EXCLUSIVE U.S. SEC focuses on bank fee conflicts as it steps-up SPAC inquiry -sources-continued

July 13, 2021--The U.S. securities regulator has ramped-up its inquiry on Wall Street's blank check acquisition frenzy, homing in on potential conflicts of interest created when banks act as underwriters and advisers on the same deal, three people with direct knowledge of the matter told Reuters.
he Securities and Exchange Commission is exploring whether certain fee structures may incentivise underwriters on special purpose acquisition company, or SPAC, listings to secure unsuitable deals when also advising on the later stage merger, potentially putting investors at risk, the people said.

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Source: reuters.com


American ETP News
ETF Series Solutions files with the SEC-3 ClearShares ETFs
September 16, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
ClearShares OCIO ETF
ClearShares Ultra-Short Maturity ETF
ClearShares Piton Intermediate Fixed Income ETF.
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Fund Liquidation-PGIM ETF Trust files with the SEC-PGIM QMA Strategic Alpha Large-Cap Core ETF, PGIM QMA Strategic Alpha Small-Cap Growth ETF & PGIM QMA Strategic Alpha Small-Cap Value ETF
September 16, 2021--PGIM ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the PGIM QMA Strategic Alpha Large-Cap Core ETF
PGIM QMA Strategic Alpha Small-Cap Growth ETF
PGIM QMA Strategic Alpha Small-Cap Value ETF.
After the close of business on October 4, 2021, subject to applicable law, each Fund will no longer accept creation orders.
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Goldman Sachs Asset Management Announces Launch of Goldman Sachs Future Tech Leaders Equity Exchange-Traded Fund
September 16, 2021--Goldman Sachs Asset Management today announced the launch of the Goldman Sachs Future Tech Leaders Equity ETF ("GTEK" or the "Fund").
read more
PGIM ETF Trust files with the SEC-PGIM QMA Strategic Alpha International Equity ETF
September 16, 2021--PGIM ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the PGIM QMA Strategic Alpha International Equity ETF.
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Senate bill could spell end to ETF tax advantage
September 16, 2021--The proposed change to legislation would help fund Joe Biden's $3.5bn budget package
A proposal has been drafted to change the law eliminating exchange traded funds' chief tax advantage in the US by levying taxes on in-kind redemptions.
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ETF Series Solutions files with the SEC-3 Nationwide ETFs
September 16, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Nationwide S&P 500 Risk-Managed Income ETF
Nationwide Dow Jones Risk-Managed Income ETF
Nationwide Russell 2000 Risk-Managed Income ETF.
read more
PGIM ETF Trust files with the SEC-PGIM Total Return Bond ETF
September 16, 2021-PGIM ETF Trust has filed a post-effective amendment, registration statement with the SEC for the PGIM Total Return Bond ETF.
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Treasury International Capital Data for July
September 16, 2021--The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for July 2021. The next release, which will report on data for August 2021, is scheduled for October 18, 2021.
The sum total in July of all net foreign acquisitions of long-term securities, short-term U.S. securities, and banking flows was a net TIC inflow of $126.0 billion.
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ETF Managers Trust files with the SEC-ETFMG Breakwave Sea Decarbonization Tech ETF
September 16, 2021-ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG Breakwave Sea Decarbonization Tech ETF.
read more
FlexShares Trust files with the SEC- FlexShares ESG & Climate Investment Grade Corporate Core Index Fund
September 15, 2021--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares ESG & Climate Investment Grade Corporate Core Index Fund.
read more
FlexShares Trust files with the SEC- FlexShares(R) ESG & Climate High Yield Corporate Core Index Fund
September 15, 2021--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares(R) ESG & Climate High Yield Corporate Core Index Fund.
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ProShares Trust II files with the SEC
September 15, 2021--ProShares Trust II has filed a Form S-1 Registration Statement with the SEC.
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Hartford Schroders Commodity Strategy ETF is Hartford Funds' seventh actively managed ETF offering
September 15, 2021--Hartford Funds today announced the launch of its first commodity-focused exchange-traded fund ("ETF"), Hartford Schroders Commodity Strategy ETF (NYSE: HCOM), which will be sub-advised by Schroder Investment Management North America Inc. and Schroder Investment Management North America Ltd (collectively, "Schroders"). HCOM seeks long-term total return by investing in a range of commodity-related instruments.
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Direxion Shares ETF Trust files with the SEC-Direxion mRNA ETF
September 15, 2021-Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion mRNA ETF.
