Exchange Listed Funds Trust files with the SEC-continued

September 1, 2021-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC.
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Source: SEC.gov


American ETP News
State Street says it has no plan to offload asset management arm
October 22, 2021--ETFs help fuel 26% surge in assets under management in 12 months to September 30
State Street has no plans to relinquish its asset management arm, executives said, as the company revealed exchange traded funds had buoyed a 26 per cent jump in assets under management in the year to September 30.
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wShares Bitcoin Commodity Trust files with the SEC
October 22, 2021--wShares Bitcoin Commodity Trust has filed an Amendment NO. 3 to Form S-1 registration statement with the SEC.
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Collaborative Investment Series Trust files with the SEC-Rareview Inflation/Deflation ETF
October 22, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Rareview Inflation/Deflation ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Buffered Allocation Defensive ETF
October 22, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Buffered Allocation Defensive ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Buffered Allocation Growth ETF
October 22, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Buffered Allocation Growth ETF.
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Exchange Traded Concepts Trust files with the SEC-Fount Metaverse ETF and Fount Subscription Economy ETF
October 22, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
Fount Metaverse ETF
Fount Subscription Economy ETF,
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Impact Shares Trust I files with the SEC-3 Impact Shares ETFs
October 22, 2021-Impact Shares Trust I has filed a post-effective amendment, registration statement with the SEC for the
Impact Shares NAACP Minority Empowerment ETF
Impact Shares YWCA Women's Empowerment ETF
Impact Shares Sustainable Development Goals Global Equity ETF.
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Northern Lights Fund Trust III files with the SEC-HCM Defender 100 Index ETF and HCM Defender 500 Index ETF
October 22, 2021-Northern Lights Fund Trust III has filed a post-effective amendment, registration statement with the SEC for the HCM Defender 100 Index ETF
HCM Defender 500 Index ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Equity Premium Income ETF
October 22, 2021-J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Equity Premium Income ETF.
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Exchange Traded Concepts Trust files with the SEC-Fount Metaverse ETF
October 22, 2021--Exchange Traded Concepts Trust Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fount Metaverse ETF.
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Exchange Traded Concepts Trust files with the SEC-Fount Subscription Economy ETF
October 22, 2021--Exchange Traded Concepts Trust Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fount Subscription Economy ETF.
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Impact Shares Trust I files with the SEC-Impact Shares YWCA Women's Empowerment ETF
October 22, 2021--Impact Shares Trust I has filed a Form 497K-Summary Prospectus with the SEC for the Impact Shares YWCA Women's Empowerment ETF.
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Impact Shares Trust I files with the SEC-Impact Shares NAACP Minority Empowerment ETF
October 22, 2021--Impact Shares Trust I has filed a Form 497K-Summary Prospectus with the SEC for the Impact Shares NAACP Minority Empowerment ETF.
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 21, 2021--Valkyrie ETF Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Valkyrie Bitcoin Strategy ETF.
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Financial Stability Oversight Council Identifies Climate Change as an Emerging and Increasing Threat to Financial Stability
October 21, 2021-In First Step, FSOC Releases Report and Recommendations on Climate-related Financial Risk
The Financial Stability Oversight Council (FSOC) has released a new report in response to President Biden's Executive Order 14030, Climate-related Financial Risk. For the first time, FSOC has identified climate change as an emerging and increasing threat to U.S. financial stability.
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New York Life Investments Expands Its Dual Impact Lineup With The Launch Of Three Thematic ETFs
October 21, 2021--New ETFs align with and support the individual missions of leading non-profit organizations -Girls Who Code, Oceana, and National Wildlife Federation
Dual Impact thematic funds are designed for investors who want to position their portfolios potential to do well while helping to have a positive impact on our environment, our society, and beyond
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Simplify Exchange Traded Funds files with the SEC-3 Simplify ETFs
October 21, 2021-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the
Simplify Emerging Markets Equity PLUS Downside Convexity ETF
Simplify US Small Cap PLUS Downside Convexity ETF
Simplify Developed Ex-US PLUS Downside Convexity ETF.
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Federal Reserve Beige Book-October 20, 2021
October 20, 2021--Overall Economic Activity
Economic activity grew at a modest to moderate rate, according to the majority of Federal Reserve Districts. Several Districts noted, however, that the pace of growth slowed this period, constrained by supply chain disruptions, labor shortages, and uncertainty around the Delta variant of COVID-19. A majority of Districts indicated positive growth in consumer spending; however, auto sales were widely reported as declining due to low inventory levels and rising prices.
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Valkyrie Secures Go-Ahead for Bitcoin Futures ETF
October 20, 2021--The crypto-native fund manager is the third sponsor of a bitcoin futures exchange-traded fund to clear all regulatory hurdles.
Valkyrie Investments's bitcoin futures exchange-traded fund (ETF) has won the blessing of the U.S. Securities and Exchange Commission.
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First Ever Real Estate Tech ETF Launched by ETF Managers Group (ETFMG)
October 20, 2021--HHH is the World's First ETF to Provide Exposure to the Technology Transforming the Global Real Estate Industry
ETF Managers Group LLC (ETFMG(R), a leading exchange-traded fund issuer, announced that the ETFMG Real Estate Tech ETF (NYSE Arca: HHH) will begin trading today on the New York Stock Exchange.
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Invesco Drops Pursuit of Bitcoin Futures ETF Filing Before Debut
October 19, 2021--Invesco Ltd. has dropped its pursuit of a futures-backed Bitcoin exchange-traded fund hours before the first such product is set to launch on a U.S. exchange.
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Strategy Shares files with the SEC-Strategy Shares Nasdaq 5HandlTM Index ETF
October 19, 2021-Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Nasdaq 5HandlTM Index ETF.
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First U.S. bitcoin futures ETF launches. Strategist behind it on what's next
October 19, 2021--The firm behind the first U.S. bitcoin futures-based exchange-traded fund has high hopes for its new product.
The ProShares Bitcoin Strategy ETF (BITO), which tracks bitcoin futures contracts, rose as much as 3% in its Tuesday debut.
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NYSE Arca Files Form 19b-4 to Convert Grayscale(R) Bitcoin Trust into an ETF
October 19, 2021--The filing reflects Grayscale's ongoing commitment to converting its entire family of digital currency investment products into ETFs
Grayscale Investments(R), the world's largest digital currency asset manager, announced today that NYSE Arca has filed Form 19b-4 with the Securities and Exchange Commission (SEC) to convert Grayscale's flagship product, Grayscale(R) Bitcoin Trust (OTCQX: GBTC), into a Bitcoin Spot ETF.
