Tidal plans to convert separately managed account into an ETF-continued

January 11, 2023--White-label ETF issuer executive expects huge growth in SMA conversions
Tidal Financial Group, the white-label ETF issuer, plans to guide a separately managed account through the complex process of converting to an actively managed transparent ETF, a regulatory filing shows.
Tidal on Wednesday registered the Days Absolute Return ETF, which will be launched by converting an SMA that has been offered since November 2018, the filing states.

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Source: FT.com


American ETP News
Litman Gregory Funds Trust files with the SEC-iMGP Berkshire Dividend Growth ETF
March 24, 2023-Litman Gregory Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iMGP Berkshire Dividend Growth ETF.
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Global X Funds files with the SEC-Global X U.S. Cash Flow Kings 100 ETF
March 24, 2023-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X U.S. Cash Flow Kings 100 ETF.
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Natixis ETF Trust II files with the SEC-Natixis Loomis Sayles Focused Growth ETF
March 24, 2023-Natixis ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the Natixis Loomis Sayles Focused Growth ETF.
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RBB Fund, Inc files with the SEC-SGI Dynamic Tactical ETF and SGI U.S. Large Cap Core ETF
March 24, 2023-RBB Fund, Inc has filed a Post-Effective Amendment, Registration Statement with the SEC for the
SGI Dynamic Tactical ETF
SGI U.S. Large Cap Core ETF.
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SHP ETF Trust files with the SEC-12 Kurv ETFs
March 24, 2023-SHP ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Kurv ExxonMobil (XOM) 1.5x Long Daily ETF
Kurv ExxonMobil (XOM) 1.5x Short Daily ETF
Kurv Bank of America (BAC) 1.5x Long Daily ETF
Kurv Bank of America (BAC) 1.5x Short Daily ETF
Kurv Apple (AAPL) 1.75x Long Daily ETF
Kurv Apple (AAPL) 1.75x Short Daily ETF,
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DriveWealth ICE 100 Index ETF files with the SEC-DriveWealth ICE 100 Index ETF
March 23, 2023-DriveWealth ICE 100 Index ETF has filed a Form N-1A Registration Statement, Pre-Effective amendment with the SEC for the FDriveWealth ICE 100 Index ETF.
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U.S. SEC threatens to sue Coinbase over some crypto products
March 22, 2023-- The U.S. Securities and Exchange Commission (SEC) has threatened to sue Coinbase Global Inc (COIN.O) over some of the crypto exchange's products, turning up the heat on the largely unregulated sector.
Shares of Coinbase dropped nearly 13% to $67.33 in extended trading after the company said on Wednesday that the regulator had issued it a Wells notice-a formal declaration that SEC staff intend to recommend an enforcement action.
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Engine No. 1 ETF Trust files with the SEC-Engine No. 1 Transform Scarcity ETF
March 22, 2023-Engine No. 1 ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Engine No. 1 Transform Scarcity ETF.
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Bitwise Launches BITC, a New Type of Bitcoin-Linked ETF Designed for Long-Term Investors
March 21, 2023--The strategy, which leverages decades of research on commodities pricing, seeks to mitigate contango for long-term investors by investing selectively in bitcoin futures across the entire futures curve
Bitwise Asset Management, one of the world's leading crypto asset managers, today announced the launch of the Bitwise Bitcoin Strategy Optimum Roll ETF (ticker: BITC).
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Roundhill Launches BIGB, the First-Ever ETF with Concentrated Exposure to Six Largest U.S. Banks
March 21, 2023--Roundhill's BIGB provides exposure to a basket of the largest and most-liquid US banking stocks.
Roundhill Investments ("Roundhill"), an ETF sponsor focused on innovative financial products, is pleased to announce the launch of the Roundhill BIG Bank ETF (BIGB), which began trading today on the NASDAQ.
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American Century ETF Trust files with the SEC
March 21, 2023-American Century ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Two Roads Shared Trust files with the SEC
March 21, 2022--Two Roads Shared Trust has filed an Amendment No. 1 to an application for exemptive relief with the SEC.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan U.S. Tech Leaders ETF
March 20, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan U.S. Tech Leaders ETF.
