| First Trust Exchange-Traded Fund IV files with the SEC-First Trust Inflation Focused Income ETF -continued | |||||
| December 30, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the First Trust Inflation Focused Income ETF. | |||||
| view filing |
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| Source: SEC.gov | |||||
| American ETP News |
| Bitwise Funds Trust files with the SEC-Bitwise Web3 ETF | |||
| May 12, 2022-Bitwise Funds Trust has filed a Form N-1A Registration Statement with the SEC for the Bitwise Web3 ETF. | |||
| read more | |||
| State Street Global Advisors Launches SPDR MarketAxess Investment Grade 400 Corporate Bond ETF | |||
| May 12, 2022--SPDR's first fixed income ETF built on liquidity State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), today announced the launch of the SPDR MarketAxess Investment Grade 400 Corporate Bond ETF (LQIG). | |||
| read more | |||
| T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-T. Rowe Price Floating Rate ETF and T. Rowe Price U.S. High Yield ETF | |||
| May 12, 2022-T. Rowe Price Exchange-Traded Funds, Inc.has filed a a post-effective amendment, registration statement with the SEC for the T. Rowe Price Floating Rate ETF T. Rowe Price U.S. High Yield ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC-Teucrium Agricultural Strategy No K-1 ETF | |||
| May 12, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Teucrium Agricultural Strategy No K-1 ETF. | |||
| read more | |||
| Investment Managers Series Trust II files with the SEC-AXS Real Estate Income ETF | |||
| May 12, 2022--Investment Managers Series Trust II has filed a post-effective amendment, registration statement with the SEC for the AXS Real Estate Income ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC-Teucrium Agricultural Strategy No K-1 ETF | |||
| May 12, 2022--Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Teucrium Agricultural Strategy No K-1 ETF. | |||
| read more | |||
| ALPS ETF Trust files with the SEC-ALPS Intermediate Municipal Bond ETF | |||
| May 12, 2022--ALPS ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ALPS Intermediate Municipal Bond ETF. | |||
| read more | |||
| SPDR Series Trust files with the SEC-SPDR MarketAxess Investment Grade 400 Corporate Bond ETF | |||
| May 11, 2022--SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR MarketAxess Investment Grade 400 Corporate Bond ETF . | |||
| read more | |||
| WisdomTree Digital Trust files with the SEC-WisdomTree Digital Short-Term Treasury Fund | |||
| May 11, 2022-WisdomTree Digital Trust has filed a Form N1-A, Registration Statement with the SEC for the WisdomTree Digital Short-Term Treasury Fund. | |||
| read more | |||
| Volatility Shares Trust files with the SEC-Volatility Shares S&P 500 High Volatility Index ETF | |||
| May 11, 2022-Volatility Shares Trust has filed a Form N-1A Registration Statement, Pre-Effective amendment No. 1 with the SEC for the Volatility Shares S&P 500 High Volatility Index ETF. | |||
| read more | |||
| Advisors Series Trust files with the SEC-Reverb ETF | |||
| May 11, 2022--Advisors Series Trust has filed a post-effective amendment, registration statement with the SEC for the Reverb ETF. | |||
| read more | |||
| Innovator ETFs Trust files with the SEC-Innovator Uncapped Accelerated U.S. Equity ETF | |||
| May 11, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Uncapped Accelerated U.S. Equity ETF. | |||
| read more | |||
| ETF Opportunities Trust files with the SEC- Applied Finance Valuation Large Cap ETF | |||
| May 11, 2022--ETF Opportunities Trust has filed a Form 497K-Summary Prospectus with the SEC for the Applied Finance Valuation Large Cap ETF. | |||
| read more | |||
| SPDR Series Trust files with the SEC-SPDR MarketAxess Investment Grade 400 Corporate Bond ETF | |||
| May 11, 2022--SPDR Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the SPDR MarketAxess Investment Grade 400 Corporate Bond ETF. | |||
| read more | |||
| ConvexityShares files with the SEC-ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF | |||
| May 10, 2022-ConvexityShares has filed a Pre-Effective amendment No. 3 to Form S-1 Registration Statement with the SEC for the ConvexityShares Daily 1.5x SPIKES Futures ETF ConvexityShares 1x SPIKES Futures ETF. | |||
| read more | |||
| AB Active ETFs, Inc. files with the SEC-ABUltra Short Income ETF and AB Tax-Aware Short Duration ETF | |||
| May 10, 2022-AB Active ETFs, Inc. has filed a Form N1-A, Registration Statement with the SEC for the ABUltra Short Income ETF AB Tax-Aware Short Duration ETF. | |||
| read more | |||
| GAMCO Investors to Offer Gabelli Financial Services Opportunities ETF (GABF) | |||
| May 10, 2022--GAMCO Investors, Inc. ("GAMCO") (NYSE: GBL) will launch Gabelli Financial Services Opportunities ETF (NYSE: GABF), on or around May 10, 2022.
