Innovator ETFs Trust files with the SEC-3 Innovator U.S. Equity ETFs-continued

November 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator U.S. Equity Ultra Buffer ETF-November
Innovator U.S. Equity Power Buffer ETF-November
Innovator U.S. Equity Buffer ETF-November.
view filing
Source: SEC.gov


American ETP News
Amberwave Partners Launches iUSA Exchange Traded Fund to Drive Investment in American Jobs, Security, Growth
January 20, 2022-- Emerging asset manager Amberwave Partners (Amberwave) today launched its first exchange traded fund (ETF), the Amberwave Invest USA JSG Fund (iUSA /NYSE: $IUSA), to drive value-based impact investment centered on the universal priorities of supporting American jobs, security, and growth (JSG).
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Direxion Launches New Daily 2X Leveraged ETFs: FNTC, ONG and EVEN
January 20, 2022--Direxion (www.direxion.com) launched:
Direxion Daily FinTech Bull 2X Shares (Ticker: FNTC)
Direxion Daily Oil Services Bull 2X Shares (Ticker: ONG)
Direxion Daily S&P 500(R) Equal Weight Bull 2X Shares (Ticker: EVEN)
The Funds seek to achieve 200% of the daily performance of the Indxx US Fintech and Decentralized Finance Index, MVIS US Listed Oil Services 25 Index and S&P 500(R)Equal Weight Index, respectively.
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Litman Gregory Funds Trust files with the SEC-iMGP RBA Responsible Global Allocation ETF
January 20, 2022-Litman Gregory Funds Trust has filed a post-effective amendment, registration statement with the SEC for iMGP RBA Responsible Global Allocation ETF.
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SoFi gets approval to become a bank
January 19, 2022--Online lender SoFi Technologies has received approval from US regulator to become a bank holding company. The Office of the Comptroller of the Currency and the Federal Reserve have approved SoFi's applications to become a bank through its proposed acquisition of Golden Pacific Bancorp.
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ALPS ETF Trust files with the SEC-4 ALPS| O'Shares ETFs
January 19, 2022--ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
ALPS| O'Shares U.S. Quality Dividend ETF
ALPS| O'Shares U.S. Small-Cap Quality Dividend ETF
ALPS| O'Shares Global Internet Giants ETF
ALPS| O'Shares Europe Quality Dividend ETF.
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Franklin Templeton ETF Trust files with the SEC-Martin Currie International Sustainable Equity ETF
January 19, 2022--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Martin Currie International Sustainable Equity ETF.
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Franklin Templeton ETF Trust files with the SEC-BrandywineGLOBAL Dynamic U.S. Large Cap Value ETF
January 19, 2022--Franklin Templeton ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BrandywineGLOBAL Dynamic U.S. Large Cap Value ETF.
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Alpha Architect ETF Trust files with the SEC-Relative Sentiment Tactical Allocation ETF
January 19, 2022--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Relative Sentiment Tactical Allocation ETF.
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Direxion Shares ETF Trust files with the SEC
January 19, 2022--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Daily China Technology Bull 2X Shares, Direxion Daily China Technology Bear 2X Shares, Direxion Daily Electric and Autonomous Vehicles Bull 2X Shares, Direxion Daily Electric and Autonomous Vehicles Bear 2X Shares,
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U.S. Global Investors Announces the Launch of the U.S. Global Sea to Sky Cargo ETF (SEA)
January 19, 2022--U.S. Global Investors, Inc. (Nasdaq: GROW) ("the Company"), a registered investment advisory firm that focuses on specialized markets around the world, is excited to announce that its U.S. Global Sea to Sky Cargo ETF (SEA) will begin trading tomorrow, January 20, on the New York Stock Exchange (NYSE).
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC-Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
January 19, 2022---Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF.
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VanEck ETF Trust files with the SEC-VanEck Commodities and Bitcoin Strategy ETF
January 18, 2022--VanEck ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Commodities and Bitcoin Strategy ETF.
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BondBloxx ETF Trust files with the SEC-3 BondBloxx ETFs
January 18, 2022--BondBloxx ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
BondBloxx BB-Rated USD High Yield Corporate Bond ETF
BondBloxx B-Rated USD High Yield Corporate Bond ETF
BondBloxx CCC-Rated USD High Yield Corporate Bond ETF.