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Listed Funds Trust files with the SEC- Roundhill IO Digital Infrastructure ETF
October 19, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill IO Digital Infrastructure ETF.
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Pacer Funds Trust files with the SEC- Pacer Pacific Asset Floating Rate High Income ETF
October 19, 2021--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Pacer Pacific Asset Floating Rate High Income ETF.
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Women Investors Outperform Men: Fidelity
October 19, 2021--Fidelity says that women retail clients did better investing in the stock market than the firm’s male customers -yet few women feel confident about their investing prowess.
Female Fidelity customers outperformed males by 0.4%, the company found in an analysis of five million customers' accounts over the last decade.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco ESG NASDAQ 100 ETF and Invesco ESG NASDAQ Next Gen 100 ETF
-RN Volition America Patriot ETF October 19, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the
Invesco ESG NASDAQ 100 ETF
Invesco ESG NASDAQ Next Gen 100 ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
October 19, 2021--First Trust Exchange-Traded Fund IV has filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF.
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 19, 2021--Valkyrie ETF Trust II has filed a Form N-1A pre-effective amendment, registration statement with the SEC for the Valkyrie Bitcoin Strategy ETF.
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SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021
October 18, 2021--The Securities and Exchange Commission today published a Staff Report on Equity and Options Market Structure Conditions in Early 2021, which focuses on the January 2021 trading activity of GameStop Corp (GME), the most famous of the "meme stocks." Because the meme stock episode raised several questions about market structure, the staff report also provides an overview of the equity and options market structure for individual investors.
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iShares, Inc. files with the SEC
October 18, 2021-iShares, Inc. has filed a post-effective amendment, registration statement with the SEC.
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Alpha Architect ETF Trust files with the SEC-Return on Character ETF
October 18, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Return on Character ETF.
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 18, 2021--Valkyrie ETF Trust II has filed a Form N-1A pre-effective amendment, registration statement with the SEC for the Valkyrie Bitcoin Strategy ETF.
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ProShares to Launch the First U.S. Bitcoin-Linked ETF on October 19
October 18, 2021--BITO will offer access to bitcoin with the convenience, liquidity and tradability of an ETF
ProShares, a premiere provider of ETFs, plans to launch the first bitcoin-linked ETF in the United States (NYSE Ticker: BITO) tomorrow, October 19, 2021. BITO's launch will mark a milestone for ETFs.
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Simplify Exchange Traded Funds files with the SEC-Simplify Hedged Equity ETF
October 18, 2021--Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Hedged Equity ETF.
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Interactive Brokers launches crypto trading in US for four tokens
October 18, 2021--U.S.-based financial advisers with Interactive Brokers are now able to recommend cryptocurrency investments to their clients.
Brokerage firm Interactive Brokers Group is allowing investment advisers registered with the company to trade four cryptocurrencies.
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Bond bankers and investors cry foul over rule change
October 16, 2021--SEC stands firm in applying disclosure regulation to fixed-income trading
After US regulators finalised an amendment to a 50-year-old rule designed to limit fraud in penny stocks, lawyer Bruce Newman at WilmerHale did what lawyers do and went through it with a fine tooth comb.
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Kelly Strategic ETF Trust files with the SEC-7 ETFs
October 15, 2021-Kelly Strategic ETF has filed a pre-effective amendment, registration statement with the SEC for
Strategic E-Commerce & Logistics Sector ETF
Strategic Fintech & Digital Payments Sector ETF
Strategic Internet of Things Technology ETF
Strategic Hotel & Lodging Sector ETF
Strategic Residential & Apartment Real Estate ETF
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DoubleLine ETF Trust files with the SEC-ActiveSharesSM ETFs
October 15, 2021--DoubleLine ETF Trust has filed an application for exemptive relief with the SEC-ActiveSharesSM ETFs .
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ETF Series Solutions files with the SEC
October 15, 2021--ETF Series Solutions and Aptus Capital Advisors. LLC has filed an application for exemptive relief with the SEC.
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ProShares Trust files with the SEC-ProShares Bitcoin Strategy ETF
October 15, 2021-ProShares Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares Bitcoin Strategy ETF.
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ETF Managers Trust files with the SEC-ETFMG Real Estate Tech ETF
October 15, 2021-ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Real Estate Tech ETF.
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WisdomTree Trust files with the SEC-WisdomTree Enhanced Commodity Strategy Fund
October 15, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Enhanced Commodity Strategy Fund.
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The SEC is poised to allow the first bitcoin futures ETFs to begin trading, source says
October 17, 2021--The Securities and Exchange Commission is set to allow the first U.S. bitcoin futures exchange-traded funds to start trading.
A person familiar with the SEC's deliberations told CNBC the regulator isn’t likely to block ETF proposals by ProShares and Invesco, which are based on futures contracts.
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 15, 2021--Valkyrie ETF Trust II has filed a Form N-1A pre-effective amendment, registration statement with the SEC for the Valkyrie Bitcoin Strategy ETF.
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Smart beta holds its own despite popularity of thematic ETFs
October 15, 2021--Factor-based ETFs' US market share has remained at nearly 20% despite heavy marketing of some other strategies
Thematic strategies have become darlings of the ETF industry, with managers pumping out products that seek to combine outperforming stocks and a story that investors can easily understand.
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RBB Fund, Inc. files with the SEC
October 15, 2021--RBB Fund, Inc. has filed a post-effective amendment, registration statement with the SEC.
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Listed Funds Trust II files with the SEC-RN Volition America Patriot ETF
October 15, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the RN Volition America Patriot ETF.
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 15, 2021-Valkyrie ETF Trust II has filed a pre-effective amendment, registration statement with the SEC for the Valkyrie Bitcoin Strategy ETF.
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BlackRock Launches iShares USD Bond Factor ETF (USBF)
October 14, 2021---BlackRock today announced that the iShares USD Bond Factor ETF (NASDAQ: USBF) began trading. The ETF offers investors a chance to outperform the broader U.S. fixed income market by selecting bonds based on macro and quality and value style factor insights. USBF, which seeks to track the BlackRock USD Bond Factor Index, has an expense ratio of 0.18%, or $1.80 for every $1,000 invested-lower than 86% of mutual funds and ETFs in the Morningstar Core Bond category.1
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First Trust Launches the First Trust Multi-Manager Small Cap Opportunities ETF
October 14, 2021--An actively managed ETF that relies on diversified expertise from multiple asset management firms
First Trust Advisors L.P. ("First Trust"), a leading exchange-traded fund ("ETF") provider and asset manager, announced today that it has launched a new actively managed ETF, the First Trust Multi-Manager Small Cap Opportunities ETF (NYSE Arca: MMSC) (the "fund").