GAMCO will offer a "loyalty" program under which the first $25 million of the Fund's assets under management will incur no fees and expenses. GABF's investment objective is to seek capital appreciation. | |||
| read more | |||
| First Trust Exchange-Traded Fund VI files with the SEC-First Trust Nasdaq BuyWrite Income ETF | |||
| May 10, 2022-First Trust Exchange-Traded Fund VI files has filed a post-effective amendment, registration statement with the SEC for the First Trust Nasdaq BuyWrite Income ETF. | |||
| read more | |||
| Northern Lights Fund Trust III files with the SEC-CP High Yield Trend ETF | |||
| May 10, 2022--Northern Lights Fund Trust III has filed a Form 497K-Summary Prospectus with the SEC for the CP High Yield Trend ETF . | |||
| read more | |||
| First Trust Exchange-Traded Fund VI files with the SEC-First Trust Nasdaq BuyWrite Income ETF | |||
| May 10, 2022--First Trust Exchange-Traded Fund VI has filed a Form 497K-Summary Prospectus with the SEC for the First Trust Nasdaq BuyWrite Income ETF. | |||
| read more | |||
| The First AI-driven Target Income ETF Aims a Steady 7% Annual Distribution Rate | |||
| May 10, 2022-- AI-based asset management fintech start-up Akros Technologies becomes the first to list an AI-driven target income ETF with monthly distributions at the NYSE.
Akros' income ETF aims for monthly distributions of an annualized target rate of 7% to seek income maximization. Akros is on course to list another ETF in the 2nd half of 2022 targeting capital gain maximization. Akros is led by the co-founder and CEO Kyle Moon who has a vast experience in AI and its application in finance. | |||
| read more | |||
| Gabelli ETFs Trust files with the SEC-Gabelli Financial Services Opportunities ETF | |||
| May 10, 2022--Gabelli ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Gabelli Financial Services Opportunities ETF. | |||
| read more | |||
| Legg Mason ETF Investment Trust files with the SEC-Legg Mason Small-Cap Quality Value ETF | |||
| May 10, 2022--Legg Mason ETF Investment Trust has filed a Form 497K-Summary Prospectus with the SEC for the Legg Mason Small-Cap Quality Value ETF. | |||
| read more | |||
| Guinness Atkinson Funds files with the SEC-SmartETFs Dividend Builder ETF | |||
| May 9, 2022--Guinness Atkinson Funds has filed a Form 497K-Summary Prospectus with the SEC for the SmartETFs Dividend Builder ETF. | |||
| read more | |||
| Guinness Atkinson Funds files with the SEC-SmartETFs Smart Transportation & Technology ETF | |||
| May 9, 2022--Guinness Atkinson Funds has filed a Form 497K-Summary Prospectus with the SEC for the SmartETFs Smart Transportation & Technology ETF. | |||
| read more | |||
| Guinness Atkinson Funds files with the SEC-SmartETFs Advertising & Marketing Technology ETF | |||
| May 9, 2022--Guinness Atkinson Funds has filed a Form 497K-Summary Prospectus with the SEC for the SmartETFs Advertising & Marketing Technology ETF. | |||
| read more | |||
| Guinness Atkinson Funds files with the SEC-SmartETFs Asia Pacific Dividend Builder ETF | |||
| May 9, 2022--Guinness Atkinson Funds has filed a Form 497K-Summary Prospectus with the SEC for the SmartETFs Asia Pacific Dividend Builder ETF. | |||
| read more | |||
| Guinness Atkinson Funds files with the SEC-SmartETFs Sustainable Energy II ETF | |||
| May 9, 2022--Guinness Atkinson Funds has filed a Form 497K-Summary Prospectus with the SEC for the SmartETFs Sustainable Energy II ETF. | |||
| read more | |||
| Dimensional Lists US Marketwide Value ETF After Completing Mutual Fund-to-ETF Conversion | |||
| May 9, 2022--Dimensional Fund Advisors, a global leader in systematic investing, further expanded its exchange-traded funds (ETFs) offering with today's listing of the firm's US Marketwide Value ETF. This new fund is the result of Dimensional's conversion of its Tax-Managed US Marketwide Value Portfolio II mutual fund into an active transparent ETF, the seventh and final planned conversion of the firm's tax-managed mutual funds into ETFs since June 2021. | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC- Inspire Corporate Bond ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Corporate Bond ESG ETF (formerly. "Inspire Corporate BondImpact ETF") | |||
| read more | |||
| First Trust Announces Changes in Investment Strategies and Other Related Matters for First Trust Hedged BuyWrite Income ETF | |||
| May 6, 2022--First Trust Advisors L.P. ("FTA") announced today that First Trust Hedged BuyWrite Income ETF (Nasdaq: FTLB) (the "Fund"), a series of First Trust Exchange-Traded Fund VI (the "Trust"), will change its investment strategy ("New Strategy"), name and other related matters, effective May 11, 2022. | |||
| read more | |||
| Fed says banks in good shape despite volatility, warns on prime broker risk | |||
| May 6. 2022--The U.S. Federal Reserve said Friday the U.S. banking system remains strong despite heightened volatility and geopolitical risk, but cautioned them against prime brokerage services that come with heightened risk. | |||
| read more | |||
| SEC approves Valkyrie's Bitcoin futures ETF | |||
| May 6, 2022--Last month, the watchdog gave the thumbs-up to Teucrium's Bitcoin futures ETF, which is the first such vehicle to be approved under the '33 Act. The United States Securities and Exchange Commission (SEC) has given the green light to Valkyrie's futures exchange-traded fund (ETF) application. | |||