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Global X Funds files with the SEC-Global X Disruptive Materials ETF
January 18, 2022---Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X Disruptive Materials ETF.
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WisdomTree Announces AI Enhanced Value Funds (AIVL & AIVI)
January 18, 2022--Actively managed value strategies seek to leverage machine learning approach from Voya's Equity Machine Intelligence (EMI) proprietary model
WisdomTree (NASDAQ: WETF), an exchange-traded fund (“ETF”) and exchange-traded product ("ETP") sponsor and asset manager, today announced that WisdomTree's U.S. Dividend ex-Financials Fund (DTN) and International Dividend ex-Financials Fund (DOO) have been restructured into WisdomTree's U.S. AI Enhanced Value Fund (AIVL) and International AI Enhanced Value Fund (AIVI).
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Alpha Architect ETF Trust files with the SEC-Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF
January 18, 2022--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF.
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Two Roads Shared Trust files with the SEC-Regents Park Hedged Market Strategy ETF
January 14, 2022--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Regents Park Hedged Market Strategy ETF.
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Alpha Architect ETF Trust files with the SEC-Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF
January 14, 2022--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF.
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WisdomTree Trust files with the SEC-WisdomTree U.S. AI Enhanced Value Fund and WisdomTree International AI Enhanced Value Fund
January 14, 2022--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the
WisdomTree U.S. AI Enhanced Value Fund
WisdomTree International AI Enhanced Value Fund.
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Collaborative Investment Series Trust files with the SEC-Rareview Systematic Equity ETF
January 14, 2022--Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Rareview Systematic Equity ETF.
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Global X Funds files with the SEC-Global X Disruptive Materials ETF
January 14, 2022--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Disruptive Materials ETF.
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Direxion Shares ETF Trust files with the SEC
January 14, 2022--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Internet Infrastructure ETF, Direxion Digital Advertising ETF, Direxion Daily S&P 500 Equal Weight Bull 2X Shares, Direxion Daily S&P 500 Equal Weight Bear 2X Shares, Direxion Daily S&P 500 Pure Growth Bull 2X Shares, Direxion Daily S&P 500 Pure Growth Bear 2X Shares, Direxion Daily S&P 500 Pure Value Bull 2X Shares, and the Direxion Daily S&P 500 Pure Value Bear 2X Shares.
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Precidian ETF Trust II files with the SEC
January 14, 2021--Precidian ETF Trust II has filed a First Amended and Restated Application for exemptive Relief with the SEC.
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ETF Industry Leader Kevin Kelly Launches New Business, Introduces Cutting-Edge Suite of ETFs
January 13, 2022--Inaugural products focus on emerging and transformative industries, including gene editing, hospitality and residential real estate
Kelly ETFs, a new exchange-traded fund (ETF) issuer that seeks to bring forward-looking and disruptive investment products to market, officially launches today.
The firm's first round of innovative ETFs also began trading, including:
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Avantis Investors Launches U.S. Small Cap Equity ETF
January 13, 2022-- Avantis Investors(R), a $9.2 billion* investment offering from global asset manager American Century Investments(R), today announced the expansion of its investment capabilities with the launch of its latest exchange traded fund, Avantis U.S. Small Cap Equity ETF (AVSC).
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Dynamic Shares Announces Launch of Its First ETF: Dynamic Short Short-term Volatility Futures ETF
January 13, 2022-Proprietary Trading Firm Launches ETF Focused on Calculated Volatility Shorting
Dynamic Shares, an affiliate company of successful proprietary trading firm ARB Trading Group, today announced the launch of its first ETF: WEIX (Dynamic Short Short-Term Volatility Futures ETF).
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Vanguard fires fresh salvo in asset management fee war
January 13, 2022-Chief executive Tim Buckley said Vanguard would cut $1bn from its investment fund fees by 2025 after reducing its charges by $140m last year.
