity ETF.
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Alpha Architect ETF Trust files with the SEC-Viridi ESG Crypto Mining ETF
July 20, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Viridi ESG Crypto Mining ETF.
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Alpha Architect ETF Trust files with the SEC-Viridi ESG Crypto Mining ETF
July 20, 2021--Alpha Architect ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Viridi ESG Crypto Mining ETF,
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ETF Opportunities Trust files with the SEC-Alpha Dog ETF
July 20, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the Alpha Dog ETF.
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Starboard Investment Trust files with the SEC-5 ETFs
July 20, 2021-Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the
AI Quality Growth ETF
Adaptive Hedged High Income ETF
Adaptive Hedged Multi-Asset Income ETF
RH Tactical Outlook ETF
RH Tactical Rotation ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Future Climate and Sustainable Economy ETF
July 20, 2021-BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Climate and Sustainable Economy ETF.
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ETF Series Solutions files with the SEC-AlphaClone Alternative Alpha ETF
July 20, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AlphaClone Alternative Alpha ETF.
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Nasdaq: private market exchange is the next frontier
July 20, 2021--New division would join forces with Goldman Sachs, Morgan Stanley, Citigroup and SVB.
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Global X Funds files with the SEC-3 Global X NASDAQ 100 ETFs
July 20, 2021-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the
Global X NASDAQ 100 Tail Risk ETF
Global X NASDAQ 100 Risk Managed Income ETF
Global X NASDAQ 100 Collar 95-110 ETF.
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Viridi Funds Launches $RIGZ, an NYSE-Listed Cleaner Energy Crypto-Mining & Semiconductor ETF
July 20, 2021--Actively Managed ETF Serves as the First Clean Energy Crypto Mining Product in the United States
Viridi Funds ("Viridi"), a registered investment advisor and emerging fund manager providing environmentally focused crypto investment products, today announced the launch of the Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF (NYSE: RIGZ, "RIGZ" or "the Fund").
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Global X Funds files with the SEC- 3 Global X S&P 500 ETFs
July 20, 2021-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the
Global X S&P 500 Tail Risk ETF
Global X S&P 500 Risk Managed Income ETF
Global X S&P 500 Collar 95-110 ETF.
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UBS Settles Charges Related to Investments in Complex Exchange-Traded Product
July 19, 2021--More Than $8 Million Returning to Harmed Investors as Part of Ongoing Risk-Based Initiative
The Securities and Exchange Commission today filed a settled action against UBS Financial Services Inc. for compliance failures relating to sales of a volatility linked exchange-traded product (ETP). This is the sixth matter arising from the Enforcement Division's ETP Initiative.
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Pacer Funds Trust files with the SEC- Pacer Pacific Asset Floating Rate High Income ETF
July 19, 2021--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer Pacific Asset Floating Rate High Income ETF.
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Direxion Shares ETF Trust files with the SEC
July 19, 2021--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Daily Global Clean Energy Bull 2X Shares, Direxion Daily Clean Energy Bear 2X Shares, Direxion Daily Cannabis Bull 2X Shares, Direxion Daily Cannabis Bear 2X Shares, and the Direxion Low Priced Stock ETF.
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ETF Series Solutions files with the SEC- AlphaMark Actively Managed Small Cap ETF
July 19, 2021--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AlphaMark Actively Managed Small Cap ETF.
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Impact Shares Trust I files with the SEC- Impact Shares Affordable Housing MBS ETF
July 19, 2021--Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the Impact Shares Affordable Housing MBS ETF.
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Two Roads Shared Trust files with the SEC-LeaderShares(R) Dynamic Yield ETF
July 19, 2021--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Dynamic Yield ETF.
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Spinnaker ETF Series files with the SEC-VectorShares Min Vol ETF
July 19, 2021--Spinnaker ETF Series has filed a Form 497K-Summary Prospectus with the SEC for the VectorShares Min Vol ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF- July
July 19, 2021--First Trust Exchange-Traded Fund VIII has filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-July.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-July
July 19, 2021--First Trust Exchange-Traded Fund VIII has filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-July.