| read more | |||
| CBO-Monthly Budget Review: April 2022 | |||
| May 9, 2022--Summary
The federal budget deficit was $360 billion in the first seven months of fiscal year 2022 (that is, from October 2021 through April 2022), the Congressional Budget Office estimates. That amount is about one-fifth of the $1.9 trillion shortfall recorded during the same period in 2021. Revenues were $843 billion (or 39 percent) higher and outlays were $729 billion (or 18 percent) lower than during the same period a year ago. | |||
| read more | |||
| Pacer Funds Trust files with the SEC-Pacer Data and Digital Revolution ETF and Pacer Industrials and Logistics ETF | |||
| May 6, 2022-Pacer Funds Trust files has filed a post-effective amendment, registration statement with the SEC for the Pacer Data and Digital Revolution ETF Pacer Industrials and Logistics ETF. | |||
| read more | |||
| Sparks fly in battle for control of WisdomTree | |||
| May 6, 2022--Negotiations over future of US asset manager break down in acrimonious public dispute WisdomTree has hit back at an attempt by Graham Tuckwell, its largest shareholder, to oust its chief executive with a sharply worded statement suggesting any rapprochement between the two parties is unlikely. | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC-Inspire Fidelis Multi Factor ESG ETF | |||
| May 6, 2022-Northern Lights Fund Trust IV has filed a has filed a post-effective amendment, registration statement with the SEC for the Inspire Fidelis Multi Factor ESG ETF. | |||
| read more | |||
| Valkyrie Bitcoin Futures Fund files with the SEC | |||
| May 6, 2022-ValkyrieBitcoin Futures Fund has filed a Form S-1, Registration Statement with the SEC. | |||
| read more | |||
| Legg Mason ETF Investment Trust files with the SEC-Legg Mason Small-Cap Quality Value ETF | |||
| May 6, 2022--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Legg Mason Small-Cap Quality Value ETF. | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC-The Inspire Faithward Large Cap Momentum ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the The Inspire Faithward Large Cap Momentum ESG ETF. | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC-Inspire Global Hope ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Global Hope ESG ETF(formerly, "Inspire Global Hope ETF"). | |||
| read more | |||
| DBX ETF Trust files with the SEC-Xtrackers S&P 500 ESG ETF | |||
| May 6, 2022--DBX ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Xtrackers S&P 500 ESG ETF. | |||
| read more | |||
| Advisors' Inner Circle Fund III files with the SEC-Democracy International Fund | |||
| May 6, 2022-Advisors' Inner Circle Fund III has filed a Form 497K-Summary Prospectus with the SEC for the Democracy International Fund. | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC-Inspire 100 ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire 100 ESG ETF (formerly, "Inspire 100 ETF"). | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC- Inspire Small/Mid Cap ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Small/Mid Cap ESG ETF (formerly, "Inspire Small/Mid Cap ImpactETF"). | |||
| read more | |||
| Northern Lights Fund Trust IV files with the SEC-Inspire International ESG ETF | |||
| May 6, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire International ESG ETF. | |||
| read more | |||
| Zero chance' of US approving spot bitcoin ETF in 2022'-VanEck | |||
| May 5, 2022-- Issuer that had crypto ETF rejected by SEC says nothing will happen until regulators finish turf war There is "probably zero chance" of the US Securities and Exchange Commission (SEC) allowing an asset manager to issue an exchange-traded fund (ETF) that tracks the price of bitcoin this year, according to one of the companies that has had an application to run a crypto fund rejected by the regulator. | |||
| read more | |||
| Eaton Vance Exchange-Traded Fund Trust files with the SEC | |||
| May 5, 2022--May 5, 2022-Eaton Vance Exchange-Traded Fund Trust has filed a First Amended and Restated Application for Exemptive relief with the SEC. | |||
| read more | |||
| WisdomTree files with the SEC-WisdomTree Inflation Adjusted Corporate Bond Fund | |||
| May 5, 2022-WisdomTree files has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Inflation Adjusted Corporate Bond Fund. | |||
| read more | |||
| DBX ETF Trust files with the SEC- Xtrackers S&P SmallCap 600 ESG ETF | |||
| May 4, 2022--DBX ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Xtrackers S&P SmallCap 600 ESG ETF. | |||
| read more | |||
| DBX ETF Trust files with the SEC-Xtrackers S&P 500 ESG ETF | |||
| May 4, 2022--DBX ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Xtrackers S&P 500 ESG ETF. | |||
| read more | |||
| DBX ETF Trust files with the SEC-Xtrackers S&P MidCap 400 ESG ETF | |||
| May 4, 2022--DBX ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Xtrackers S&P MidCap 400 ESG ETF. | |||
| read more | |||
| Merk Investments Launches STGF: The Merk Stagflation ETF | |||