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AltShares Trust files with the SEC-AltShares Event-Driven ETF
September 15, 2021-AltShares Trust has filed a post-effective amendment, registration statement with the SEC for the AltShares Event-Driven ETF.
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Trust for Professional Managers files with the SEC-CrossingBridge Pre-Merger SPAC ETF
September 15, 2021-Trust for Professional Managers has filed a post-effective amendment, registration statement with the SEC for the CrossingBridge Pre-Merger SPAC ETF.
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ETF Series Solutions files with the SEC-Hoya Capital High Dividend Yield ETF
September 15, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Hoya Capital High Dividend Yield ETF.
read more
Alpha Architect ETF Trust files with the SEC-Discipline Fund ETF
September 15, 2021-Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Discipline Fund ETF.
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American Century ETF Trust files with the SEC-4 Avantis ETFs
September 15, 2021-American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Avantis Emerging Markets Value ETF
Avantis International Large Cap Value ETF
Avantis U.S. Large Cap Value ETF
Avantis Real Estate ETF.
read more
Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Sustainable Income ETF
September 15, 2021-Hartford Funds Exchange-Traded Trust has filed a post-effective amendment, registration statement with the SEC for the Hartford Sustainable Income ETF.
read more
FlexShares Trust files with the SEC- FlexShares ESG & Climate Emerging Markets Core Index Fund
September 15, 2021--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares ESG & Climate Emerging Markets Core Index Fund.
read more
FlexShares Trust files with the SEC- FlexShares ESG & Climate Developed Markets ex-US Core Index Fund
September 15, 2021--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares ESG & Climate Developed Markets ex-US Core Index Fund.
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FlexShares Trust files with the SEC-FlexShares ESG & Climate US Large Cap Core Index Fund
September 15, 2021--FlexShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the FlexShares ESG & Climate US Large Cap Core Index Fund.
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AIM ETF Products Trust files with the SEC-6 AllianzIM ETFs
September 14, 2021--AIM ETF Products Trust has filed a post-effective amendment, registration statement with the SEC-6 AllianzIM ETFs.
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TrimTabs ETF Trust files with the SEC- Donoghue Forlines Real Assets Enhanced Yield ETF
September 14, 2021--TrimTabs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Donoghue Forlines Real Assets Enhanced Yield ETF.
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ETF Series Solutions files with the SEC- Bitwise Bitcoin Strategy ETF
September 14, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Bitwise Bitcoin Strategy ETF.
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WisdomTree Trust files with the SEC- WisdomTree Global Target Range Fund
September 14, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Global Target Range Fund.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust SkyBridge Crypto Industry and Digital Economy ETF
September 14, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust SkyBridge Crypto Industry and Digital Economy ETF.
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NYSE's new investment vehicle-'natural asset companies'-will tap into ESG fever
September 14, 2021--America's most iconic stock exchange wants to bridge the gap between nature and the concrete jungle that is Wall Street.
With investors now closely scrutinizing the environmental, social, and governance or ESG credentials of companies, the New York Stock Exchange on Tuesday unveiled a partnership two years in the making with Intrinsic Exchange Group to open up investment opportunities in what IEG calls "nature's economy."
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Coinbase's Junk Bonds Show Crypto Really Is Going Mainstream
September 14, 201--Junk-bond investors gave cryptocurrencies their biggest endorsement yet as Coinbase Global Inc. sold $2 billion of debt.
Demand was so high-at least $7 billion of orders poured in-that the crypto behemoth was able to boost the deal's size from $1.5 billion, according to a person with knowledge of the matter.
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Two Roads Shared Trust files with the SEC-Anfield Diversified Alternatives ETF
September 14, 2021-Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Diversified Alternatives ETF.
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Simplify Asset Management Launches the Simplify Tail Risk Strategy ETF (CYA)
September 14, 2021--New fund is designed as a standalone hedge that can help protect equity-dominated portfolios against significant market drawdowns
Simplify Asset Management ("Simplify"), an innovative provider of options-based Exchange Traded Funds ("ETFs"), today announced the launch of its newest ETF: the Simplify Tail Risk Strategy ETF (CYA).
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Dimensional Lists Two International Equity ETFs After Completing Its Second Mutual Fund-to-ETF Conversion of 2021
September 13, 2021--Dimensional Fund Advisors, a global leader in systematic investing, has announced the listing of two non-US-market exchange-traded funds (ETFs). Listed on the New York Stock Exchange (NYSE), the ETFs further extend the firm's offering of systematic active transparent ETFs.