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ALPS ETF Trust files with the SEC-ALPS REIT Dividend Dogs ETF
January 13, 2022---ALPS ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ALPS REIT Dividend Dogs ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan International Research Enhanced Equity ETF
January 12, 2022-J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan International Research Enhanced Equity ETF.
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Newfound Research, Simplify Asset Management Announce Partnership and Launch of New Suite of Structured Alpha ETF Model Portfolios
January 12, 2022--Direct, efficient uses of diversification and leverage allow new open architecture portfolios to gain exposure to assets that may improve portfolio returns without a material increase in portfolio risk
Simplify Asset Management ("Simplify") and Newfound Research ("Newfound") are today announcing a new partnership designed to provide investors with a modern approach to navigating modern markets.
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Coinbase Buys Futures Exchange in Crypto Derivatives Push
January 12, 2022-- Biggest U.S. crypto exchange acquires FairX marketplace
Purchase could expedite efforts to diversify product portfolio
Coinbase Global Inc. is acquiring futures exchange FairX in its biggest step yet toward expanding into crypto derivatives.
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Simplify Exchange Traded Funds files with the SEC-Simplify Volt Web3 ETF
January 12, 2022-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Volt Web3 ETF.
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Five charts explaining why inflation is at a 40-year high
January 12, 2022--The bumpy economic recovery has had policymakers, economists and Americans households grappling with greater price hikes for groceries, cars, rent and other essentials.
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Federal Reserve-Beige Book
January 12, 2022-Overall Economic Activity
Economic activity across the United States expanded at a modest pace in the final weeks of 2021. Contacts from many Districts indicated growth continued to be constrained by ongoing supply chain disruptions and labor shortages. Despite the modest pace of growth, demand for materials and inputs, and demand for workers, remained elevated among businesses.
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Simplify Adds Three Funds to Its Suite of Equity ETFs Offering Downside Convexity
January 11, 2022--New ETFs provide exposure to U.S. small caps, Developed ex-U.S., and Emerging Markets, respectively; all with systematic options overlays designed to boost performance during extreme market moves
Simplify Asset Management ("Simplify"), an innovative provider of Exchange Traded Funds ("ETFs") designed to solve today's most pressing portfolio construction challenges, is today announcing the start of trading for three new funds that continue to highlight the firm's leadership in delivering sophisticated exposures with downside convexity.
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ProShares Trust files with the SEC-ProShares Supply Chain Logistics ETF
January 11, 2022--ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares Supply Chain Logistics ETF.
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AdvisorShares Trust files with the SEC- AdvisorShares Psychedelics ETF
January 11, 2022---AdvisorShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the AdvisorShares Psychedelics ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Poseidon Dynamic Cannabis ETF
January 11, 2022---AdvisorShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the AdvisorShares Poseidon Dynamic Cannabis ETF.
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Northern Lights Fund Trust IV files with the SEC-R3 Global Dividend Growth ETF
January 10, 2022--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the R3 Global Dividend Growth ETF.
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SPDR Series Trust files with the SEC-SPDR S&P SmallCap 600 ESG ETF
January 10, 2022-SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR S&P SmallCap 600 ESG ETF.
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SPDR Index Shares Fund files with the SEC-SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF and SPDR Bloomberg SASB Emerging Markets ESG Select ETF
January 10, 2022--SPDR Index Shares Fund has filed a post-effective amendment, registration statement with the SEC for the
SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF
SPDR Bloomberg SASB Emerging Markets ESG Select ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson B-BBB CLO ETF
January 10, 2021--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson B-BBB CLO ETF.
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Strategy Shares files with the SEC-Strategy Shares Halt Climate Change ETF
January 10, 2022---Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Strategy Shares Halt Climate Change ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson B-BBB CLO ETF
January 10, 2022---Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for Janus Henderson B-BBB CLO ETF.
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Principal Exchange-Traded Funds files with the SEC-Principal Investment Grade Corporate Active ETF
January 10, 2022---Principal Exchange-Traded Funds has filed a Form 497K-Summary Prospectus with the SEC for the Principal Investment Grade Corporate Active ETF.
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Strategy Shares files with the SEC-Strategy Shares Halt Climate Change ETF
January 7, 2022--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Halt Climate Change ETF.