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Bitwise Bitcoin ETP Trust files with the SEC
October 14, 2021--Bitwise Bitcoin ETP Trust has filed a Form S-1 registration statement with the SEC.
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Tidal ETF Trust files with the SEC-RPAR Ultra Risk Parity ETF
October 14, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the RPAR Ultra Risk Parity ETF.
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Series Portfolios Trust files with the SEC-InfraCap Equity Income Fund ETF
October 14, 2021-Series Portfolios Trust has filed a post-effective amendment, registration statement with the SEC for the InfraCap Equity Income Fund ETF.
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Coinbase calls for new regulator and framework for the crypto sector
October 14, 2021--Coinbase is calling for vast changes in how the crypto sector is regulated. On Thursday the company released a digital asset proposal in which its Chief Policy Officer Faryar Shirzad called for cryptocurrencies and other digital assets to be regulated under a separate legal framework by a single federal agency.
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IndexIQ ETF Trust files with the SEC-IQ Engender Equality ETF
October 14, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Engender Equality ETF.
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IndexIQ ETF Trust files with the SEC-IQ Cleaner Transport ETF
October 14, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Cleaner Transport ETF.
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IndexIQ ETF Trust files with the SEC-IQ Clean Oceans ETF
October 14, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Clean Oceans ETF.
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iShares Trust files with the SEC-iShares India 50 ETF
October 13, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares India 50 ETF.
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iShares Trust files with the SEC-iShares USD Bond Factor ETF
October 13, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares USD Bond Factor ETF.
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US Department of Labor proposes rule to remove barriers to considering environmental, social, governance factors in plan management
October 13, 2021--Protecting security of families, businesses, workers from climate-related financial risks
The U.S. Department of Labor today announced a proposed rule that would remove barriers to plan fiduciaries' ability to consider climate change and other environmental, social and governance factors when they select investments and exercise shareholder rights.
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SEC Modernizes Filing Fee Disclosure and Payment Methods
October 13, 2021--Amendments Will Help Automate Filing Fee Calculation and Validation, Update Fee Payment Options
The Securities and Exchange Commission today adopted amendments to modernize filing fee disclosure and payment methods. Operating companies and investment companies (funds) pay filing fees when engaging in certain transactions, including registered securities offerings, tender offers, and mergers and acquisitions.
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Alpha Architect ETF Trust files with the SEC-ARK 21Shares Bitcoin Futures Strategy ETF
October 13, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ARK 21Shares Bitcoin Futures Strategy ETF.
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Series Portfolios Trust files with the SEC-Subversive Cannabis ETF and Subversive Metaverse ETF
October 13, 2021-Series Portfolios Trust has filed a post-effective amendment, registration statement with the SEC for the
Subversive Cannabis ETF
Subversive Metaverse ETF.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-January
October 13, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF-January
October 13, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF-January
October 13, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETF-January
October 13, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF -January.
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SEC's 'complex' ETP probe could impact crypto ETFs
October 13, 2021--Investors are increasingly finding ways to access bitcoin outside the regulator's remit, lawyers and analysts warn
The Securities and Exchange Commission's indication that it is going to look more closely at how it regulates complex exchange traded products has implications for future bitcoin ETF rules, say attorneys and analysts.
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Trust for Professional Managers files with the SEC-Convergence Long/Short Equity ETF
October 13, 2021-Trust for Professional Managers has filed a post-effective amendment, registration statement with the SEC for the Convergence Long/Short Equity ETF.
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American Century ETF Trust files with the SEC-Avantis U.S. Small Cap Equity ETF
October 13, 2021-American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Avantis U.S. Small Cap Equity ETF.
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BlackRock's revenues hit record high but assets stall shy of $10tn
October 13, 2021--Chief executive says assets under management held back by strong dollar
Overall assets under management at BlackRock tallied $9.46tn at the end of September, up 21 per cent on the year, but down slightly from $9.49tn
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Valkyrie ETF Trust II files with the SEC-Valkyrie Bitcoin Strategy ETF
October 13, 2021--Valkyrie ETF Trust II has filed a pre-effective Amendment No. 1 to Form N-1A Registration Statement with the SEC for the Valkyrie Bitcoin Strategy ETF.
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Coinbase Follows FTX.US Into NFT Trading
October 12, 2021--The exchange's marketplace will support Ethereum-based NFTs and comes a day after the release of an NFT marketplace from rival exchange FTX.US.
Coinbase is joining the non-fungible token (NFT) arms race.
The U.S. crypto exchange is launching "Coinbase NFT," a marketplace that will allow its users to buy and sell Ethereum-based digital collectibles, the company announced Tuesday.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco Senior Loan ETF
October 12, 2021--Invesco Exchange-Traded Fund Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Invesco Senior Loan ETF.
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Advisors Series Trust files with the SEC-Logan Capital Large Cap Growth Fund
October 12, 2021--Advisors Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the Logan Capital Large Cap Growth Fund.
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ETF Opportunities Trust files with the SEC-Alpha Dog ETF
October 12, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the Alpha Dog ETF.
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IndexIQ ETF Trust files with the SEC-IQ Cleaner Transport ETF
October 12, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for theIQ Cleaner Transport ETF.
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IndexIQ ETF Trust files with the SEC-IQ Clean Oceans ETF
October12, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Clean Oceans ETF.
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BlackRock U.S. bond ETFs hit by large capital outflows as industry booms
October 11, 2021--Similar products held by rivals such as Vanguard have attracted big inflows
BlackRock has been hit by large outflows from some of its best-known U.S. exchange-traded funds this year, even as the industry has posted near-record net inflows of $ 161 billion since the start of the year.
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SEC throws sop to US investors with bitcoin 'lite' equity ETFs
October 9, 2021-Latest regulatory approval and fund launches still leave direct investment in crypto via ETFs off limits in the US
Two bitcoin "lite" equity ETFs have begun trading in the US and a third has been approved by the Securities and Exchange Commission as the regulator throws out a sop to investors calling for a bona fide bitcoin ETF.
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ETF Opportunities Trust files with the SEC-UBC Algorithmic Fundamentals ETF
October 8, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the UBC Algorithmic Fundamentals ETF.