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Stimulus fears boost demand for ETF havens from inflation
September 13, 2021--A pickup in consumer prices has pushed more investors to look at hedging funds.
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RCG ETFs, Inc. files with the SEC
September 13, 2021--RCG ETFs, Inc. has filed an application for exemptive relief with the SEC.
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Harbor ETF Trust files with the SEC-3 Harbor ETF
September 13, 2021-Harbor ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Harbor Scientific Alpha High-Yield ETF
Harbor Scientific Alpha Income ETF
Harbor Disruptive Innovation ETF.
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SPDR Series Trust files with the SEC-SPDR(R)ICE Preferred Securities ETF
September 13, 2021--SPDR Series Trust has filed a Form 497K-Summary Prospectus with the SEC for the SPDR(R)ICE Preferred Securities ETF.
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VanEck Launches New Active Municipal Bond ETF (SMI) Focusing on Sustainable Development
September 10, 2021--SMI expands on VanEck's sustainability-focused fund line-up, providing investors the opportunity to pursue tax-exempt income with impact (ESG, SDGs, and Climate Action)
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs ActiveBeta(R) Paris-Aligned U.S. Large Cap Equity ETF
September 10, 2021-Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs ActiveBeta(R) Paris-Aligned U.S. Large Cap Equity ETF.
read more
WisdomTree Trust files with the SEC-WisdomTree Artificial Intelligence and Innovation Fund
September 10, 2021-WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Artificial Intelligence and Innovation Fund.
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Harbor ETF Trust files with the SEC-3 Harbor ETFs
September 10, 2021-Harbor ETF Trust has filed a pre-effective amendment, registration statement with the SEC for the
Harbor Scientific Alpha High-Yield ETF
Harbor Scientific Alpha Income ETF
Harbor Disruptive Innovation ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Psychedelics ETF
September 10, 2021-AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Psychedelics ETF.
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ETF Managers Trust files with the SEC-ETFMG 2X Daily Inverse Alternative Harvest ETF
September 10, 2021-ETF Managers Trust has filed a post-effective amendment, registration statement with the SEC for the ETFMG 2X Daily Inverse Alternative Harvest ETF.
read more
Ark ETF Trust files with the SEC- ARK Next Generation Internet ETF
September 10, 2021--Ark ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ARK Next Generation Internet ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2029 High Yield Corporate Bond ETF
September 10, 2021--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Invesco BulletShares 2029 High Yield Corporate Bond ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-Invesco BulletShares 2031 Corporate Bond ETF
September 10, 2021--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Invesco BulletShares 2031 Corporate Bond ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC- Invesco BulletShares 2031 Municipal Bond ETF
September 10, 2021--Invesco Exchange-Traded Self-Indexed Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Invesco BulletShares 2031 Municipal Bond ETF.
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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Managed Risk ETF
September 9, 2021-, 2021--Northern Lights Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Toews Agility Shares Managed Risk ETF.
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Northern Lights Fund Trust files with the SEC-Toews Agility Shares Dynamic Tactical Income ETF
September 9, 2021-, 2021--Northern Lights Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Toews Agility Shares Dynamic Tactical Income ETF.
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Columbia ETF Trust II files with the SEC- Columbia EM Core ex-China ETF
September 9,2021--Columbia ETF Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Columbia EM Core ex-China ETF.
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CBO-Monthly Budget Review: August 2021-The federal budget deficit was $2.7 trillion in the first 11 months of fiscal year 2021, CBO estimates-$295 billion less than the deficit during the same period last year
September 9, 2021--Summary
The federal budget deficit was $2.7 trillion in the first 11 months of fiscal year 2021, the Congressional Budget Office estimates-$295 billion less than the deficit recorded during the same period last year. Although outlays rose by an estimated $245 billion (or 4 percent), revenues rose more-by an estimated $539 billion (or 18 percent).
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SEC panel recommends changes to insider trading rule, SPAC disclosure
September 9, 2021--The SEC's investor advisory committee approved recommendations Thursday to require a cooling-off period for corporate insiders buying and selling stocks and to more strictly enforce existing disclosure rules for special purpose acquisition companies, or SPACs.
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Global X ETFs Launches Solar ETF (RAYS) and Wind Energy ETF (WNDY) To Capture Rising Demand for Renewable and Clean Energy Sources
September 9, 2021--Global X ETFs, the New York-based provider of exchange traded funds (ETFs), today announced the launch of the Global X Solar ETF (RAYS) and the Global X Wind Energy ETF (WNDY). RAYS and WNDY are Global X's latest additions to its Thematic Growth family, which offers investors targeted exposure to companies around the world driving long term, paradigm-shifting themes.