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Exchange Traded Concepts Trust files with the SEC-Optica Rare Earth & Critical Materials ETF
January 7, 2022--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the Optica Rare Earth & Critical Materials ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC-Invesco S&P 500 Equal Weight Energy ETF
January 7, 2022--Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco S&P 500 Equal Weight Energy ETF.
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Invesco Actively Managed Exchange-Traded Commodity Fund Trust files with the SEC-Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
January 7, 2022--Invesco Actively Managed Exchange-Traded Commodity Fund Trust has filed a post-effective amendment, registration statement with the SEC for the Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF.
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Investment Managers Series Trust II files with the SEC-AXS Astoria Inflation Sensitive ETF
January 7, 2022---Investment Managers Series Trust II has filed a Form 497K-Summary Prospectus with the SEC for the AXS Astoria Inflation Sensitive ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Canada ETF
January 6, 2022---iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Canada ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Eurozone ETF
January 6, 2022--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Trust files with the SEC-iShares Currency Hedged MSCI Eurozone ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Germany ETF
January 6, 2022-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Germany ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Japan ETF
January 6, 2022-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Japan ETF.
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Tidal ETF Trust files with the SEC-Newday Ocean Health ETF and Newday Diversity, Equity & Inclusion ETF
January 5, 2022-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Newday Ocean Health ETF
Newday Diversity, Equity & Inclusion ETF.
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Eaton Vance Exchange-Traded Fund Trust files with the SEC
January 5, 2022--Eaton Vance Exchange-Traded Fund Trust has filed an application for exemptive relief with the SEC.
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KraneShares KBA First ETF to Track MSCI China A 50 Index in the US
January 5, 2022--Krane Funds Advisors, LLC, ("KraneShares"), an asset management firm known for its China-focused exchange-traded funds (ETFs) and innovative investment strategies, announced that KBA now tracks the MSCI China A 50 Connect Index.
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Minutes of the Federal Open Market Committee, December 14-15, 2021
January 5, 2022--Developments in Financial Markets and Open Market Operations
The manager turned first to a discussion of financial market developments over the period. Financial markets responded to significant new information about the economy and monetary policy, as well as the emergence of the Omicron variant. Overall, domestic financial conditions tightened modestly but remained near historically accommodative levels. Expectations for an earlier reduction in Federal Reserve policy accommodation lifted short-term interest rates and supported the dollar.
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iShares U.S. ETF Trust files with the SEC-iShares Commodity Curve Carry Strategy ETF
January 5, 2022-iShares U.S. ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Commodity Curve Carry Strategy ETF.
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iShares, Inc files with the SEC-iShares Currency Hedged MSCI Emerging Markets ETF
January 5, 2022---iShares, Inc has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Emerging Markets ETF.
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SEC Delays Decision on NYDIG's Spot Bitcoin ETF Proposal
January 4, 2022--The commission now has until March 16 to approve or disapprove NYDIG’s proposal.
The U.S. Securities and Exchange Commission (SEC) has extended the time period for ruling on NYDIG's proposal for a spot bitcoin exchange-traded fund (ETF) by 60 days in order to have "sufficient time to consider the proposed rule change and any comments received."
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Passive ETFs hit by billion-dollar rebalancing costs
January 4, 2022--Research shows US index trackers lose out on nearly $4bn a year due to price moves created by front-running
US index-tracking funds are throwing away $3.9bn a year by using predictable, mechanical trading strategies that are exploited by nimbler market participants, according to academic research.
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RiverNorth and TrueMark Launch RiverNorth Volition America Patriot ETF (FLDZ) to Benefit Folds of Honor
January 3, 2022-Core Equity Investment with "Real Impact" as Fees and All Profits from Managing the Fund Donated to Folds of Honor Charity in Support of Military Families
-RiverNorth Capital Management, LLC and TrueMark Investments, LLC today announced the launch of the RiverNorth Volition America Patriot ETF (NYSE: FLDZ).
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Accelerated Plus ETF-January
January 3, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF-January
January 3, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETF-January
January 3, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-January
January 3, 2022--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF-January.