| May 4, 2022--STGF is a one-click inflation hedge ETF Merk Investments launches the Merk Stagflation ETF. The ETF will trade on the NYSE Arca under the symbol "STGF." The Merk Stagflation ETF (STGF) provides investors with exposure to investments that are expected to benefit, either directly or indirectly, from persistent inflation, including in an environment of weak economic growth (stagflation). | |||
| read more | |||
| SEI Adds Suite of Tax-Sensitive Strategies Featuring Capital Group ETFs and American Funds | |||
| May 4, 2022--New Solutions Deliver Enhanced Tax Efficiency and Investment Flexibility
SEI (NASDAQ: SEIC) today announced it has expanded its suite of models featuring Capital Group exchange traded funds (ETFs) and American Funds mutual funds to include 12 new tax-sensitive solutions. | |||
| read more | |||
| J.P. Morgan Asset Management Expands ETF Lineup: JPMorgan Nasdaq Equity Premium Income ETF (JEPQ) | |||
| May 4, 2022--JPMAM's first ETF to invest primarily in the equity securities of large cap companies listed on The Nasdaq Stock Market J.P. Morgan Asset Management today announced the launch of JPMorgan Nasdaq Equity Premium Income ETF (JEPQ), the firm's first ETF to list on The Nasdaq Stock Market. | |||
| read more | |||
| Emerge ETF Trust files with the SEC-5 Emerge EMPWR ETFs | |||
| May 4, 2022--Emerge ETF Trust has filed a Form N-1A Registration statement with the SEC for the Emerge EMPWR Sustainable Dividend Equity ETF Emerge EMPWR Sustainable Select Growth Equity ETF Emerge EMPWR Sustainable Global Core Equity ETF Emerge EMPWR Sustainable Emerging Markets Equity ETF Emerge EMPWR Unified Sustainable Equity ETF. | |||
| read more | |||
| SEI Exchange Traded Funds files with the SEC-4 SEI Enhanced ETFs | |||
| May 4, 2022--SEI Exchange Traded Funds has filed a Form N-1A, Pre-Effective Amendment Registration Statement with the SEC for the SEI Enhanced U.S. Large Cap Quality Factor ETF SEI Enhanced U.S. Large Cap Momentum Factor ETF SEI Enhanced U.S. Large Cap Value Factor ETF SEI Enhanced Low Volatility U.S. Large Cap ETF. | |||
| read more | |||
| Investment Managers Series Trust II files with the SEC-AXS Short China Internet ETF | |||
| May 3, 2022-Investment Managers Series Trust II has filed a Form 497K-Summary Prospectus with the SEC for the AXS Short China Internet ETF. | |||
| read more | |||
| SEC Nearly Doubles Size of Enforcement's Crypto Assets and Cyber Unit | |||
| May 3, 2022--The Securities and Exchange Commission today announced the allocation of 20 additional positions to the unit responsible for protecting investors in crypto markets and from cyber-related threats. The newly renamed Crypto Assets and Cyber Unit (formerly known as the Cyber Unit) in the Division of Enforcement will grow to 50 dedicated positions. | |||
| read more | |||
| US regulatory scrutiny of 'complex' ETFs prompts fears of crackdown | |||
| April 3, 2022--Industry figures fear a 'nanny state' move to protect retail investors could exclude them from a swath of products | |||
| read more | |||
| Franklin Templeton ETF Trust files with the SEC-Franklin Liberty Federal Tax-Free Bond ETF | |||
| May 3, 2022-Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Franklin Liberty Federal Tax-Free Bond ETF. | |||
| read more | |||
| IndexIQ Active ETF Trust files with the SEC-IQ Winslow Large Cap Growth ETF and IQ Winslow Focused Large Cap Growth ETF | |||
| May 3, 2022-IndexIQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Winslow Large Cap Growth ETF IQ Winslow Focused Large Cap Growth ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC-Horizon Kinetics Blockchain Development ETF | |||
| May 3, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Horizon Kinetics Blockchain Development ETF. | |||
| read more | |||
| iShares Trust files with the SEC-iShares Asia 50 ETF | |||
| May 2, 2022-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Asia 50 ETF. | |||
| read more | |||
| State Street Appointed Service Provider for Neuberger Berman's First Actively Managed Thematic ETFs | |||
| May 2, 2022--State Street and Neuberger Berman have partnered closely to prepare for the launch of Neuberger Berman's initial series of Active ETFs
State Street Corporation (NYSE: STT) today announced that it has been appointed service provider by Neuberger Berman for the firm's first actively managed exchange traded funds (ETFs). | |||
| read more | |||
| Listed Funds Trust files with the SEC-Merk Stagflation ETF | |||
| May 2, 2022-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Merk Stagflation ETF. | |||
| read more | |||
| Tidal ETF Trust files with the SEC-files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF | |||
| May 2, 2022-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Newday Ocean Health ETF Newday Diversity, Equity & Inclusion ETF. | |||
| read more | |||
| J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Nasdaq Equity Premium Income ETF | |||
| May 2, 2022--J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Nasdaq Equity Premium Income ETF. | |||
| read more | |||
| Exchange Listed Funds Trust files with the SEC-Akros Monthly Payout ETF | |||
| May 2, 2022--Exchange Listed Funds Trust has filed a Post-effective amendment, Registration Statement with the SEC for the Akros Monthly Payout ETF. | |||
| read more | |||