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Exchange Traded Concepts Trust files with the SEC-INQQ The India Internet & Ecommerce ETF
October 8, 2021-Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the INQQ The India Internet & Ecommerce ETF.
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ETF Series Solutions files with the SEC-The Acquirers Fund
October 8, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the The Acquirers Fund.
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ETF Series Solutions files with the SEC-BlockFi Bitcoin Strategy ETF
October 8, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the BlockFi Bitcoin Strategy ETF.
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ETF Opportunities Trust files with the SEC-Cultivar ETF
October 8, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the Cultivar ETF.
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IndexIQ ETF Trust files with the SEC-IQ Engender Equality ETF
October 8, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the IQ Engender Equality ETF.
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Shares for the Cure: Simplify Introduces Health Care ETF Benefiting Susan G. Komen
October 8, 2021--The Simplify Health Care ETF, trading under the symbol PINK, will donate all net profits from managing the fund on an annual basis to Susan G. Komen, the world's leading breast cancer organization -New ETF is actively managed by renowned hedge fund manager Michael Taylor, who brings more than two decades of healthcare and biotech investing experience
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CBO-Monthly Budget Review: September 2021
October 8, 2021--Summary
The federal budget deficit was $2.8 trillion in fiscal year 2021, the Congressional Budget Office estimates-$362 billion less than the deficit recorded in fiscal year 2020. Although outlays rose by an estimated $265 billion (or 4 percent), revenues rose more-by an estimated $627 billion (or 18 percent).
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Citadel-Backed Exchange That Shook Up Treasuries Takes On Crypto
October 7, 2021--A Chicago-based exchange backed by some of the top names in trading has added cryptocurrency-related futures to its product list.
The Small Exchange, which counts Citadel Securities, Jump Capital, Interactive Brokers Group Inc. and Peak6 Investments among its investors, has already made its mark with smaller-sized contracts on stocks, Treasuries and precious metals.
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Fidelity(R) Grows Thematic Fund Lineup With Launch of Four New ETFs
October 7, 2021--New Thematic ETFs Track Fidelity Indices, Developed by Quantitative Research and Investment Division
Fidelity Expands Market Insights Podcast Series with New Quantitative Research Insights
Fidelity Investments(R) today announced the launch of four new thematic exchange-traded funds (ETFs)-Fidelity Clean Energy ETF (FRNW), Fidelity Cloud Computing ETF (FCLD), Fidelity Digital Health ETF (FDHT), and Fidelity Electric Vehicles and Future Transportation ETF (FDRV).
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Multi-Manager Small Cap Opportunities ETF
October 7, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Multi-Manager Small Cap Opportunities ETF.
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KraneShares Launches China Innovation ETF Targeting Growth Sectors and Private Companies
October 7, 2021--Krane Funds Advisors, LLC ("KraneShares"), a global asset manager known for its China-focused exchange-traded funds (ETFs) and innovative China investment strategies, today announced the launch of the KraneShares China Innovation ETF (Ticker: KGRO).
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VanEck Continues to Enhance Its Lineup of Sustainability-Focused Offerings With the Launch of the VanEck Morningstar ESG MOAT ETF (MOTE)
October 7, 2021--Leverages Morningsta's forward-looking Sustainalytics ESG risk analysis to isolate attractively priced "wide moat" stocks screened for ESG risks.
--VanEck today announced the launch of the VanEck Morningstar ESG Moat ETF (CBOE: MOTE), the newest addition to the firm's lineup of moat investing ETFs as well as to VanEck's growing lineup of sustainability-focused investment solutions.
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Invesco Launches Digital Assets and Blockchain Thematic Equity ETFs in the U.S.
October 7, 2021--Passive ETFs track unique Alerian Galaxy Global Indexes that combine exposure to cryptocurrency and blockchain equities with an allocation to an investment vehicle that directly holds digital assets.
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WisdomTree Launches Target Range Fund (GTR)
October 7, 2021--Investment strategy seeking to balance risk and reward and address investor concerns over market volatility
WisdomTree Investments, Inc. (NASDAQ: WETF), an exchange-traded fund ("ETF") and exchange-traded product ("ETP") sponsor and asset manager, announced today the launch of the WisdomTree Target Range Fund (GTR) on NASDAQ with an expense ratio of 0.70%.
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Innovator ETFs Trust files with the SEC-Innovator S&P Investment Grade Preferred ETF
October 7, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator S&P Investment Grade Preferred ETF.
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Innovator ETFs Trust files with the SEC- Innovator Laddered Fund of U.S. Equity Power Buffer ETFs
October 7, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Laddered Fund of U.S. Equity Power Buffer ETFs.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco Alerian Galaxy Crypto Economy ETF
October 6, 2021--Invesco Exchange-Traded Fund Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Invesco Alerian Galaxy Crypto Economy ETF.
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ETF Managers Group (ETFMG(R)) Expands Cannabis and Leveraged Suites of ETFs with MJIN
October 6, 2021--Now offering -2x exposure to global cannabis with MJIN, from the issuer who brought investors the first U.S. and world's largest cannabis ETF (NYSE Arca: MJ).
Leading thematic ETF issuer, ETF Managers Group LLC (ETFMG(R)), announced today that the ETFMG 2x Daily Inverse Alternative Harvest ETF (NYSE Arca: MJIN) will begin trading on the New York Stock Exchange.
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DBX ETF Trust files with the SEC-Xtrackers Risk Managed USD High Yield ETF
October 6, 2021-DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Xtrackers Risk Managed USD High Yield ETF.
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US regulator warns leveraged ETPs pose systemic risk to markets
October 6, 2021--SEC seeks crackdown on complex vehicles after retail investors hit by stinging losses
A top US regulator has warned that leveraged exchange traded products present a risk to the stability of financial markets and called for tighter rules to be applied to these complex vehicles.
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One River Carbon Neutral Bitcoin Trust files with the SEC
October 6, 2021--One River Carbon Neutral Bitcoin Trust has filed an Amendment No.1 to Form S-1 Registration Statement with the SEC.
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VanEck ETF Trust files with the SEC-VanEck Digital India ETF
October 6, 2021-VanEck ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Digital India ETF.
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WisdomTree Trust files with the SEC-WisdomTree Target Range Fund
October 6, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Target Range Fund.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETF
October 6, 2021--Invesco Exchange-Traded Fund Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETF.