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Davis Fundamental ETF Trust files with the SEC-4 Davis Select ETFs
January 3, 2022-Davis Fundamental ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Davis Select U.S. Equity ETF
Davis Select International ETF
Davis Select Worldwide ETF
Davis Select Financial ETF.
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Motley Fool Asset Management Launches Two New Index-Based ETFs
December 31, 2021--Motley Fool Asset Management, an affiliate of The Motley Fool, LLC,* today is proud to announce the launch of two new ETFs: Fool Capital Efficiency 100 Index and Fool Next Index.
"We established these ETFs with investor demand in mind," said Kelsey Mowrey, President of Motley Fool Asset Management. "Both ETFs are designed to be convenient, cost-effective vehicles for individuals who want exposure to stock recommendations made by Motley Fool analysts across Fooldom.
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Debuts in active ETFs surge as US investors' appetite grows
December 31, 2021--More than half of the exchange traded funds launched this year are actively managed
About 60 per cent of the nearly 500 ETFs that launched in the US in 2021 are actively managed, according to data from Morningstar Direct. This marks the first year that more active ETFs were launched than index-tracking ETFs, data up to December 15 show.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Canada ETF
December 29, 2021-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Canada ETF.
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DoubleLine ETF Trust files with the SEC-DoubleLine Opportunistic Bond ETF and DoubleLine Shiller CAPE U.S. Equities ETF
December 30, 2021-- DoubleLine ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the
DoubleLine Opportunistic Bond ETF
DoubleLine Shiller CAPE U.S. Equities ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI United Kingdom ETF
December 30, 2021-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI United Kingdom ETF.
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iShares, Inc. files with the SEC-iShares MSCI BRIC ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI BRIC ETF.
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iShares, Inc. files with the SEC-iShares MSCI Brazil ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI Brazil ETF.
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iShares, Inc. files with the SEC-iShares MSCI Belgium ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI Belgium ETF.
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iShares, Inc. files with the SEC-iShares MSCI Australia ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares MSCI Australia ETF.
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iShares, Inc. files with the SEC-iShares ESG Aware MSCI EM ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares ESG Aware MSCI EM ETF.
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iShares, Inc. files with the SEC- iShares Currency Hedged MSCI Emerging Markets ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Emerging Markets ETF.
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iShares Trust files with the SEC-iShares Currency Hedged MSCI Germany ETF
December 30, 2021-iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Currency Hedged MSCI Germany ETF.
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Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF
December 30, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Wahed Dow Jones Islamic World ETF.
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iShares, Inc. files with the SEC-iShares Core MSCI Emerging Markets ETF
December 30, 2021-iShares, Inc. has filed a Form 497K-Summary Prospectus with the SEC for the iShares Core MSCI Emerging Markets ETF.
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Collaborative Investment Series Trust files with the SEC-Rareview Inflation/Deflation ETF
December 30, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Rareview Inflation/Deflation ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-First Trust Inflation Focused Income ETF
December 30, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the First Trust Inflation Focused Income ETF.
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Unified Series Trust files with the SEC-OneAscent Core Plus Bond ETF
December 30, 2021-Unified Series Trust has filed a post-effective amendment, registration statement with the SEC for the OneAscent Core Plus Bond ETF.
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ETF Series Solutions files with the SEC-Carbon ETF
December 29, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Carbon ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs ActiveBeta(R) International Equity ETF
December 29, 2021-Goldman Sachs ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Goldman Sachs ActiveBeta(R) International Equity ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Access Treasury 0-1 Year ETF
December 29, 2021-Goldman Sachs ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Goldman Sachs Access Treasury 0-1 Year ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs ActiveBeta(R) Japan Equity ETF
December 29, 2021-Goldman Sachs ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Goldman Sachs ActiveBeta(R) Japan Equity ETF.
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Infrastructure Capital Advisors Launches ICAP, New Actively Managed Equity Income ETF
December 29, 2021--Infrastructure Capital Advisors ("InfraCap"), a leading provider of investment management solutions that seeks to meet the needs of income-focused investors, is today announcing the launch of the firm's newest Exchange-Traded Fund ("ETF"): the InfraCap Equity Income Fund ETF (NYSE Arca: ICAP).
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Should Passive Investors Actively Manage Their Trades?