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PIMCO Launches New Actively Managed Muni ETF
September 9, 2021--The PIMCO Municipal Income Opportunities Active Exchange-Trade Fund is a core-plus municipal bond strategy1 that will invest in municipal debt across the credit spectrum
PIMCO, one of the world's premier fixed income investment managers, has launched the PIMCO Municipal Income Opportunities Active Exchange-Trade Fund (MINO), an actively-managed ETF that aims to invest primarily in attractive tax-advantaged investments across the U.S. municipal bond market.
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SS&C ALPS Advisors Launches the ALPS Global Travel Beneficiaries ETF
September 9, 2021--JRNY may provide a holistic and more diversified exposure to the secular tailwinds in global travel
SS&C Technologies Holdings, Inc. today announced that SS&C ALPS Advisors, an asset manager and wholly-owned subsidiary of SS&C, launched the ALPS Global Travel Beneficiaries ETF (JRNY).
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Janus Henderson Launches Five Actively Managed Sustainable Exchange Traded Funds
September 9, 2021--September 9, 2021--anus Henderson Group plc today announced the launch of five actively managed sustainable exchange-traded funds (ETFs) for investors in the U.S.
Janus Henderson's Sustainable ETF Solutions include three equity and two fixed income ETFs, including:
U.S. Sustainable Equity ETF (SSPX),
International Sustainable Equity ETF (SXUS),
Net Zero Transition Resources ETF (JZRO),
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SEC punts on VanEck bitcoin ETF decision until November 14
September 9, 2021--The Securities and Exchange Commission (SEC) has extended its consideration of VanEck's Bitcoin exchange-traded fund application a final time.
The U.S. securities regulator posted an extension notice on Wednesday, saying it intends to take an additional 60 days to review the proposed rule change.
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ETF Opportunities Trust files with the SEC-WealthTrust DBS Long Term Growth ETF
September 9, 2021--ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the WealthTrust DBS Long Term Growth ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Risk Parity Treasury ETF and Simplify Tail Risk Strategy ETF
September 9, 2021-Simplify Exchange Traded Funds has filed a post-effective amendment, registration statement with the SEC for the Simplify Risk Parity Treasury ETF and Simplify Tail Risk Strategy ETF.
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Starboard Investment Trust files with the SEC-Adaptive Alpha Opportunities ETF
September 8, 2021--Starboard Investment Trust has filed a Form 497K-Summary Prospectus with the SEC for the Adaptive Alpha Opportunities ETF.
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Morningstar joins race to provide direct indexing services
September 8, 2021--Acquisition of Moorgate Benchmarks follows similar deals by BlackRock, Vanguard and Morgan Stanley
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Amplify ETF Trust files with the SEC- Amplify BlackSwan Tech & Treasury ETF
September 8, 2021--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify BlackSwan Tech & Treasury ETF.
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The Fed-Beige Book
September 8, 2021--Overall Economic Activity
Economic growth downshifted slightly to a moderate pace in early July through August. The stronger sectors of the economy of late included manufacturing, transportation, nonfinancial services, and residential real estate. The deceleration in economic activity was largely attributable to a pullback in dining out, travel, and tourism in most Districts, reflecting safety concerns due to the rise of the Delta variant, and, in a few cases, international travel restrictions.
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First Trust Exchange-Traded Fund IV files with the SEC-First Trust Limited Duration Investment Grade Corporate ETF
September 8, 2021-First Trust Exchange-Traded Fund IV has filed a post-effective amendment, registration statement with the SEC for the First Trust Limited Duration Investment Grade Corporate ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-December
September 8, 2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF-December.
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Hartford Funds Exchange-Traded Trust files with the SEC-Hartford Schroders Commodity Strategy ETF
September 8, 2021-Hartford Funds Exchange-Traded Trust has filed a post-effective amendment, registration statement with the SEC for the Hartford Schroders Commodity Strategy ETF.
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Invesco Exchange-Traded Self-Indexed Fund Trust files with the SEC-3 Invesco BulletShares ETFs
September 8, 2021-Invesco Exchange-Traded Self-Indexed Fund Trust has filed a post-effective amendment, registration statement with the SEC for the
Invesco BulletShares 2031 Corporate Bond ETF
Invesco BulletShares 2029 High Yield Corporate Bond ETF
Invesco BulletShares 2031 Municipal Bond ETF.