| Tidal ETF Trust files with the SEC-Newday Ocean Health ETF | |||
| May 2 2022--Tidal ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Newday Ocean Health ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC- Merk Stagflation ETF | |||
| May 2, 2022--Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the Merk Stagflation ETF. | |||
| read more | |||
| BlackRock's New ETFs Aim to Capitalize on Market's 'Permanent Changes' | |||
| May 2, 2022--BlackRock has launched two exchange-traded funds (ETFs) designed to capitalize on what the world's largest asset manager says are permanent changes in the economy and the market. | |||
| read more | |||
| Thrivent ETF Trust files with the SEC-Thrivent Small-Mid Cap ESG ETF | |||
| April 29, 2022--Thrivent ETF Trust has filed a Form N-1A, Registration Statement with the SEC for the Thrivent Small-Mid Cap ESG ETF. | |||
| read more | |||
| Sprott ESG Gold ETF files with the SEC | |||
| April 29, 2022,--Sprott ESG Gold ETF has filed a Form S-1 Registration Statement with the SEC. | |||
| read more | |||
| Listed Funds Trust files with the SEC-TrueShares Structured Outcome (July) ETF | |||
| April 29, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the TrueShares Structured Outcome (July) ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC-TrueShares Structured Outcome (August) ETF | |||
| April 29, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the TrueShares Structured Outcome (August) ETF. | |||
| read more | |||
| Listed Funds Trust files with the SEC-TrueShares Structured Outcome (June) ETF | |||
| April 29, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the TrueShares Structured Outcome (June) ETF. | |||
| read more | |||
| ConvexityShares Trust files with the SEC-ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF | |||
| April 29, 2022--ConvexityShares Trust has filed a Pre-Effective Amendment, Form N-1A Registration Statement with the SEC for the ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF. | |||
| read more | |||
| ETFGI reports the ETFs industry in the United States gathered net inflows of US$97.70 billion during March 2022 | |||
| April 29, 2022-- ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that the ETFs industry in the United States gathered net inflows of US$97.70 billion during March, bringing year-to-date net inflows to US$196.74 billion. | |||
| read more | |||
| Vanguard reduces fees on 4 large bond ETFs | |||
| April 29, 2022-- April 29, 2022--Vanguard Group on Friday reported expense ratio reductions on four bond exchange-traded funds, including its biggest bond ETF-the Vanguard Total Bond Market ETF, a Vanguard spokesman said. | |||
| read more | |||
| CBO-The Economic Effects of Waiting to Stabilize Federal Debt | |||
| April 28, 2022--Summary
Under current law, the growth of federal noninterest spending and net outlays for interest on federal debt would outpace the increase in revenues over the next 30 years, the Congressional Budget Office projects. As a percentage of gross domestic product (GDP), federal debt held by the public is thus projected to climb from 102 percent at the end of 2021 to 202 percent in 2051. | |||
| read more | |||
| Listed Funds Trust files with the SEC- Morgan Creek-Exos SPAC Originated ETF | |||
| April 28, 2022--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Morgan Creek-Exos SPAC Originated ETF. | |||
| read more | |||
| Eaton Vance NextShares Trust files with the SEC-Eaton Vance Stock NextShares | |||
| April 28, 2022--Eaton Vance NextShares Trust has filed a post-effective amendment, registration statement with the SEC for the Eaton Vance Stock NextShares. | |||
| read more | |||
| VanEck ETF Trust files with the SEC-VanEck Natural Resources ETF | |||
| April 28, 2022--VanEck ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the VanEck Natural Resources ETF. | |||
| read more | |||
| VanEck ETF Trust files with the SEC-VanEck Low Carbon Energy ETF | |||
| April 28, 2022--VanEck ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the VanEck Low Carbon Energy ETF. | |||
| read more | |||
| VanEck ETF Trust files with the SEC-VanEck Junior Gold Miners ETF | |||
| April 28, 2022--VanEck ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the VanEck Junior Gold Miners ETF. | |||
| read more | |||
| VanEck ETF Trust files with the SEC-VanEck Steel ETF | |||
| April 28, 2022--VanEck ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the VanEck Steel ETF. | |||
| read more | |||
| BlackRock ETF Trust files with the SEC-BlackRock Future Financial and Technology ETF | |||
| April 27, 2022-BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Financial and Technology ETF. | |||
| read more | |||
| BlackRock's First Crypto-Linked ETF Debuts in Lackluster Market | |||
| April 27, 2022--IBLC tracks companies involved in blockchain development
April is on track for record outflows from crypto ETFs: UBS BlackRock Inc. is launching its debut blockchain-focused ETF as record cash exits cryptocurrency funds. | |||
| read more | |||
| Invesco launches ETF focused on metals required for electric vehicles, energy transition | |||
| April 27, 2022--Invesco launched a new exchange-traded fund focused on metals that are critical for electric vehicles and the broad-based energy transition.
The Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF will trade under the ticker EVMT. The launch comes amid a surge in investor interest surrounding electric vehicles. | |||
| read more | |||
| Krane Shares Trust files with the SEC-KraneShares Global Carbon Offset Strategy ETF | |||
| April 26, 2022--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for theKraneShares Global Carbon Offset Strategy ETF. | |||
| read more | |||
| SEC launches probe into ETF revenue-sharing deals | |||
| April 26, 2022--US regulator to investigate potential conflicts of interest arising from payments to intermediaries The US Securities and Exchange Commission's enforcement division has launched a sweep of ETF revenue-sharing practices, probing fund groups about the payments they make to broker-dealers and other financial intermediaries. | |||
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| Tidal ETF Trust II files with the SEC- Carbon Collective Climate Solutions U.S. Equity ETF | |||
| April 26, 2022--Tidal ETF Trust II has filed a post-effective amendment, registration statement with the SEC for the Carbon Collective Climate Solutions U.S. Equity ETF. | |||
| read more | |||
| ASYMmetric ETFs Trust files with the SEC-ASYMsharesTM ASYMmetric S&P 500 ETF | |||
| April 26, 2022--ASYMmetric ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the ASYMsharesTM ASYMmetric S&P 500 ETF. | |||
| read more | |||
| Fidelity to allow retirement savings allocation to bitcoin in 401(k) accounts | |||
| April 26, 2022--Fidelity Investments said on Tuesday it will allow individuals to allocate part of their retirement savings in bitcoin through their 401(k) investment plans, becoming the first major retirement plan provider to do so. | |||
| read more | |||
| ETF Series Solutions files with the SEC-8 Defiance ETFs | |||
| April 26, 2022-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Quantum ETF Defiance Next Gen Connectivity ETF Defiance Next Gen SPAC Derived ETF Defiance Next Gen H2 ETF Defiance Next Gen Altered Experience ETF | |||
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| First Manhattan Co. Launches Inaugural Actively Managed ETF-FMC Excelsior Focus Equity ETF (Ticker: FMCX) | |||
| April 26, 2022--FMCX Seeks to Comprise a High-Conviction Portfolio from a Firm with Decades-Long Investing Experience
FMCX's Strategy Mirrors First Manhattan's Fundamentals-Based, Research-Intensive Approach Across Sectors | |||
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| KraneShares Launches First US-Listed Global Carbon Offset ETF (NYSE: KSET) | |||
| April 26, 2022-- Krane Funds Advisors, LLC ("KraneShares"), an asset management firm known for its global exchange-traded funds (ETFs) and innovative investment strategies, announced the launch of the KraneShares Global Carbon Offset Strategy ETF (Ticker: KSET) on the New York Stock Exchange today. | |||
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| IMF-Latin America Faces Unusually High Risks | |||
| April 26, 2022--The War in Ukraine, higher inflation, tighter financial conditions, economic decelerations of key trading partners, and social discontent may dim growth prospects.