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FTSE Russell to review $9tn US index shake-up
July 19, 2021-- FTSE Russell has launched an internal review into the rebalancing frequency of its widely followed family of US stock indices.
Massive concentration of trading around rebalancing prompts rethink.
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Exchange Listed Funds Trust files with the SEC-Gavekal Asia Pacific Government Bond ETF
July 16, 2021--Exchange Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Gavekal Asia Pacific Government Bond ETF.
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SS&C ALPS Advisors Adds Active Large-Cap Value ETF to the Lineup
July 16, 2021-The ALPS|Hillman Active Value ETF invests in stocks of large U.S. companies which the Fund's managers believe have sustainable competitive advantages and may be temporarily undervalued by investors
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Tidal ETF Trust files with the SEC-FolioBeyond Rising Rates ETF
July 16, 2021--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the FolioBeyond Rising Rates ETF.
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Exchange Traded Concepts Trust files with the SEC-FMQQ The Next Frontier Internet & Ecommerce ETF
July 16, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the FMQQ The Next Frontier Internet & Ecommerce ETF.
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USCF ETF Trust files with the SEC-USCF Sustainable Net-Zero Battery Strategy Fund
July 16, 2021--USCF ETF Trust has filed a post-effective amendment, registration statement with the SEC for the USCF Sustainable Net-Zero Battery Strategy Fund.
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Victory Portfolios II files with the SEC-3 VictoryShares ETFs
July 16, 2021--Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the
VictoryShares ESG Corporate Bond ETF
VictoryShares ESG Core Plus Bond ETF
VictoryShares THB Mid Cap ESG ETF.
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Innovator ETFs Trust files with the SEC-Innovator Laddered Fund of S&P 500 Power Buffer ETFs
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Laddered Fund of S&P 500 Power Buffer ETFs.
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Innovator ETFs Trust files with the SEC-Innovator S&P Investment Grade Preferred ETF
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P Investment Grade Preferred ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-Quarterly
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Power Buffer ETF-Quarterly.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-Quarterly
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Buffer ETF-Quarterly.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF -October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF-October.
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Innovator ETFs Trust files with the SEC- Innovator MSCI Emerging Markets Power Buffer ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI Emerging Markets Power Buffer ETF-October.
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Innovator ETFs Trust files with the SEC- Innovator MSCI EAFE Power Buffer ETF-October
July 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETF -October.
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Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Large Cap Growth ETF
July 16, 2021--Hartford Funds Exchange-Traded Trust has filed a post-effective amendment, registration statement with the SEC for the Hartford Large Cap Growth ETF.
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John Hancock Funds, LLC files with the SEC
July 16, 2021--John Hancock Funds, LLC has filed a First Amended and Restated Application for exemptive relief with the SEC.
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Virtus ETF Trust II files with the SEC-Virtus Duff & Phelps Clean Energy ETF
July 16, 2021--Virtus ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Virtus Duff & Phelps Clean Energy ETF.
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Exchange Listed Funds Trust files with the SEC-Gavekal Asia Pacific Government Bond ETF
July 16, 2021--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Gavekal Asia Pacific Government Bond ETF.
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Demand for loan ETFs 'skyrockets' as inflation worries intensify
July 16, 2021--Demand for exchange traded funds investing in senior loans has rocketed this year as investors hunt for respite from rising inflation.
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Spinnaker ETF Series files with the SEC- VectorShares Min Vol ETF
July 17, 2021--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the VectorShares Min Vol ETF.
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Spinnaker ETF Series files with the SEC-The Cannabis ETF
July 16, 2021--Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for The Cannabis ETF.
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Renaissance Capital Greenwich Funds files with the SEC-Renaissance International IPO ETF
July 15, 2021--Renaissance Capital Greenwich Funds has filed a Form 497K-Summary Prospectus with the SEC for the Renaissance International IPO ETF.