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State Street Buying Brown Brothers' Unit for $3.5B
September 7, 2021--State Street Corp. has agreed to buy Brown Brothers Harriman & Co.'s investor-services business for $3.5 billion in cash, adding an operation that safeguards about $5.4 trillion in assets.
The deal includes the unit's custody, accounting, fund-administration, global-markets and technology-services businesses, the companies said Tuesday in a statement.
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Tidal ETF Trust files with the SEC-Aware Ultra-Short Duration Enhanced Income ETF
September 7, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Aware Ultra-Short Duration Enhanced Income ETF.
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ETF Opportunities Trust files with the SEC-UBC Algorithmic Fundamentals ETF
September 7, 2021-ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the UBC Algorithmic Fundamentals ETF.
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Teucrium Commodity Trust files with the SEC-Teucrium Bitcoin Futures Fund
September 7, 2021-Teucrium Commodity Trust has filed a Pre-effective Amendment No. 1 to Form S-1/A registration statement with the SEC for the Teucrium Bitcoin Futures Fund.
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Collaborative Investment Series Trust files with the SEC-Revere Sector Opportunity ETF
September 7, 2021-Collaborative Investment Series Trust has filed a post-effective amendment, registration statement with the SEC for the Revere Sector Opportunity ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest International Equity Buffer ETF-September
September 7, 2021--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for The FT Cboe Vest International Equity Buffer ETF-September.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Nasdaq-100(R) Buffer ETF-September
September 7, 2021--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Nasdaq-100(R) Buffer ETF-September.
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Janus Detroit Street Trust files with the SEC
September 7, 2021--Janus Detroit Street Trust has filed a post-effective amendment, registration statement with the SEC.
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Janus Detroit Street Trust files with the SEC-Janus Henderson Net Zero Transition Resources ETF
September 7, 2021--Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for the Janus Henderson Net Zero Transition Resources ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson Sustainable Corporate Bond ETF
September 7, 2021--Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for the Janus Henderson Sustainable Corporate Bond ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson Sustainable & Impact Core Bond ETF
September 7, 2021--Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for the Janus Henderson Sustainable & Impact Core Bond ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson International Sustainable Equity ETF
September 7, 2021--Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for the Janus Henderson International Sustainable Equity ETF.
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Janus Detroit Street Trust files with the SEC-Janus Henderson U.S. Sustainable Equity ETF
September 7, 2021--Janus Detroit Street Trust has filed a Form 497K-Summary Prospectus with the SEC for the Janus Henderson U.S. Sustainable Equity ETF.
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Two Roads Shared Trust files with the SEC-Anfield Diversified Alternatives ETF
September 7, 2021--Two Roads Shared Trus has filed a Form 497K-Summary Prospectus with the SEC for the Anfield Diversified Alternatives ETF.
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Strategy Shares files with the SEC-Strategy Shares Nasdaq 10HANDL(TM) Index ETF
September 3, 2021--Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the Strategy Shares Nasdaq 10HANDL(TM) Index ETF.
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RCG ETFs, Inc files with the SEC-RCG ETF
September 3, 2021-RCG ETFs, Inc has filed a Form N-1A Registration Statement with the SEC for the RCG ETF.
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FlexShares Trust files with the SEC-5 FlexShares ESG & Climate ETFs
September 3, 2021--FlexShares Trust has filed a Form 497-Summary Prospectus with the SEC for the
FlexShares(R) ESG & Climate US Large Cap Core Index Fund
FlexShares(R) ESG & Climate Developed Markets ex‑US Core Index Fund
FlexShares(R) ESG & Climate Emerging Markets Core Index Fund
FlexShares(R) ESG & Climate High Yield Corporate Core Index Fund
FlexShares(R) ESG & Climate Investment Grade Corporate Core Index Fund
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ALPS ETF Trust files with the SEC-ALPS Global Travel Beneficiaries ETF
September 3, 2021--ALPS ETF Trust has filed a Form 497-Summary Prospectus with the SEC for the ALPS Global Travel Beneficiaries ETF.
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VanEck ETF Trust files with the SEC-VanEck HIP Sustainable Muni ETF
September 3, 2021--VanEck ETF Trust has filed a Form 497-Summary Prospectus with the SEC for the VanEck HIP Sustainable Muni ETF.
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Principal Exchange-Traded Funds files with the SEC
September 2, 2021--Principal Exchange-Traded Funds has filed a post-effective amendment, registration statement with the SEC.
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Starboard Investment Trust files with the SEC
September 2, 2021--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC.