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Sprott Funds Trust files with the SEC-Sprott Nickel Miners ETF
March 20, 2023-Sprott Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Sprott Nickel Miners ETF.
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Global X Funds files with the SEC-Global X PropTech ETF
March 17, 2023-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Global X PropTech ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Commodities Strategy No K-1 ETF
March 17, 2023-Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Registration Statement with the SEC for the Simplify Commodities Strategy No K-1 ETF.
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ETF Opportunities Trust files with the SEC-Kingsbarn Tactical Inflation ETF
March 17, 2023-ETF Opportunities Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Kingsbarn Tactical Inflation ETF.
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ETF Series Solutions files with the SEC-LHA Risk-Managed Income ETF
March 17, 2023-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the LHA Risk-Managed Income ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Healthcare Leaders ETF
March 17, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Healthcare Leaders ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-4 FT Cboe Vest U.S. Equity Moderate Buffer ETFs
March 16, 2023-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-September
FT Cboe Vest U.S. Equity Moderate Buffer ETF-October
FT Cboe Vest U.S. Equity Moderate Buffer ETF-November
and FT Cboe Vest U.S. Equity Moderate Buffer ETF-December.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Moderate Buffer ETF-June, FT Cboe Vest U.S. Equity Moderate Buffer ETF-July and FT Cboe Vest U.S. Equity Moderate Buffer ETF-August
March 16, 2023-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-June, Prospectus for FT Cboe Vest U.S. Equity Moderate Buffer ETF-July and Prospectus for FT Cboe Vest U.S. Equity Moderate Buffer ETF- August.
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J.P. Morgan Asset Management Launches JPMorgan Active China ETF (JCHI)
March 16, 2023--The newest active ETF offering focuses on China equities
J.P. Morgan Asset Management announced today the launch of its newest active ETF, the JPMorgan Active China ETF (JCHI).
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Multisector Floating Income ETF Launched by American Century
March 16, 2023--Today, American Century Investments(R) launched a new Exchange Traded Fund (ETF). American Century Multisector Floating Income ETF (FUSI) is now listed on the New York Stock Exchange (NYSE) and is the latest addition to the $211 billion* asset manager's active ETF lineup.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Capital Appreciation Equity ETF
March 15, 2023-T. Rowe Price Exchange-Traded Funds, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the T. Rowe Price Capital Appreciation Equity ETF.
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Volatility Shares Trust files with the SEC files with the SEC -1x Short VIX Mid-Term Futures Strategy ETF
March 15, 2023-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the -1x Short VIX Mid-Term Futures Strategy ETF.
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Volatility Shares Trust files with the SEC files with the SEC-1x Long VIX Futures Strategy K-1 Free ETF
March 15, 2023-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 1x Long VIX Futures Strategy K-1 Free ETF.
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Volatility Shares Trust files with the SEC files with the SEC- -1x Short VIX Mid-Term Futures Strategy ETF
March 15, 2023-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the -1x Short VIX Mid-Term Futures Strategy ETF.
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SEC Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets
March 15, 2023--The Securities and Exchange Commission today proposed requirements for broker-dealers, clearing agencies, major security-based swap participants, the Municipal Securities Rulemaking Board, national securities associations, national securities exchanges, security-based swap data repositories, security-based swap dealers, and transfer agents (collectively, "Market Entities") to address their cybersecurity risks.
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US active ETF sales soar while passive counterparts bleed cash
March 15, 2023--Investors pulled more than $10bn from index-tracking ETFs in February, while active peers attracted $8.6bn
Active exchange traded fund sales trounced those of their passive counterparts last month, powered by JPMorgan Asset Management's line-up.
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Volatility Shares Trust files with the SEC files with the SEC-1x Long VIX Futures Strategy K-1 Free ETF
March 15, 2023-Volatility Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the 1x Long VIX Futures Strategy K-1 Free ETF.
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Touchstone ETF Trust files with the SEC files with the SEC-Touchstone Securitized Income ETF and Touchstone Dynamic International ETF
March 14, 2023-Touchstone ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Touchstone Securitized Income ETF
Touchstone Dynamic International ETF.