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KraneShares Expands Carbon Market Offering with Launch of European and California Carbon ETFs: KEUA and KCCA
October 5, 2021--October 5, 2021--Krane Funds Advisors, LLC, ("KraneShares"), an asset management firm known for its global exchange-traded funds (ETFs) and innovative investment strategies, is pleased to announce the expansion of its carbon market offering with the launch of the KraneShares European Carbon Allowance ETF (KEUA) and the KraneShares California Carbon Allowance ETF (KCCA).
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Motley Fool ramps up ETFs focus with $1bn conversions plan
October 5, 2021--Motley Fool's asset management affiliates plan to jump into the wave of investment trust-to-ETF conversions as part of a business review.
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Trust for Professional Managers files with the SEC-Convergence Long/Short Equity Fund
October 5, 2021-Trust for Professional Managers has filed a post-effective amendment, registration statement with the SEC for the Convergence Long/Short Equity Fund.
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Victory Portfolios II files with the SEC- VictoryShares ESG Corporate Bond ETF
October 4, 2021--Victory Portfolios II has filed a Form 497K-Summary Prospectus with the SEC for the VictoryShares ESG Corporate Bond ETF.
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Victory Portfolios II files with the SEC-VictoryShares THB Mid Cap ESG ETF
October 4, 2021--Victory Portfolios II has filed a Form 497K-Summary Prospectus with the SEC for the VictoryShares THB Mid Cap ESG ETF.
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Rising Rates ETF "RISR" Unveiled by FolioBeyond and Tidal ETF Services
October 4, 2021--FolioBeyond, in collaboration with Tidal ETF Services, announces the launch of the Folio Beyond Rising Rates ETF (ticker: RISR), the Fund seeks to provide current income in a stable rate environment and protect against rising interest rates. We believe both institutions and retail investors can utilize RISR as a unique hedge against rising interest rates in what is a potentially increasing inflationary economic environment that ultimately must be dealt with by every investor.
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Up to a quarter of US equity ETF revenues derived from China
October 4, 2021--Bank of America analysis shows how difficult it is to avoid fallout from Beijing's crackdown
Up to a quarter of the revenues generated by the constituent companies of exchange traded funds focused on US stocks are derived from sales to China, according to research by Bank of America.
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DoubleLine ETF Trust files with the SEC-DoubleLine Opportunistic Bond ETF and DoubleLine Shiller CAPE U.S. Equities ETF
October 4, 2021--DoubleLine ETF Trust has filed a Form N-1A registration statement with the SEC for the
DoubleLine Opportunistic Bond ETF
DoubleLine Shiller CAPE U.S. Equities ETF.
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Kelly Strategic Management, LLC files with the SEC
October 4, 2021--Kelly Strategic Management, LLC has filed an Application for exemptive relief with the SEC.
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Collaborative Investment Series Trust files with the SEC-Mohr Growth ETF
October 4, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Mohr Growth ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Health Care ETF
October 4, 2021-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Health Care ETF.
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iShares Trust files with the SEC-iShares USD Bond Factor ETF
October 4, 2021- iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares USD Bond Factor ETF.
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Victory Portfolios II files with the SEC-VictoryShares ESG Core Plus Bond ETF
October 4, 2021--Victory Portfolios II has filed a Form 497K-Summary Prospectus with the SEC for the VictoryShares ESG Core Plus Bond ETF.
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SEC rolls decisions on four bitcoin ETF applications to end of 2021
October 3, 2021--The Securities and Exchange Commission (SEC) punted on four bitcoin exchange-traded fund (ETF) applications today, shifting deadlines into late November and December.
Issuers Global X, Valkyrie, WisdomTree and Kryptoin all received extension on their proposals today.
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WisdomTree Trust files with the SEC-WisdomTree Target Range Fund
October 1, 2021-WisdomTree Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Target Range Fund.
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iShares Trust files with the SEC-iShares Paris-Aligned Climate MSCI USA ETF
October 1, 2021-iShares Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the iShares Paris-Aligned Climate MSCI USA ETF.
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Advisors' Inner Circle Fund III files with the SEC-Rayliant Quantitative Developed Market Equity ETF and Rayliant Quantamental Emerging Market Equity ETF
October 1, 2021-Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the
Rayliant Quantitative Developed Market Equity ETF
Rayliant Quantamental Emerging Market Equity ETF.
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Investors fled Cathie Wood's flagship fund in the 3rd quarter faster than any other on record
October 1, 2021--Investors poured out of Cathie Wood's flagship innovation ETF at the fastest quarterly pace on record, according to a new Bloomberg report.

The ARK Innovation ETF, also called ARKK, saw $1.97 billion in outflows in the third quarter, marking the steepest-ever move out of the fund since its 2014 launch.
The turbulent quarter for ARKK adds to a tough year for the popular tech-focused ETF.

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IndexIQ ETF Trust files with the SEC-3 IQ ETFs
October 1, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
IQ U.S. Mid Cap R&D Leaders ETF
IQ U.S. Large Cap R&D Leaders ETF
IQ Global Equity R&D Leaders ETF.
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2nd Vote Funds files with the SEC-2VA American Freedoms ETF
October 1, 2021-2nd Vote Funds has filed a post-effective amendment, registration statement with the SEC for the 2VA American Freedoms ETF
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Volt ETF Trust files with the SEC-Volt Crypto Industry Revolution and Tech ETF
October 1, 2021-Volt ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Volt Crypto Industry Revolution and Tech ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETF and Invesco Alerian Galaxy Crypto Economy ETF
October 1, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the
Invesco Alerian Galaxy Blockchain Users and Decentralized Commerce ETF
Invesco Alerian Galaxy Crypto Economy ETF.
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VanEck ETF Trust files with the SEC-VanEck Morningstar ESG Moat ETF
October 1, 2021-VanEck ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Morningstar ESG Moat ETF.
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Collaborative Investment Series Trust files with the SEC-Goose Hollow Tactical Allocation ETF
October 1, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Goose Hollow Tactical Allocation ETF.
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Dimensional ETF Trust files with the SEC
October 1, 2021-Dimensional ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Dimensional ETF Trust files with the SEC-Dimensional International Value ETF and Dimensional World ex U.S. Core Equity 2 ETF
October 1, 2021-Dimensional ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Dimensional International Value ETF
Dimensional World ex U.S. Core Equity 2 ETF.