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ETF Traders Take $1 Billion Shot on Reviving the Reflation Trade
September 2, 2021--Exchange-traded fund investors are making another attempt at the reflation trade just two months after a fall in Treasury yields signaled its death.
Traders poured a combined $1.1 billion into the iShares U.S. Real Estate ETF (ticker IYR) and iShares TIPS ETF (ticker TIP) on Wednesday, according to data compiled by Bloomberg.
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Starboard Investment Trust files with the SEC-Adaptive ETFs
September 2, 2021--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the Adaptive ETFs.
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Ultimus Managers Trust files with the SEC-US Value ETF
September 2, 2021--Ultimus Managers Trust has filed a post-effective amendment, registration statement with the SEC for the US Value ETF.
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Strategy Shares files with the SEC-Day Hagan/Ned Davis Research Smart Sector ETF
September 1, 2021--Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Day Hagan/Ned Davis Research Smart Sector ETF.
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Strategy Shares files with the SEC-Strategy Shares Newfound/ReSolve Robust Momentum ETF
September 1, 2021--Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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Congressional Budget Office-Inflation and Income
September 1, 2021--CBO addresses how household income is affected when inflation exceeds the growth of labor income, who pays higher taxes when inflation rises, and how high and unexpected inflation affects economic growth
This letter addresses the three questions that the Honorable Jason Smith asked about the effects of high inflation.
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Northern Lights Fund Trust IV files with the SEC-Sterling Capital Diversity Equity & Inclusion Active ETF
September 1, 2021--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Sterling Capital Diversity Equity & Inclusion Active ETF.
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Pacer Funds Trust files with the SEC-Pacer US Large Cap Dynamic Collar ETF
September 1, 2021--has filed a post-effective amendment, registration statement with the SEC for the Pacer US Large Cap Dynamic Collar ETF.
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Two Roads Shared Trust files with the SEC- APEX HealthCare ETF
September 1, 2021--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the APEX HealthCare ETF.
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Strategy Shares files with the SEC-Strategy Shares Nasdaq 7 HANDL(TM) Index
September 1, 2021--Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Strategy Shares Nasdaq 7 HANDL(TM) Index.
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Strategy Shares files with the SEC-Strategy Shares Nasdaq 7 HANDL(TM) Index
September 1, 2021--Strategy Shares has filed a Form 497K-Summary Prospectus with the SEC for the Strategy Shares Nasdaq 7 HANDL(TM) Index.
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Exchange Listed Funds Trust files with the SEC
September 1, 2021-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC.
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Innovator ETFs Trust files with the SEC-3 Innovator ETFs
September 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Buffer ETFTM- September; Prospectus for Innovator U.S. Equity Power Buffer ETFTM-September; Prospectus for Innovator U.S. Equity Ultra Buffer ETFTM -September.
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Ark ETF Trust files with the SEC-ARK Transparency ETF
August 31, 2021--Ark ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
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ALPS ETF Trust files with the SEC- ALPS Global Travel Beneficiaries ETF
August 31, 2021-ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Global Travel Beneficiaries ETF.
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IndexIQ Active ETF Trust files with the SEC-IQ MacKay Municipal Intermediate ETF
August 30, 2021--IndexIQ Active ETF Trusthas filed a Form 497K-Summary Prospectus with the SEC for the IQ MacKay Municipal Intermediate ETF.
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AdvisorShares Trust files with the SEC-4 ETFs
August 30, 2021-AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the
AdvisorShares North Square McKee Core Reserves ETF
AdvisorShares FolioBeyond Smart Core Bond ETF
AdvisorShares Sage Core Reserves ETF
AdvisorShares STAR Global Buy-Write ETF.
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Traders Sour on Clean Energy as Bets Against Invesco ETF Surge
August 30, 2021--A hot Wall Street trade is cooling down as supply-chain chaos emboldens short bets against one of Invesco Ltd.'s clean-energy ETFs.
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Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF
August 30, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Wahed Dow Jones Islamic World ETF.
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ETF pioneer Grossman urges asset managers to adopt direct indexing
August 30, 2021--Former iShares chief says investment houses are often slow to consider new technology.
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IndexIQ ETF Trust files with the SEC
August 30, 2021-IndexIQ ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Index IQ Active ETF Trust files with the SEC
August 30, 2021-Index IQ Active ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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IndexIQ ETF Trust files with the SEC- IQ Healthy Hearts ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Healthy Hearts ETF.
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IndexIQ ETF Trust files with the SEC-IQ S&P High Yield Low Volatility Bond ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ S&P High Yield Low Volatility Bond ETF.