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Direxion Shares ETF Trust files with the SEC files with the SEC-Direxion Daily NYSE FANG+ Bear 1X Shares and the Direxion Daily NYSE FANG+ Bear 2X Shares
March 14, 2023-Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Direxion Daily NYSE FANG+ Bear 1X Shares and the Direxion Daily NYSE FANG+ Bear 2X Shares.
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DBX ETF TRUST files with the SEC files with the SEC-Xtrackers MSCI USA Climate Action Equity ETF
March 14, 2023-DBX ETF TRUST has filed a Post-Effective Amendment, Registration Statement with the SEC for the Xtrackers MSCI USA Climate Action Equity ETF.
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iShares Trust files with the SEC files with the SEC-iShares Breakthrough Environmental Solutions ETF
March 14, 2023-Shares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares Breakthrough Environmental Solutions ETF.
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First Trust Launches First Trust Bloomberg Inflation Sensitive Equity ETF
March 14, 2023--First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it has launched a new ETF, the First Trust Bloomberg Inflation Sensitive Equity ETF (NYSE Arca: FTIF) (the "fund").
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High yield ETF influence on underlying bond market jumps
March 13, 2023--A study of five of the largest ETFs finds they accounted for nearly half the daily trade of the bonds they owned in 2022
The influence of some corporate bond exchange traded funds on their underlying holdings has shot up, as electronification of fixed income trading creates an upheaval in how bonds are traded.
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American Century ETF Trust files with the SEC-American Century Multisector Floating Income ETF
March 13, 2023-American Century ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the American Century Multisector Floating Income ETF.
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DBX ETF Trust files with the SEC-3 DBX ETF Trust ETFs
March 10, 2023-DBX ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Xtrackers US Green Infrastructure Select Equity ETF
Xtrackers Cybersecurity Select Equity ETF
Xtrackers Semiconductor Select Equity ETF.
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Kelly Strategic ETF Trust files with the SEC-The Running Oak Efficient Growth ETF
March 10, 2023-Kelly Strategic ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the The Running Oak Efficient Growth ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-4 JPMorgan ETFs
March 10, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
JPMorgan Equity Focus ETF
JPMorgan High Yield Municipal ETF
JPMorgan Limited Duration Bond ETF
JPMorgan Sustainable Municipal Income ETF.
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Gabelli ETFs Trust files with the SEC-Gabelli Global Small Cap ETF and Gabelli Equity Income ETF
March 10, 2023-Gabelli ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Gabelli Global Small Cap ETF
Gabelli Equity Income ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Moderate Buffer ETF- March
March 10, 2023-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Moderate Buffer ETF-March.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF -March
March 10, 2023-First Trust Exchange-Traded Fund VIII has filed a Post-Effective Amendment, Registration Statement with the SEC for the FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-March.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Active China ETF
March 9, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Active China ETF.
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Vanguard Launches Short-Term Tax-Exempt Bond ETF
March 9, 2023-- Vanguard today launched Vanguard Short-Term Tax-Exempt Bond ETF (Ticker: VTES). The new municipal bond index ETF is managed by Vanguard Fixed Income Group and is designed for tax-sensitive investors with a short-term time horizon and low interest rate risk tolerance.
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Direxion Shares ETF Trust files with the SEC-Direxion HCM Tactical Enhanced U.S. Equity Strategy ETF
March 8, 2023-Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Direxion HCM Tactical Enhanced U.S. Equity Strategy ETF.
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Vanguard's First New ETF in Two Years Targets Short-Term Munis
March 9, 2023-- VTES tracks short-maturity munis and charges a fee of 0.07%
First new Vanguard fund since Ultra Short Bond ETF in 2021
Vanguard Group Inc.'s first new exchange-traded fund in two years is setting sail at a turbulent time for municipal debt.
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Franklin Templeton ETF Trust files with the SEC-Franklin Income Focus ETF
March 9, 2023-Franklin Templeton ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Franklin Income Focus ETF.
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Trust for Professional Managers files with the SEC-4 ActivePassive ETFs
March 9, 2023-Trust for Professional Managers has filed a Post-Effective Amendment, Registration Statement with the SEC for the
ActivePassive U.S. Equity ETF
ActivePassive International Equity ETF
ActivePassive Intermediate Municipal Bond ETF
ActivePassive Core Bond ETF.