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WisdomTree Trust files with the SEC-WisdomTree Battery Value Chain and Innovation Fund
October 1, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Battery Value Chain and Innovation Fund.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Small Cap Power Buffer ETF-October and Innovator Growth-100 Power Buffer ETF-October
October 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator U.S. Small Cap Power Buffer ETF- October
Innovator Growth-100 Power Buffer ETF-October.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan Active Value ETF
October 1, 2021-J.P. Morgan Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the JPMorgan Active Value ETF.
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Innovator ETFs Trust files with the SEC- 3 Innovator U.S. Equity ETFs
October 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator U.S. Equity Buffer ETFTM-October
Innovator U.S. Equity Power Buffer ETFTN-October
Innovator U.S. Equity Ultra Buffer ETFTN-October.
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Innovator ETFs Trust files with the SEC- Innovator Growth Accelerated Plus ETF-October
October 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF -October
October 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF- October.
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Innovator Completes International Equity Power Buffer ETFTM Suite and Adds to Accelerated ETFsTM Lineup with Listing of New October Defined Outcome ETFsTM
October 1, 202--"IOCT"- Innovator International Developed Power Buffer ETFTM- October: seeks to offer upside exposure to foreign developed markets stocks, via EFA, up to a cap, with a buffer against the first 15% of loss in EFA over annual outcome period
"EOCT"- Innovator Emerging Markets Power Buffer ETFTM- October: seeks to offer upside exposure to emerging markets stocks, via EEM, up to a cap, with a buffer against the first 15% of loss in EEM over annual outcome period
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF -October
October 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF -October.
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BlackRock ETF Trust files with the SEC-BlackRock U.S. Equity Factor Rotation ETF
October 1, 2021--BlackRock ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the BlackRock U.S. Equity Factor Rotation ETF.
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Northern Lights Fund Trust IV files with the SEC- Main Thematic Innovation ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Main Thematic Innovation ETF.
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Northern Lights Fund Trust IV files with the SEC- Main Sector Rotation ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Main Sector Rotation ETF.
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Northern Lights Fund Trust IV files with the SEC-FormulaFolios Tactical Income ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the FormulaFolios Tactical Income ETF.
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Northern Lights Fund Trust IV files with the SEC-FormulaFolios Tactical Growth ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the FormulaFolios Tactical Growth ETF.
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Northern Lights Fund Trust IV files with the SEC-Formula Folios Hedged Growth ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Formula Folios Hedged Growth ETF.
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Northern Lights Fund Trust IV files with the SEC-FormulaFolios Smart Growth ETF
October 1, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the FormulaFolios Smart Growth ETF.
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Innovator Announces New Upside Caps for October and Quarterly Defined Outcome ETFsTM
October 1, 2021--New upside caps for October Series of Domestic Equity Buffer ETFsTM: Power Buffer ETFsTM on QQQ (NOCT) and U.S. Small Caps (KOCT), as well as the flagship Innovator U.S. Equity Buffer ETFsTM-BOCT, POCT, UOCT- that seek to provide SPY exposure up to a cap, with downside buffer levels of 9%, 15% or 30% over one-year Outcome Period through 9.30.2022.
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AllianzIM Launches New Buffered Outcome ETF With 6-Month Outcome Period
October 1, 2021--ETF offers new entry point and potential for enhanced risk mitigation amid market uncertainty
Allianz Investment Management LLC (AllianzIM), a wholly owned subsidiary of Allianz Life Insurance Company of North America (Allianz Life(R)), today launched a new buffered outcome ETF with a six-month outcome period: the AllianzIM U.S. Large Cap 6 Month Buffer10 Apr/Oct ETF (NYSE: SIXO).
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Pacer ETFs Expands Structured Outcome Strategy ETFs With October Series
October 1, 2021--Firm makes final additions to the in-demand series with new buffers and caps
Pacer ETFs ("Pacer"), an ETF provider that offers strategy-driven, rules-based ETFs, announces the next addition to the Pacer Swan SOS ETF family with its October series. The launch includes: Pacer Swan SOS Conservative (October) ETF (PSCQ), Pacer Swan SOS Moderate (October) ETF (PSMO) and Pacer Swan SOS Flex (October) ETF (PSFO).
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Capitol Series Trust files with the SEC-Clockwise Capital Innovation ETF
October 1, 2021-Capitol Series Trust files with the SEC has filed a post-effective amendment, registration statement with the SEC for the Clockwise Capital Innovation ETF.
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Direxion Launches New Daily 2X Leveraged ETF
Septemeber 30, 2021--First ETF to Provide 200% Exposure to FANG, and FANG-like, Stocks
Direxion launched the Direxion Daily Select Large Caps & FANGs Bull 2X Shares (Ticker: FNGG). The Fund seeks to achieve 200% of the daily performance of the ICE FANG 20 Index.
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Avantis Investors Launches Value And Real Estate ETFs
September 30, 2021--As it celebrates its second anniversary, Avantis Investors(R), a $7 billion* investment offering from global asset manager American Century Investments(R), today announced the expansion of its investment capabilities with the launch of four new exchange traded funds (ETFs): Avantis(R) Emerging Markets Value ETF (AVES); Avantis(R) International Large Cap Value ETF (AVIV); Avantis(R) U.S. Large Cap Value ETF (AVLV); and Avantis(R) Real Estate ETF (AVRE).
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ProShares Trust II files with the SEC
September 30, 2021--ProShares Trust II has filed a Pre-effective Amendment No. 1 to Form S-1 Registration Statement with the SEC.
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ProShares Launches Three New Thematic ETFs Focused on Business Innovations
September 30, 2021--ProShares, a premier provider of ETFs, today announced the launch of three new thematic ETFs: ProShares S&P Kensho Smart Factories ETF (Ticker: MAKX), ProShares Big Data Refiners ETF (Ticker: DAT) and ProShares S&P Kensho Cleantech ETF (Ticker: CTEX).
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Advisors Series Trust files with the SEC- VegTech Environmental Impact and Plant-based Innovation ETF
September 30, 2021-Advisors Series Trust has filed a post-effective amendment, registration statement with the SEC for the VegTech Environmental Impact and Plant-based Innovation ETF.
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Managed Portfolio Series files with the SEC-V-Shares US Diversity ETF
September 30, 2021-Managed Portfolio Series has filed a post-effective amendment, registration statement with the SEC for the V-Shares US Diversity ETF.
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Northern Lights Fund Trust III files with the SEC-FPA Global Equity ETF
September 30, 2021-Northern Lights Fund Trust III has filed a post-effective amendment, registration statement with the SEC for the FPA Global Equity ETF.