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IndexIQ ETF Trust files with the SEC-IQ Candriam ESG International Equity ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Candriam ESG International Equity ETF.
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IndexIQ ETF Trust files with the SEC-IQ Candriam ESG US Equity ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Candriam ESG US Equity ETF.
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IndexIQ ETF Trust files with the SEC-IQ 500 International ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ 500 International ETF.
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IndexIQ ETF Trust files with the SEC-IQ 50 Percent Hedged FTSE International ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ 50 Percent Hedged FTSE International ETF.
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IndexIQ ETF Trust files with the SEC-IQ Chaikin U.S. Small Cap ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Chaikin U.S. Small Cap ETF.
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IndexIQ ETF Trust files with the SEC-IQ Chaikin U.S. Large Cap ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Chaikin U.S. Large Cap ETF.
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IndexIQ ETF Trust files with the SEC IQ Global Resources ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Global Resources ETF.
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IndexIQ ETF Trust files with the SEC-IQ Merger Arbitrage ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Merger Arbitrage ETF.
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Cambria ETF Trust files with the SEC- Cambria Global Real Estate ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Global Real Estate ETF.
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Cambria ETF Trust files with the SEC- Cambria Cannabis ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Cannabis ETF.
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IndexIQ ETF Trust files with the SEC-IQ Real Return ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Real Return ETF.
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Cambria ETF Trust files with the SEC- Cambria Trinity ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Trinity ETF.
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IndexIQ ETF Trust files with the SEC-IQ Hedge Event-Driven Tracker ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Hedge Event-Driven Tracker ETF.
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Cambria ETF Trust files with the SEC- Cambria Tail Risk ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Tail Risk ETF.
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Cambria ETF Trust files with the SEC- Cambria Global Asset Allocation ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Global Asset Allocation ETF.
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IndexIQ ETF Trust files with the SEC-IQ Hedge Long/Short Tracker ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Hedge Long/Short Tracker ETF.
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Cambria ETF Trust files with the SEC- Cambria Value and Momentum ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Value and Momentum ETF.
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Cambria ETF Trust files with the SEC-Cambria Emerging Shareholder Yield ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Emerging Shareholder Yield ETF.
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Cambria ETF Trust files with the SEC-Cambria Global Momentum ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Global Momentum ETF.
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Cambria ETF Trust files with the SEC-Cambria Emerging Shareholder Yield ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Emerging Shareholder Yield ETF.
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Cambria ETF Trust files with the SEC- Cambria Global Value ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Global Value ETF.
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IndexIQ ETF Trust files with the SEC-IQ Hedge Macro Tracker ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Hedge Macro Tracker ETF.
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Cambria ETF Trust files with the SEC- Cambria Global Tail Risk ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Global Tail Risk ETF.
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IndexIQ ETF Trust files with the SEC-IQ Hedge Multi-Strategy Tracker ETF
August 30, 2021--IndexIQ ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Hedge Multi-Strategy Tracker ETF.
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Cambria ETF Trust files with the SEC- Cambria Foreign Shareholder Yield ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Foreign Shareholder Yield ETF.
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Cambria ETF Trust files with the SEC-Cambria Shareholder Yield ETF
August 30, 2021--Cambria ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Cambria Shareholder Yield ETF.
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IndexIQ Active ETF Trust files with the SEC-IQ Ultra Short Duration ETF
August 30, 2021--IndexIQ Active ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the IQ Ultra Short Duration ETF.
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CBO's Model and Projections of U.S. International Investment Holdings and Income Flows: Working Paper 2021-10
August 27, 2021--Projections from CBO's international financial forecasting model show the U.S. net international investment position rising modestly over the 10-year forecast period. Net international income is expected to rise as a share of GDP through 2023 before declining through 2031.
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Pressure builds on active funds fees after ETF price war
August 27, 2021--Overall expense ratios across all funds have halved over the past two decades
Fierce price competition between ETF providers who have knocked out fees for passive products is currently having a significant impact on actively managed funds, according to a new Morningstar study.
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ETF Series Solutions files with the SEC-iBET Sports Betting & Gaming ETF
August 27, 2021-SETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the iBET Sports Betting & Gaming ETF.
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Spinnaker ETF Series files with the SEC-UVA Dividend Value ETF
August 27, 2021-Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the UVA Dividend Value ETF.
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ETF Series Solutions files with the SEC-McElhenny Sheffield Managed Risk ETF
August 27, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the McElhenny Sheffield Managed Risk ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco ESG S&P 500 Equal Weight ETF
August 27, 2021-Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the Invesco ESG S&P 500 Equal Weight ETF.