December 29, 2021--Abstract
Using novel daily holding data for exchange-traded funds (ETFs), three types of ETFs are identified that adopt distinct approaches to rebalancing their portfolios, which generates meaningful return heterogeneity. First, 56% of ETFs track public indices that pre-announce their rebalances, and they trade entirely on reconstitution days at closing prices.
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IndexIQ Active ETF Trust files with the SEC
December 29, 2021-IndexIQ Active ETF Trust has filed an application for exemptive relief with the SEC.
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DoubleLine ETF Trust files with the SEC
December 29, 2021--DoubleLine ETF Trust has filed a First Amended Application for exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC
December 29, 2021--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC
December 29, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC.
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Listed Funds Trust files with the SEC-RiverNorth Volition America Patriot ETF
December 29, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the RiverNorth Volition America Patriot ETF
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Goldman Sachs ETF Trust files with the SEC-5 Goldman Sachs Future ETFs
KraneShares Global Carbon Offset Strategy ETF December 29, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs Future Consumer Equity ETF
Goldman Sachs Future Health Care Equity ETF
Goldman Sachs Future Planet Equity ETF
Goldman Sachs Future Real Estate and Infrastructure Equity ETF
Goldman Sachs Future Tech Leaders Equity ETF.
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Goldman Sachs ETF Trust files with the SEC-4 Goldman Sachs MarketBeta ETFs
December 29, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Goldman Sachs MarketBeta International Equity ETF
Goldman Sachs MarketBeta Emerging Markets Equity ETF
Goldman Sachs MarketBeta International Small Cap Equity ETF
Goldman Sachs MarketBeta U.S. Equity ETF.
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Series Portfolios Trust files with the SEC-Optimize AI Smart Sentiment Event-Driven ETF
December 29, 2021-Series Portfolios Trust has filed a post-effective amendment, registration statement with the SEC for the Optimize AI Smart Sentiment Event-Driven ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC
December 29, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC.
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Goldman Sachs ETF Trust files with the SEC
December 29, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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IndexIQ Active ETF Trust files with the SEC-IQ Winslow Large Cap Growth ETF and IQ Winslow Ultra Large Cap Growth ETF
December 29, 2021-IndexIQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
IQ Winslow Large Cap Growth ETF
IQ Winslow Ultra Large Cap Growth ETF.
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X-Square Series Trust files with the SEC-X-Square Municipal Income Tax Free ETF
December 28, 2021-- X-Square Series Trust has filed a Form N-1A-, Registration Statement with the SEC for the X-Square Municipal Income Tax Free ETF.
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Simplify Asset Management's Innovative Lineup of Exchange-traded Funds Passes the $1 Billion Asset Threshold
December 28, 2021--In just over a year, firm has debuted numerous first-of-their-kind ETF offerings, solving major portfolio challenges for advisors and investors
Simplify has also dramatically expanded its leadership team, adding investment industry luminaries such as Harley Bassman and Michael Green
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Tidal ETF Trust files with the SEC-Adasina Social Justice All Cap Global ETF
December 28, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Adasina Social Justice All Cap Global ETF.
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ProShares Trust files with the SEC- ProShares Metaverse Theme ETF
December 28, 2021-ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares Metaverse Theme ETF.
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BONDBLOXX ETF Trust files with the SEC
December 23, 2021-- BONDBLOXX ETF Trust has filed a pre-effective amendment, registration statement with the SEC.
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Fidelity Covington Trust files with the SEC-Fidelity High Yield Factor ETF and Fidelity Preferred Securities & Income ETF
December 27, 2021-Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity High Yield Factor ETF
Fidelity Preferred Securities & Income ETF.
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Fidelity Merrimack Street Trust files with the SEC
December 27, 2021-Fidelity Merrimack Street Trushas filed a post-effective amendment, registration statement with the SEC.