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Fidelity Covington Trust files with the SEC-4 ETFs
September 30, 2021-Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the
Fidelity Clean Energy ETF
Fidelity Cloud Computing ETF
Fidelity Digital Health ETF
Fidelity Electric Vehicles and Future Transportation ETF.
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AltShares Trust files with the SEC-AltShares Merger Arbitrage ETF
September 30, 2021-AltShares Trust has filed a post-effective amendment, registration statement with the SEC for the AltShares Merger Arbitrage ETF.
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AltShares Trust files with the SEC- AltShares Merger Arbitrage ETF
September 30, 2021--AltShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the AltShares Merger Arbitrage ETF.
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Northern Lights Fund Trust IV files with the SEC-Sterling Capital Focus Equity ETF
September 30, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Sterling Capital Focus Equity ETF.
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ETF Series Solutions files with the SEC-ClearShares Piton Intermediate Fixed Income ETF
September 30, 2021--ETF Series Solutions has filed a Form 497K-Summary Prospectus with the SEC for the ClearShares Piton Intermediate Fixed Income ETF.
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ETF Series Solutions files with the SEC-ClearShares OCIO ETF
September 30, 2021--ETF Series Solutions has filed a Form 497K-Summary Prospectus with the SEC for the ClearShares OCIO ETF.
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ETF Series Solutions files with the SEC-ClearShares Ultra-Short Maturity ETF
September 30, 2021--ETF Series Solutions has filed a Form 497K-Summary Prospectus with the SEC for the ClearShares Ultra-Short Maturity ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan U.S. Momentum Factor ETF
September 30, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan U.S. Momentum Factor ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan U.S. Dividend ETF
September 30, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan U.S. Dividend ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan U.S. Value Factor ETF
September 30, 2021--J.P. Morgan Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the JPMorgan U.S. Value Factor ETF.
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Krane Shares Trust files with the SEC-KraneShares China Innovation ETF
September 30, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares China Innovation ETF.
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Federal Reserve Bank of NY-Climate Stress Testing
September 30, 2021--Climate change could impose systemic risks upon the financial sector, either via disruptions in economic activity resulting from the physical impacts of climate change or changes in policies as the economy transitions to a less carbon-intensive environment. We develop a stress testing procedure to test the resilience of financial institutions to climate-related risks.
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CBO-Federal Debt and the Statutory Limit, September 2021
September 29, 2021-Summary
The debt limit-commonly called the debt ceiling-is the maximum amount of debt that the Department of the Treasury can issue to the public or to other federal agencies. The amount is set by law and has been increased over the years to finance the government's operations.
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Day Hagan Debuts 2nd ETF
September 29, 2021--Day Hagan Asset Management is rolling out a complementary fund to its $299 million Day Hagan/Ned Davis Research Smart Sector ETF (SSUS), which launched in January 2020.
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T. Rowe Expands ETF Business With Actively Managed Bond Funds
September 29, 2021--T. Rowe Price Group Inc., the $1.68 trillion money manager that started its first exchange traded fund last year, added three actively managed bond funds to its lineup.
The offerings expand the firm's ETF roster to eight funds, Baltimore-based T. Rowe said in a statement issued Wednesday.
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Alpha Architect ETF Trust files with the SEC-The Gen Z ETF
September 29, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the The Gen Z ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson B-BBB CLO ETF
September 29, 2021--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC for the Janus Henderson B-BBB CLO ETF.
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Listed Funds Trust files with the SEC-Grizzle Growth ETF
September 29, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Grizzle Growth ETF.
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Krane Shares Trust files with the SEC-KraneShares China Innovation ETF
September 29, 2021--Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the KraneShares China Innovation ETF.
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EMQQ Founder Kevin T. Carter Debuts New ETF: The Next Frontier Internet and Ecommerce ETF (FMQQ)
September 28, 2021--Fund offers investors access to the companies leading the fast-growing ecommerce and internet sector in Emerging and Frontier markets of Asia, Africa, Latin America, and Eastern Europe; excludes China
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Nuveen Launches Two New ETFs, Bolstering Both Actively-Managed and Index-Tracking Line Up
September 28, 2021--The firm adds to the existing suite of 16 unique funds and reduces expense ratios for 9 funds
Nuveen today launched the following two new ETFs, building on the firm's proud history of helping investors build better financial futures:
The Nuveen Growth Opportunities ETF (NYSE:NUGO) is actively managed by Karen Hiatt, CFA, and will seek to outperform the Russell 1000 Growth Index by investing in 40-65 high conviction securities, making up approximately 10% of the broader index.
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Fidelity Broadens Fractional-Share Feature to Financial Advisers
September 28, 2021--Fidelity Investments, one of the world's biggest money managers, will allow financial advisers to buy fractional shares of stocks and exchange-traded funds, a year after offering the feature to individual investors.
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State Street Global Advisors Expands Fixed Income ETF Offering with Debut of SPDR(R) Loomis Sayles Opportunistic Bond ETF
September 28, 2021--Actively managed ETF invests across the credit universe and maturity curve seeking to diversify sources of income and maximize risk-adjusted total return potential
State Street Global Advisors, the asset management business of State Street Corporation (NYSE: STT), today announced the launch of the SPDR Loomis Sayles Opportunistic Bond ETF (OBND).
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Simplify Asset Management Launches the Simplify Risk Parity Treasury ETF (TYA)
September 28, 2021--New ETF is designed to provide investors with capital-efficient duration exposure while simultaneously seeking to amplify yield curve efficiencies in the middle of the curve
-Simplify Asset Management ("Simplify"), an innovative provider of options-based Exchange Traded Funds ("ETFs"), today announced the launch of its newest ETF: the Simplify Risk Parity Treasury ETF (TYA).
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Tidal ETF Trust files with the SEC- Elevate Shares 2X Daily Blockchain ETF and Elevate Shares Inverse Daily Blockchain ETF
September 28, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Elevate Shares 2X Daily Blockchain ETF
Elevate Shares Inverse Daily Blockchain ETF.
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VanEck ETF Trust files with the SEC-VanEck Vectors ChinaAMC SME-ChiNext ETF
September 28, 2021-VanEck ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors ChinaAMC SME-ChiNext ETF.
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Victory Portfolios II files with the SEC-3 VictoryShares ETFs
September 28, 2021-Victory Portfolios II has filed a post-effective amendment, registration statement with the SEC for the VictoryShares ESG Corporate Bond ETF
VictoryShares ESG Core Plus Bond ETF
VictoryShares THB Mid Cap ESG ETF.