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Gabelli ETFs Trust files with the SEC-Gabelli Global Small Cap ETF and Gabelli Equity Income ETF
March 9, 2023-Gabelli ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Gabelli Global Small Cap ETF and Gabelli Equity Income ETF.
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AB Active ETFs, Inc. files with the SEC-AB High Yield ETF
March 8, 2023-AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the AB High Yield ETF.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 10 Barrier ETF-April
March 8, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 10 Barrier ETF-April.
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ETFGI reports the ETFs industry in Canada celebrates the 33rd anniversary of the listing of the first ETF on March 9th
March 8, 2023--ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs ecosystem, reports the ETFs industry in Canada celebrates the 33rd anniversary of the listing of the first ETF on March 9th. During February the ETFs industry in Canada gathered net inflows of US$3.50 billion, bringing year-to-date net inflows to US$3.56 billion.
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CBO-Monthly Budget Review: February 2023
March 8, 2023--Summary
The federal budget deficit was $724 billion in the first five months of fiscal year 2023, the Congressional Budget Office estimates-$248 billion more than the shortfall recorded during the same period last year.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Premium Income 20 Barrier ETF -January
March 8, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Equity Premium Income 20 Barrier ETF -January.
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Innovator ETFs Trust files with the SEC-Innovator Premium Income 30 Barrier ETF-April
March 8, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Premium Income 30 Barrier ETF-April.
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BlackRock ETF Trust II files with the SEC-BlackRock Short-Term California Muni Bond ETF
March 8, 2023-BlackRock ETF Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Short-Term California Muni Bond ETF.
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First Trust Exchange-Traded Fund files with the SEC-First Trust Bloomberg Inflation Sensitive Equity ETF
March 8, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Bloomberg Inflation Sensitive Equity ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Premium Income 40 Barrier ETF-January
March 8, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Equity Premium Income 40 Barrier ETF-January.
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Vanguard Wellington Fund files with the SEC-Vanguard Short-Term Tax-Exempt Bond ETF
March 7, 2023-Vanguard Wellington Fund has filed a Post-Effective Amendment, Registration Statement with the SEC for the Vanguard Short-Term Tax-Exempt Bond ETF.
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Mason Capital Fund Trust files with the SEC-Fundamentals First ETF
March 6, 2023-Mason Capital Fund Trust has filed a Form N-1A Registration Statement with the SEC for the Fundamentals First ETF.
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Expiry of Vanguard ETF patent could spark run of copycats
March 6, 2023--There is already one filing to use ETF-as-a-share-class structure when exclusive rights expire in May
When Vanguard's patented exchange traded fund structure expires in May it could open the floodgates for other asset managers to copy it, if the first filing to do so is approved.
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Fidelity Covington Trust files with the SEC-Conversion of 6 Mutual Funds to ETFs
March 6, 2023-Fidelity Covington Trust has filed a Post-Effective Amendment, Registration Statement with the SEC-6 mutual funds conversion to 6 ETFs.
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Growth stock vs. value stock? It’s all in the eye of the beholder
March 6, 2023--Value versus growth? Sometimes, it's hard to tell the difference. And sometimes, it may depend on what index you are using.
Is Microsoft a growth or value stock? Most investors would say it's a growth stock, because it has the traditional characteristics of a growth stock: earnings are growing.
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BlackRock ETF Trust files with the SEC-BlackRock Future Climate and Sustainable Economy ETF
March 3, 2023-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Future Climate and Sustainable Economy ETF.
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iShares Trust files with the SEC-iShares Climate Conscious & Transition MSCI USA ETF
March 3, 2023-iShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares Climate Conscious & Transition MSCI USA ETF.
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iShares U.S. ETF Trust files with the SEC-iShares Transition-Enabling Metals ETF
March 3, 2023-iShares U.S. ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the iShares Transition-Enabling Metals ETF.
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Capitol Series Trust files with the SEC-Hull Tactical US ETF
March 3, 2023-Capitol Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Hull Tactical US ETF.
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PIMCO ETF Trust files with the SEC-PIMCO Multisector Bond Active Exchange-Traded Fund
March 3, 2023-PIMCO ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the PIMCO Multisector Bond Active Exchange-Traded Fund.