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Advisors Series Trust files with the SEC-VegTech Plant-based Innovation & Climate ETF
December 27, 2021-Advisors Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the VegTech Plant-based Innovation & Climate ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly CRISPR & Gene Editing Technology ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly CRISPR & Gene Editing Technology ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly Technology & E-Commerce Real Estate ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly Technology & E-Commerce Real Estate ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly Residential & Apartment Real Estate ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly Residential & Apartment Real Estate ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly Hotel & Lodging Sector ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly Hotel & Lodging Sector ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly Internet of Things Technology ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly Internet of Things Technology ETF.
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Kelly Strategic ETF Trust files with the SEC-Kelly Fintech & Digital Payments Sector ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly Fintech & Digital Payments Sector ETF.
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Kelly Strategic ETF Trust files with the SEC- Kelly E-Commerce & Logistics Sector ETF
December 27, 2021-Kelly Strategic ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Kelly E-Commerce & Logistics Sector ETF.
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Series Portfolios Trust files with the SEC-InfraCap Equity Income Fund ETF
December 27, 2021-Series Portfolios Trust has filed a post-effective amendment, registration statement with the SEC for the InfraCap Equity Income Fund ETF.
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Exchange Traded Concepts Trust files with the SEC-3 ETFs
December 27, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
EMQQ The Emerging Markets Internet & Ecommerce ETF
Vesper U.S. Large Cap Short-Term Reversal Strategy ETF
North Shore Global Uranium Mining ETF.
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WisdomTree Trust files with the SEC
December 23, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF -January
December 23, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF-January
December 23, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETFTM-January
December 23, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETFTM-January.
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Some Non-Transparent ETFs Face a Tax Hit
December 23, 2021--The actively managed exchange traded fund space has become more lively with the addition of non-transparent ETFs, but with the year coming to an end, some of these new non-transparent offerings face year-end capital gains distributions.
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Krane Shares Trust files with the SEC-KraneShares Global Carbon Offset Strategy ETF
December 23, 2021-Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Global Carbon Offset Strategy ETF.
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Tidal ETF Trust files with the SEC-Pinnacle Sherman Breakaway ETF
December 23, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Pinnacle Sherman Breakaway ETF.
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Investment Managers Series Trust II files with the SEC-AXS Astoria Inflation Sensitive ETF
December 23, 2021-Investment Managers Series Trust II has filed a post-effective amendment, registration statement with the SEC for the AXS Astoria Inflation Sensitive ETF.
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Krane Shares Trust files with the SEC-KraneShares Global Carbon Transformation ETF
December 22, 2021--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares Global Carbon Transformation ETF.
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iShares Trust files with the SEC
December 22, 2021--iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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iShares U.S. ETF Trust files with the SEC
December 22, 2021--iShares U.S. ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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AdvisorShares Trust files with the SEC-AdvisorShares DRONELIFE ETF
December 22, 2021--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares DRONELIFE ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Volatility Premium ETF
December 22, 2021--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Volatility Premium ETF.
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Capitol Series Trust files with the SEC- Clockwise Capital Innovation ETF
December 22, 2021--Capitol Series Trust has filed a post-effective amendment, registration statement with the SEC for the Clockwise Capital Innovation ETF.
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Direxion Funds files with the SEC
December 22, 2021--Direxion Funds has filed a post-effective amendment, registration statement with the SEC.
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US Markets Seek New Listings as Chinese Companies Retreat
December 22, 2021--They are getting a closer look as Sino-US tensions threaten revenue for the New York Stock Exchange and Nasdaq stock market.
US stock exchanges are pursuing listings from companies in Southeast Asia and India to counteract a sudden slowdown in business from China, the Financial Times reported.
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Listed Funds Trust files with the SEC-7 Overlay Shares ETFs
December 22, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Overlay Shares Large Cap Equity ETF
Overlay Shares Small Cap Equity ETF
Overlay Shares Foreign Equity ETF
Overlay Shares Hedged Large Cap Equity ETF
Overlay Shares Core Bond ETF
Overlay Shares Short Term Bond ETF
Overlay Shares Municipal Bond ETF.
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The BAD Investment Company Launches Flagship ETF
December 22, 2021--The large cap fund is designed to offer exposure to companies operating in the betting, alcohol and drug (pharmaceutical) industries.
The BAD Investment Company is pleased to announce the launch of the BAD ETF (NYSE: BAD).
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