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Renaissance Capital Greenwich Funds files with the SEC-Renaissance IPO ETF
July 15, 2021-Renaissance Capital Greenwich Funds has filed a Form 497K-Summary Prospectus with the SEC for the Renaissance IPO ETF.
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Goldman Sachs Asset Management Announces Launch of Goldman Sachs Future Planet Equity Exchange-Traded Fund
July 15, 2021--Goldman Sachs Asset Management today announced the launch of the Goldman Sachs Future Planet Equity ETF ("GSFP" or the "Fund"). GSFP is the first transparent, actively managed equity ETF launched by Goldman Sachs and expands the firm's existing suite of thematic ETFs designed to help investors position their portfolios on the right side of disruption by providing focused exposure to long-term secular growth trends.
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Goldman Sachs Asset Management Announces Launch of Goldman Sachs Future Planet Equity Exchange-Traded Fund
July 15, 2021--Goldman Sachs Asset Management today announced the launch of the Goldman Sachs Future Planet Equity ETF ("GSFP" or the "Fund"). GSFP is the first transparent, actively managed equity ETF launched by Goldman Sachs and expands the firm's existing suite of thematic ETFs designed to help investors position their portfolios on the right side of disruption by providing focused exposure to long-term secular growth trends.
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Goldman Sachs Asset Management Announces Launch of Goldman Sachs Future Planet Equity Exchange Traded Fund
July 15, 2021--Goldman Sachs Asset Management today announced the launch of the Goldman Sachs Future Planet Equity ETF ("GSFP" or the "Fund").
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US regulator under fire for delays to delisting Chinese stocks
July 15, 2021--Companies that do not comply with US audit rules could keep New York listing as late as 2025
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Strategy Shares files with the SEC-Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF
July 14, 2021--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF.
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Tidal ETF Trust files with the SEC-iClima Global Decarbonization Transition Leaders ETF and iClima Distributed Renewable Energy Transition Leaders ETF
July 14, 2021--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
iClima Global Decarbonization Transition Leaders ETF
iClima Distributed Renewable Energy Transition Leaders ETF.
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SEC Further Delays WisdomTree Bitcoin ETF Decision
July 14, 2021--The U.S. Securities and Exchange Commission (SEC) pushed a decision on WisdomTree's bitcoin exchange-traded fund (ETF) application to the autumn.
In a Tuesday order launching proceedings on whether or not the agency should approve the application, the SEC asked for feedback from the general public and industry experts on the WisdomTree application and whether the ETF would be a safe product for investors.
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Global X ETFs US Releases Three Thematic ETFs on a Single Day Giving Investors Exposure to Future Technologies
July 14, 2021-- Popularity amongst investors for thematic investment strategies remains high. According to CNBC, assets in thematic ETFs have hit $133 billion, up from $27 billion before the pandemic.[1]
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Tidal ETF Trust files with the SEC-ATAC Credit Rotation ETF
July 14, 2021--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ATAC Credit Rotation ETF.
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iShares Trust files with the SEC-iShares iBonds Dec 2031 Term Treasury ETF
July 14, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds Dec 2031 Term Treasury ETF.
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Tidal ETF Trust files with the SEC-ATAC Credit Rotation ETF
July 14, 2021--Tidal ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ATAC Credit Rotation ETF.
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VanEck Launches Fund Focused on Environmental Change Including the Accelerating Energy Transition
July 14, 2021--Leveraging VanEck's decades long experience of investing across resources markets, the VanEck Environmental Sustainability Fund identifies companies with environmental and operational results
VanEck today announced the launch of its newest mutual fund, the VanEck Environmental Sustainability Fund ("the Fund", tickers: ENVAX, ENVIX, ENVYX).
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VanEck Vectors ETF Trust files with the SEC-VanEck Morningstar ESG Moat ETF
July 13, 2021--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Morningstar ESG Moat ETF.