The war in Ukraine is shaking the global economy and raising uncertainty about the outlook for Latin America and the Caribbean. | |||
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| iShares Trust files with the SEC-iShares Blockchain and Tech ETF | |||
| April 26, 2022--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Blockchain and Tech ETF. | |||
| read more | |||
| Sprott Asset Management Announces Acquisition of Assets Relating to the North Shore Global Uranium Mining ETF | |||
| April 25, 2022--April 25, 2022--URNM begins trading today as a series of Sprott Funds Trust, expanding the firm's ETF offerings in that Trust
Sprott Inc. ("Sprott") (NYSE/TSX: SII) and Sprott Funds Trust jointly announced today that Sprott Asset Management LP ("Sprott Asset Management"), a wholly-owned subsidiary of Sprott, has completed the acquisition of certain assets relating to managing the North Shore Global Uranium Mining ETF ("URNM"), to which Exchange Traded Concepts, LLC acted as the investment adviser. | |||
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| Krane Shares Trust files with the SEC-KraneShares Global Carbon Offset Strategy ETF | |||
| April 25, 2022--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Global Carbon Offset Strategy ETF. | |||
| read more | |||
| Krane Shares Trust files with the SEC-KraneShares Global Carbon Offset Strategy ETF | |||
| April 25, 2022--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Global Carbon Offset Strategy ETF. | |||
| read more | |||
| Franklin Templeton Holdings Trust files with the SEC-Franklin Responsibly Sourced Gold ETF Shares | |||
| April 25, 2022--Franklin Templeton Holdings Trust has filed a Form S-1 Registration Statement with the SEC for the Franklin Responsibly Sourced Gold ETF Shares. | |||
| read more | |||
| VanEck ETF Trust files with the SEC-9 ETFs | |||
| April 25, 2022-VanEck ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Africa Index ETF VanEck Brazil Small-Cap ETF VanEck Egypt Index ETF VanEck India Growth Leaders ETF VanEck Indonesia Index ETF VanEck Israel ETF VanEck Russia ETF VanEck Russia Small-Cap ETF VanEck Vietnam ETF. | |||
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| iShares Trust files with the SEC-iShares Self-Driving EV and Tech ETF | |||
| April 25, 2022--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Self-Driving EV and Tech ETF. | |||
| read more | |||
| iShares Trust files with the SEC-iShares Robotics and Artificial Intelligence Multisector ETF | |||
| April 25, 2022--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Robotics and Artificial Intelligence Multisector ETF. | |||
| read more | |||
| Simplify Exchange Traded Funds files with the SEC-Simplify Bitcoin Strategy Risk-Managed Income ETF | |||
| April 25, 2022--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Bitcoin Strategy Risk-Managed Income ETF. | |||
| read more | |||
| Global X Funds files with the SEC-Global X Metaverse ETF | |||
| April 25, 2022--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X Metaverse ETF. | |||
| read more | |||
| Simplify Exchange Traded Funds files with the SEC-Simplify Volatility Premium ETF | |||
| April 25, 2022--Simplify Exchange Traded Funds has filed a Form 497K-Summary Prospectus with the SEC for the Simplify Volatility Premium ETF. | |||
| read more | |||
| SEC fears may cement Vanguard monopoly | |||
| April 25, 2022--Patent for unique tax-efficient fund structure expires in 2023, but rivals may not be able to follow suit Fears that some investors are cross subsidising others may prevent rival fund managers from being allowed to replicate a unique tax-efficient fund structure created by Vanguard. | |||
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| Northern Lights Fund Trust IV files with the SEC-FMC Excelsior Focus Equity ETF | |||
| April 25, 2022--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the FMC Excelsior Focus Equity ETF. | |||
| read more | |||
| Grayscale makes fresh push for SEC approval to become bitcoin ETF | |||
| April 23, 2022--Crypto asset manager has focused on key legal detail in letter to regulator ahead of July deadline | |||
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| State Street Global Advisors Introduces Two SPDR MSCI Climate Paris Aligned ETFs | |||
| April 22, 2022--Climate leader UC Investments (University of California)1 provides early stage commitment to funds designed for investors seeking to decarbonize their portfolios.
State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), today introduces two SPDR MSCI Climate Paris Aligned ETFs designed to help investors meet their climate objectives. | |||
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| State Street Global Advisors Introduces Two SPDR(R) MSCI Climate Paris Aligned ETFs | |||
| April 22, 2022--Climate leader UC Investments (University of California)1 provides early stage commitment to funds designed for investors seeking to decarbonize their portfolios. State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), today introduces two SPDR MSCI Climate Paris Aligned ETFs designed to help investors meet their climate objectives. | |||
| read more | |||
| THOR Financial Technologies Trust files with the SEC-THOR Low Volatility ETF | |||
| April 22, 2022--THOR Financial Technologies Trust has filed a Form N-1A, Registration Statement with the SEC for the THOR Low Volatility ETF. | |||
| read more | |||
| Global X Funds files with the SEC-Global X Metaverse ETF | |||
| April 22, 2022-Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Metaverse ETF. | |||
| read more | |||
| iShares Trust files with the SEC | |||
| April 22, 2022--iShares Trust has filed a post-effective amendment, registration statement with the SEC. | |||
| read more | |||
| Harbor ETF Trust files with the SEC-Harbor Dividend Growth Leaders ETF | |||
| April 22, 2022--Harbor ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Harbor Dividend Growth Leaders ETF. | |||
| read more | |||
| Fidelity Bulks Up Its Thematic Lineup With Crypto and Metaverse ETFs | |||