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State Street to merge $1.8bn ETF into larger fund
March 3, 2023--Asset manager will also close three smaller ETFs that track Bloomberg sustainable accounting SASB indices
State Street Global Advisors plans to merge away a $1.8bn small-cap equity ETF into a larger vehicle, and shutter three tiny ETFs, filings show.
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First Trust Launches First Trust Bloomberg Emerging Market Democracies ETF
March 3, 2023--An ETF that focuses on companies in emerging market countries where political rights and civil liberties are highly regarded
First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it has launched a new ETF, the First Trust Bloomberg Emerging Market Democracies ETF (NYSE Arca: EMDM) (the "fund").
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Inverse Cramer Tracker and Long Cramer Tracker ETFs Launch on CBOE (SJIM & LJIM)
March 2, 2023--Funds Offer Inverse Exposure (SJIM) and long exposure (LJIM) to the public recommendations of media personality Jim Cramer
The Inverse Cramer Tracker ETF (CBOE:SJIM) and The Long Cramer Tracker ETF (CBOE:LJIM) will start trading on the CBOE today.
These distinctive exposures allow investors to profit a decline or a rise in the public recommendations of Jim Cramer (on CNBC or on Twitter).
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ETF Series Solutions files with the SEC-International Drawdown Managed Equity ETF
March 2, 2023-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the International Drawdown Managed Equity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Active Small Cap Value ETF
March 2, 2023-J.P. Morgan Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the JPMorgan Active Small Cap Value ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Flexible Income ETF
March 1, 2023-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Flexible Income ETF.
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BlackRock ETF Trust files with the SEC-BlackRock Large Cap Value ETF
March 1, 2023-BlackRock ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the BlackRock Large Cap Value ETF.
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Listed Funds Trust files with the SEC-6 Roundhill BIG ETFs
March 1, 2023-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Roundhill BIG Tech ETF
Roundhill BIG Airlines ETF
Roundhill BIG Defense ETF
Roundhill BIG Bank ETF
Roundhill BIG Oil ETF
Roundhill BIG Railroad ETF.
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Innovator ETFs Trust files with the SEC
March 1, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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AllianzIM Expands Buffered ETF Suite Amid Ongoing Economic Uncertainty
March 1, 2023--Buffered ETFs can help investors weather market volatility as inflation outlook remains unclear
Allianz Investment Management LLC (AllianzIM), a wholly owned subsidiary of Allianz Life Insurance Company of North America, announced the launch of two new Buffered ETFs with a 12-month Outcome Period: The AllianzIM U.S. Large Cap Buffer10 Mar ETF (NYSE Arca: MART) and the AllianzIM U.S. Large Cap Buffer20 Mar ETF (NYSE Arca: MARW).
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BondBloxx ETF Trust files with the SEC
March 1, 2023-BondBloxx ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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SEC-Fee Rate Advisory #3 for Fiscal Year 2023
March 1, 2023--Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2023 is not required.
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Listed Funds Trust files with the SEC-Roundhill S&P Global Luxury ETF
February 28, 2023-Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Roundhill S&P Global Luxury ETF.
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10-year Treasury yield briefly hits highest level since November
February 28, 2023--U.S. Treasury yields were little changed on Tuesday to cap off a month of sharp gains, as traders weighed the prospects of tighter for longer monetary policy.
The yield on the benchmark 10-year Treasury note was last lower by 1 basis point at 3.912%. Earlier, it touched a high of 3.983%, its highest level since Nov. 10.
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RBB FUND, INC files with the SEC
February 28, 2022-- RBB FUND, INC has filed an Application for Exemptive Relief with the SEC.
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First Trust Exchange-Traded Fund III files with the SEC
February 28, 2023--First Trust Exchange-Traded Fund III has filed a Post-Effective Amendment, Registration Statement with the SEC for the First Trust Emerging Markets Local Currency Bond ETF; Prospectus for First Trust Institutional Preferred Securities and Income ETF; Prospectus for First Trust Long/Short Equity ETF;
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Direxion Shares ETF Trust files with the SEC-Direxion NYSE FANG+ ETF and Direxion Daily NYSE FANG+ Bull 2X Shares
February 28, 2023--Direxion Shares ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Direxion NYSE FANG+ ETF
Direxion Daily NYSE FANG+ Bull 2X Shares.