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EXCLUSIVE U.S. SEC focuses on bank fee conflicts as it steps-up SPAC inquiry -sources
July 13, 2021--The U.S. securities regulator has ramped-up its inquiry on Wall Street's blank check acquisition frenzy, homing in on potential conflicts of interest created when banks act as underwriters and advisers on the same deal, three people with direct knowledge of the matter told Reuters.
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Cabana Asset Management Launches New Suite of Target Leading Sector ETFs with Significant Initial Assets-Expected at $500 Million
July 13, 2021--Funds are designed to provide targeted exposure to sectors of the economy poised for potential outperformance, according to Cabana's proprietary algorithm.
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SHP ETF Trust files with the SEC-FIS Knights of Columbus Global Belief ETF
July 12, 2021--SHP ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the FIS Knights of Columbus Global Belief ETF.
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Pace of US ETF launches doubles in space of two years
July 12, 2021--New providers and niche strategies fuel ETF boom as wide range of investors gravitate towards these products
Fund shops have pumped out ETFs at a breakneck pace so far this year in an attempt to capture a share of the massive inflows into the products.
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Federal Reserve-Minutes of the Federal Open Market Committee, June 15-16, 2021
July 11, 2021--Discussion of Repurchase Agreement Arrangements
Participants resumed their discussion from the April 2021 FOMC meeting of considerations related to the establishment of a domestic standing repurchase agreement (repo) facility (SRF) and a standing Foreign International Monetary Authorities (FIMA) repo facility.
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Engine No. 1 ETF Trust files with the SEC-Engine No. 1 Transform 500 ETF and Engine No. 1 Transform Climate ETF
July 9, 2021--Engine No. 1 ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Engine No. 1 Transform 500 ETF
Engine No. 1 Transform Climate ETF.
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Global X Funds files with the SEC-Global X Blockchain ETF
July 9, 2021--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X Blockchain ETF.
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What COVID-19 Can Teach Us About Mitigating Climate Change
July 9, 2021--While the COVID-19 pandemic continues to ravage the world, climate change-a crisis that can cause even greater destruction-looms. All crises teach us lessons, but the pandemic has gone further: it has reminded us about the power of nature.
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BlackRock Tweaked Some Models. It Triggered a Wave of Buying and Selling.
July 9, 2021--Investment giant's moves set off flow of more than $1 billion to one relatively small ETF in just days
In late May, an obscure BlackRock Inc. commodities fund took in more than $1 billion in new money in less than a week.
The iShares GSCI Commodity Dynamic Roll Strategy exchange-traded fund was a relatively small fund in BlackRock's larger suite of funds.
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Federal Reserve-Monetary Policy Report
July 9, 2021--The Federal Reserve Act requires the Federal Reserve Board to submit written reports to Congress containing discussions of "the conduct of monetary policy and economic developments and prospects for the future." This report⁠-called the Monetary Policy Report⁠-is submitted semiannually to the Senate Committee on Banking, Housing, and Urban Affairs and to the House Committee on Financial Services, along with testimony from the Federal Reserve Board Chair.
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CBO-Monthly Budget Review: June 2021
July 9, 2021--Summary
The federal budget deficit was $2.2 trillion in the first nine months of fiscal year 2021, the Congressional Budget Office estimates-$508 billion less than the deficit recorded during the same period last year.
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ETF Managers Trust files with the SEC-Breakwave Sea Decarbonization Tech ETF
July 9, 2021--ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Breakwave Sea Decarbonization Tech ETF.
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Fidelity Covington Trust files with the SEC-4 ETFs
July 8, 2021--Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity(R) Clean Energy ETF
Fidelity(R) Cloud Computing ETF
Fidelity(R) Digital Health ETF
Fidelity(R) Electric Vehicles and Future Transportation ETF.
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Direxion Shares ETF Trust files with the SEC
July 8, 2021--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Dimensional ETF Trust files with the SEC-4 Dimensional ETFs
July 8, 2021--Dimensional ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Dimensional Investment Grade ETF
Dimensional Short-Duration Investment Grade ETF
Dimensional Inflation-Protected Securities ETF
Dimensional Municipal Bond ETF.