| April 21, 2022--FMET, FDIG debut into crowded field of crypto-focused funds
Fidelity also launching metaverse 'experience' for new traders Fidelity Investments is launching a pair of crypto-focused exchange-traded funds in a bid to grab flows from rivals that have swooped into the nascent space. | |||
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| FlexShares Expands ESG & Climate Suite with Emerging Markets ETF | |||
| April 21, 2022--Firm's sustainable core equity strategy now available across all major equity markets Northern Trust Asset Management's FlexShares(R) Exchange Traded Funds announced today the launch of a new Environmental, Social and Governance (ESG)* ETF focused on climate with exposure to emerging markets: the FlexShares ESG & Climate Emerging Markets Core Index Fund (NYSE: FEEM). | |||
| read more | |||
| ETF Series Solutions files with the SEC-Defiance Short Blockchain and Digital Assets Industry ETF | |||
| April 21, 2022-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Defiance Short Blockchain and Digital Assets Industry ETF. | |||
| read more | |||
| Direxion Shares ETF Trust files with the SEC-Direxion Bitcoin Strategy Bear ETF | |||
| April 21, 2022--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Bitcoin Strategy Bear ETF. | |||
| read more | |||
| Exchange Traded Concepts Trust files with the SEC-KPOP ETF | |||
| April 21, 2022--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the KPOP ETF. | |||
| read more | |||
| SPDR Series Trust files with the SEC-SPDR MSCI USA Climate Paris Aligned ETF | |||
| April 21, 2022--SPDR Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the SPDR MSCI USA Climate Paris Aligned ETF. | |||
| read more | |||
| Fidelity Opens "The Fidelity Stack" in Decentraland; Becomes First Brokerage Firm With Immersive Educational Metaverse Experience | |||
| April 21, 2022--The Fidelity Stack features Invest Quest with gamified financial education
New experience launches alongside Fidelity Metaverse ETF (FMET) Fidelity Investments today celebrated the grand opening of its first immersive metaverse experience aimed at offering a new way to learn investing basics. | |||
| read more | |||
| Roundhill Launches Cannabis ETF (CBOE: WEED) | |||
| April 20, 2022--Roundhill Investments, an ETF sponsor focused on innovative thematic funds, today launched the Roundhill Cannabis ETF ("WEED ETF") on the Cboe BZX Exchange. The WEED ETF seeks to provide investors with exposure to the cannabis sector, including U.S. multi-state operators ("MSOs"). | |||
| read more | |||
| First Trust Launches First Trust Indxx Metaverse ETF | |||
| April 20, 2022--An index-tracking ETF that provides exposure to companies that comprise the metaverse industry First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it has launched a new ETF, the First Trust Indxx Metaverse ETF (Nasdaq: ARVR) (the "fund"). | |||
| read more | |||
| Simplify Exchange Traded Funds files with the SEC-Simplify Bitcoin Strategy Risk-Managed Income ETF | |||
| April 20, 2022--Simplify Exchange Traded Funds has filed a Post-Effective Amendment, Form N-1A Registration Statement with the SEC for the Simplify Bitcoin Strategy Risk-Managed Income ETF. | |||
| read more | |||
| Principal Global Investors to convert six passive ETFs to active strategies | |||
| April 20, 2022--Consent of investors needed for changes to several of the funds' investing restrictions Principal Global Investors is planning to convert its largest exchange traded fund and five others into actively managed strategies, disclosures show. | |||
| read more | |||
| Direxion Shares ETF Trust files with the SEC-6 ETFs | |||
| April 20, 2022--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Coffee Strategy ETF, Direxion Lumber Strategy ETF, Direxion Breakfast Commodities Strategy ETF, Direxion Copper Strategy ETF, Direxion Corn Strategy ETF, and the Direxion Soybeans Strategy ETF. | |||
| read more | |||
| Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC-Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF | |||
| April 20, 2022--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF. | |||
| read more | |||
| WisdomTree Trust files with the SEC-WisdomTree New Economy Real Estate Fund | |||
| April 20, 2022--WisdomTree Trust has filed a Form 497K-Summary Prospectus with the SEC for the WisdomTree New Economy Real Estate Fund. | |||
| read more | |||
| WisdomTree Trust files with the SEC- WisdomTree New Economy Real Estate Fund | |||
| April 19, 2022-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree New Economy Real Estate Fund. | |||
| read more | |||
| iShares Trust files with the SEC-iShares Investment Grade Corporate Bond BuyWrite Strategy ETF | |||
| April 19, 2022--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares Investment Grade Corporate Bond BuyWrite Strategy ETF. | |||
| read more | |||
| iShares Trust files with the SEC- iShares High Yield Corporate Bond BuyWrite Strategy ETF | |||
| April 19, 2022--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares High Yield Corporate Bond BuyWrite Strategy ETF. | |||
| read more | |||
| iShares Trust files with the SEC-iShares 20+ Year Treasury Bond BuyWrite Strategy ETF | |||
| April 19, 2022--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares 20+ Year Treasury Bond BuyWrite Strategy ETF. | |||
| read more | |||
| Teucrium Commodity Trust files with the SEC-Hashdex Bitcoin Futures ETF | |||
| April 18, 2022,--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 2 to Form S-1 Registration Statement with the SEC for the Hashdex Bitcoin Futures ETF. | |||
| read more | |||
| FlexShares Trust files with the SEC-FlexShares ESG & Climate Emerging Markets Core Index Fund | |||
| April 18, 2022--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares ESG & Climate Emerging Markets Core Index Fund. | |||
| read more | |||
| First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF-April | |||
| April 18, 2022--First Trust Exchange-Traded Fund VIII has filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF-April. | |||
| read more |