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BNY Mellon ETF Trust files with the SEC
February 28, 2023--BNY Mellon ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Trust for Advised Portfolios files with the SEC-Soundwatch Hedged Equity ETF and Soundwatch Covered Call ETF
February 28, 2023--Trust for Advised Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Soundwatch Hedged Equity ETF
Soundwatch Covered Call ETF.
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Amplify ETF Trust files with the SEC
February 28, 2023--Amplify ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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First Trust Exchange-Traded Fund IV files with the SEC
February 28, 2023--First Trust Exchange-Traded Fund IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the Prospectus for First Trust Enhanced Short Maturity ETF; Prospectus for First Trust Low Duration Opportunities ETF; Prospectus for First Trust North American Energy Infrastructure Fund;
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Dimensional ETF Trust files with the SEC
February 28, 2023--Dimensional ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Advisors Series Trust files with the SEC-VegTech Plant-based Innovation & Climate ETF
February 28, 2023--Advisors Series Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the VegTech Plant-based Innovation & Climate ETF.
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Engine No. 1 ETF Trust files with the SEC-Engine No. 1 Transform 500 ETF and Engine No. 1 Transform Climate ETF
February 28, 2023--Engine No. 1 ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Engine No. 1 Transform 500 ETF
Engine No. 1 Transform Climate ETF.
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Capital Group Fixed Income ETF Trust files with the SEC-4 Capital Group ETFs
February 28, 2023--Capital Group Fixed Income ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Capital Group Core Plus Income ETF
Capital Group Municipal Income ETF
Capital Group Short Duration Income ETF
Capital Group U.S. Multi-Sector Income ETF.
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ETF Series Solutions files with the SEC-Defiance Israel Bond ETF
February 27, 2023-ETF Series Solutions has filed a Post-Effective Amendment, Registration Statement with the SEC for the Defiance Israel Bond ETF.
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Series Portfolios Trust files with the SEC-Panagram AAA CLO ETF
February 27, 2023-Series Portfolios Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Panagram AAA CLO ETF.
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Innovator ETFs Trust files with the SEC-Innovator Double Stacker ETFs
February 27, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Innovator Double Stacker ETFs.
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Invesco India Exchange-Traded Fund Trust files with the SEC-Invesco India ETF
February 27, 2023--Invesco India Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the Invesco India ETF.
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Listed Funds Trust files with the SEC-Changebridge Long/Short Equity ETF and Changebridge Select Equity ETF
February 27, 2023--Listed Funds Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Changebridge Long/Short Equity ETF
Changebridge Select Equity ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC
February 27, 2023--Invesco Exchange-Traded Fund Trust II has filed a Post-Effective Amendment, Registration Statement with the SEC.
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SPDR Dow Jones Industrial Average ETF Trust files with the SEC
February 27, 2023--SPDR Dow Jones Industrial Average ETF Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC
February 27, 2023--Invesco Actively Managed Exchange-Traded Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC
February 27, 2023--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
Invesco Agriculture Commodity Strategy No K-1 ETF.
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Managed Portfolio Series files with the SEC-V-SHARES US Leadership Diversity ETF and V-Shares MSCI World ESG Materiality and Carbon Transition ETF
February 27, 2023--Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
V-SHARES US Leadership Diversity ETF
V-Shares MSCI World ESG Materiality and Carbon Transition ETF.
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Northern Lights Fund Trust IV files with the SEC-Main BuyWrite ETF
February 27, 2023--Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the Main BuyWrite ETF.
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Northern Lights Fund Trust IV files with the SEC-Main Sector Rotation ETF and Main Thematic Innovation ETF
February 27, 2023--Northern Lights Fund Trust IV has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Main Sector Rotation ETF
Main Thematic Innovation ETF.
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FlexShares Trust files with the SEC
February 27, 2023-FlexShares Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Global X Funds files with the SEC
February 27, 2023-Global X Funds has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Innovator ETFs Trust files with the SEC
February 27, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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Innovator ETFs Trust files with the SEC
February 27, 2023-Innovator ETFs Trust has filed a Post-Effective Amendment, Registration Statement with the SEC.
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