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Nushares ETF Trust files with the SEC-Nuveen Growth Opportunities ETF
July 8, 2021--Nushares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Nuveen Growth Opportunities ETF.
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J.P. Morgan Asset Management Launches Two ActiveBuilders Equity ETFs: JUSA and JIDA
July 8, 2021--Funds expand JPM's newly launched ActiveBuilders ETF suite, seeking to deliver JPM core active management expertise and risk controls through low-cost ETF technology
J.P. Morgan Asset Management today announced the launch of two active equity ETFs, JPMorgan ActiveBuilders U.S. Large Cap Equity ETF (JUSA) and JPMorgan ActiveBuilders International Equity ETF (JIDA) (collectively, the "funds").
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Harbor ETF Trust files with the SEC-Harbor Scientific Alpha High-Yield ETF, Harbor Scientific Alpha Income ETF and Harbor Disruptive Innovation ETF
July 8, 2021--Harbor ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the
Harbor Scientific Alpha High-Yield ETF
Harbor Scientific Alpha Income ETF
Harbor Disruptive Innovation ETF.
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WisdomTree Trust files with the SEC-WisdomTree Efficient Gold Plus Gold Miners Strategy Fund
July 7, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Efficient Gold Plus Gold Miners Strategy Fund.
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WisdomTree Trust files with the SEC-WisdomTree Efficient Gold Plus Equity Strategy Fund
July 7, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Efficient Gold Plus Equity Strategy Fund.
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WisdomTree Trust files with the SEC-WisdomTree Efficient Gold Plus Bond Strategy Fund
July 7, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Efficient Gold Plus Bond Strategy Fund.
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Alpha Architect ETF Trust files with the SEC-Sparkline Intangible Value ETF
July 7, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Sparkline Intangible Value ETF.
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iShares Trust files with the SEC-iShares iBonds 2027 Term High Yield and Income ETF
July 7, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds 2027 Term High Yield and Income ETF.
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Ark bitcoin ETF disclosure reveals planned fee of 0.95%
July 7, 2021--The Ark 21Shares Bitcoin ETF hold and track the performance of the cryptocurrency
Cathie Wood's Ark Invest has set the bar on bitcoin ETF fees, analysts say, after it became the first asset manager to reveal a fee for its proposed bitcoin ETF.
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ETF Managers Group (ETFMG(R)) Extends Cannabis and Leveraged ETF Lineup with MJXL
July 7, 2021--Now offering 2x exposure to global cannabis with MJXL, from the issuer who brought investors the first U.S. and world's largest cannabis ETF.
ETF Managers Group LLC (ETFMG(R)), leading exchange-traded fund issuer, announced that the ETFMG 2x Daily Alternative Harvest ETF (NYSE Arca: MJXL) will begin trading today on the New York Stock Exchange.
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ZEGA Financial Launches ZHDG, An Actively-Managed, Buy and Hedge Exchange-Traded Fund
July 7, 2021--July 7, 2021--ZEGA Financial, a registered investment adviser and investment manager known for helping investors successfully navigate volatile and uncertain markets through innovative hedging strategies, today announced the launch of the ZEGA Buy and Hedge ETF (ticker: ZHDG).
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U.S. SEC to consider new 'sustainable' fund criteria, data disclosure rules
July 7, 2021--U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler said on Wednesday the regulator would consider rules to require "sustainable" fund managers to disclose the criteria and underlying data used to support the label.
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Exchange Listed Funds Trust files with the SEC-3 Cabana Target Leading Sector ETFs
July 6, 2021--Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Cabana Target Leading Sector Conservative ETF
Cabana Target Leading Sector Moderate ETF
Cabana Target Leading Sector Aggressive ETF.
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First Trust Exchange-Traded Fund III files with the SEC-First Trust Preferred Securities and Income ETF
July 6, 2021--First Trust Exchange-Traded Fund III has filed a Form 497K-Summary Prospectus with the SEC for the First Trust Preferred Securities and Income ETF.
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