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Collaborative Investment Series Trust files with the SEC-4 Trend ETFs
Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Trend Aggregation U.S. ETF
Trend Aggregation ESG ETF
The Active Dividend Stock ETF
Trend Aggregation Growth ETF.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-October
September 27, 2021-RBB Fund, Inc. has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF- October.
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Krane Shares Trust files with the SEC- KraneShares European Carbon Allowance ETF
September 28, 2021--Krane Shares Trust has filed a Form 497K-Summary Prospectus with the SEC for the KraneShares European Carbon Allowance ETF.
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ProShares Trust files with the SEC-ProShares Hedge Replication ETF
September 28, 2021--ProShares has filed a Form 497K-Summary Prospectus with the SEC for the ProShares Hedge Replication ETF.
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ProShares Trust files with the SEC-ProShares Merger ETF
September 28, 2021--ProShares has filed a Form 497K-Summary Prospectus with the SEC for the ProShares Merger ETF.
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ProShares Trust files with the SEC-ProShares Inflation Expectiations ETF
September 28, 2021--ProShares has filed a Form 497K-Summary Prospectus with the SEC for the ProShares Inflation Expectiations ETF.
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ProShares Trust files with the SEC- ProShares Russell 2000 Dividend Growers ETF.
September 28, 2021--ProShares has filed a Form 497K-Summary Prospectus with the SEC for the ProShares Russell 2000 Dividend Growers ETF.
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Northern Lights Fund Trust IV files with the SEC-Sterling Capital Focus Equity ETF
September 27, 2021-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sterling Capital Focus Equity ETF.
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ProShares Trust files with the SEC
September 27, 2021-ProShares Trust has filed a post-effective amendment, registration statement with the SEC
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SSGA Active Trust files with the SEC-SPDR Loomis Sayles Opportunistic Bond ETF
September 27, 2021-SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Loomis Sayles Opportunistic Bond ETF.
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abrdn ETFs files with the SEC-abrdn Bloomberg All Commodity Strategy K-1 Free ETF
September 27, 2021--abrdn ETFs has filed a Form 497K-Summary Prospectus with the SEC for theabrdn Bloomberg All Commodity Strategy K-1 Free ETF.
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iShares Trust files with the SEC-iShares iBonds Dec 2028 Term Corporate ETF
September 27, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares iBonds Dec 2028 Term Corporate ETF.
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abrdn ETFs files with the SEC-abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF
September 27, 2021--abrdn ETFs has filed a Form 497K-Summary Prospectus with the SEC for the abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF.
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abrdn ETFs files with the SEC-abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
September 27, 2021--abrdn ETFs has filed a Form 497K-Summary Prospectus with the SEC for the abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF.
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Strategy Shares files with the SEC-Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF
September 27, 2021--Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Day Hagan/Ned Davis Research Smart Sector Fixed Income ETF.
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ProShares Trust files with the SEC- ProShares Smart Materials ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares Smart Materials ETF.
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American Century ETF Trust files with the SEC-Avantis Emerging Markets Value ETF
September 27, 2021--American Century ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Avantis Emerging Markets Value ETF.
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ProShares Trust files with the SEC- ProShares S&P Kensho Smart Factories ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares S&P Kensho Smart Factories ETF.
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ProShares Trust files with the SEC- ProShares S&P Kensho Cleantech ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares S&P Kensho Cleantech ETF.
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ProShares Trust files with the SEC-ProShares On-Demand ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares On-Demand ETF.
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ProShares Trust files with the SEC-ProShares Nanotechnology ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares Nanotechnology ETF.
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ProShares Trust files with the SEC- ProShares Big Data Refiners ETF
September 27, 2021--ProShares Trusthas filed a Form 497K-Summary Prospectus with the SEC for the ProShares Big Data Refiners ETF.
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American Century ETF Trust files with the SEC-Avantis Real Estate ETF
September 27, 2021--American Century ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Avantis Real Estate ETF.
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American Century ETF Trust files with the SEC-Avantis International Large Cap Value ETF
September 27, 2021--American Century ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Avantis International Large Cap Value ETF.
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SSGA Active Trust files with the SEC-SPDR Loomis Sayles Opportunistic Bond ETF
September 27, 2021--SSGA Active Trust has filed a Form 497K-Summary Prospectus with the SEC for the SPDR Loomis Sayles Opportunistic Bond ETF.
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Foothill Capital Management Announces the Cannabis Growth ETF
September 27, 2021--Foothill Capital Management www.foothillcap.com announced today the conversion of its Cannabis Growth Fund (CANIX), which launched in 2019, into the Cannabis Growth ETF (BUDX).
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Direct exposure to crypto might be better than ETFs, executives say
September 27, 2021--While an ETF could provide more security, it would not help investors with immediate financial needs, panel hears.
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RBB Fund, Inc. files with the SEC-MFAM Global Opportunities ETF and MFAM Mid-Cap Growth ETF
September 27, 2021-RBB Fund, Inc. files has filed a post-effective amendment, registration statement with the SEC for the MFAM Global Opportunities ETF
MFAM Mid-Cap Growth ETF.
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Listed Funds Trust files with the SEC- B.A.D. ETF
September 27, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the B.A.D. ETF
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OSI ETF Trust files with the SEC-6 O'Shares ETFs
September 27, 2021-OSI ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
O'Shares ESG 500 ETF
O'Shares ESG Quality Value ETF
O'Shares ESG Quality Growth ETF
O'Shares Quality Preferred ETF
O'Shares Next Internet Giants ETF
O'Shares Autonomous and Electric Vehicles ETF.
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Krane Shares Trust files with the SEC-3 KraneShares ETFs
September 27, 2021-Krane Shares Trust has filed a post-effective amendment, registration statement with the SEC for the
KraneShares California Carbon ETFz
KraneShares European Carbon ETF
KraneShares Northeast US Carbon ETF.
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Tidal ETF Trust files with the SEC- FolioBeyond Rising Rates ETF
September 27, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the FolioBeyond Rising Rates ETF.
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DBX ETF Trust files with the SEC
September 27, 2021-DBX ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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AI adoption in the ETF industry begins to grow
September 25, 2021--Debate over whether the systems can truly remove human bias and how much supervision they need

The growing appreciation that human stockpickers struggle to outperform their benchmark indices has helped fuel a massive surge in assets held by passively managed exchange traded funds.
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