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Exchange Traded Concepts Trust files with the SEC-4 ETFs
August 27, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
ROBO Global(R) Robotics and Automation Index ETF
ROBO Global(R) Artificial Intelligence ETF
ROBO Global(R) Healthcare Technology and Innovation ETF
Nifty India Financials ETF.
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Two Roads Shared Trust files with the SEC- Anfield Diversified Alternatives ETF
August 27, 2021--Two Roads Shared Trust has filed a post-effective amendment, registration statement with the SEC for the Anfield Diversified Alternatives ETF.
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Regulators urge banks to assess risk in teaming with fintechs
August 27, 2021--Federal regulators on Friday issued new guidance to help community banks assess risk as they increasingly consider partnering with financial technology companies to meet customers' evolving digital preferences.
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Actively Managed Sector ETF Strategy Launched on NYSE
August 26, 2021--Seeks Capital Appreciation with a Goal to Generate Alpha Against Traditional U.S. Large Cap Benchmarks
The Revere Sector Opportunity ETF (NYSE: RSPY) began trading on the New York Stock Exchange on August 24, 2021.
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US slightly upgrades GDP estimate for last quarter to 6.6%
August 26, 2021--The U.S. economy grew at a robust 6.6% annual rate last quarter, slightly faster than previously estimated, the government said Thursday in a report that pointed to a sustained consumer-led rebound from the pandemic recession. But worries are growing that the delta variant of the coronavirus is beginning to cause a slowdown.
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SSGA Active Trust files with the SEC-SPDR Blackstone Senior Loan ETF and SPDR SSGA Ultra Short Term Bond ETF
August 26, 2021-SSGA Active Trust has filed a post-effective amendment, registration statement with the SEC for the
SPDR Blackstone Senior Loan ETF
SPDR SSGA Ultra Short Term Bond ETF.
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Impact Shares Trust I files with the SEC-3 Impact Shares ETFs
August 26, 2021-Impact Shares Trust Ihas filed a post-effective amendment, registration statement with the SEC for the
Impact Shares NAACP Minority Empowerment ETF
Impact Shares YWCA Women's Empowerment ETF
Impact Shares Sustainable Development Goals Global Equity ETF.
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Listed Funds Trust files with the SEC-Roundhill MEME ETF
August 26, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill MEME ETF.
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Global X Launches Six Options-based ETFs Focusing on Income and Risk Management Outcomes
August 26, 2021--Global X ETFs, the New York-based provider of exchange traded funds (ETFs), today announced the launch of three pairs of ETFs that employ options-based strategies in an effort to help investors achieve specific outcomes, such as generating income in a low yield environment and managing downside risks amid bouts of elevated volatility.
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Strategy Shares files with the SEC-3 ETFs
August 26, 2021-Strategy Shares has filed a post-effective amendment, registration statement with the SEC for the
Strategy Shares Nasdaq 7 HANDL(TM) Index ETF
Day Hagan/Ned Davis Research Smart Sector ETF
Strategy Shares Newfound/ReSolve Robust Momentum ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC
August 26, 2021-Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Cambria ETF Trust files with the SEC
August 26, 2021-Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Pacer Funds Trust files with the SEC
August 26, 2021-Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC.
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VanEck Vectors ETF Trust files with the SEC
August 26, 2021-VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Innovator ETFs Trust files with the SEC- Innovator Laddered Fund of U.S. Equity Power Buffer ETFs
August 26, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator Laddered Fund of U.S. Equity Power Buffer ETFs.
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SPDR Series Trust files with the SEC-SPDR(R) ICE Preferred Securities ETF
August 25, 2021-SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR(R) ICE Preferred Securities ETF.
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Capital Group joins rivals in rush to launch active ETFs
August 25, 2021--US investment house opts for fully transparent structure made popular by Cathie Wood's Ark funds.
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iShares, Inc. files with the SEC-iShares Asia/Pacific Dividend ETF and iShares Emerging Markets Dividend ETF
August 25, 2021-iShares, Inc. has filed a post-effective amendment, registration statement with the SEC for the
iShares Asia/Pacific Dividend ETF
iShares Emerging Markets Dividend ETF.
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iShares Trust files with the SEC
August 25, 2021-iShares Trust has filed a post-effective amendment, registration statement with the SEC.
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John Hancock Exchange-Traded Fund Trust files with the SEC
August 25, 2021--John Hancock Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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U.S. Authorities Probing Deutsche Bank's DWS Over Sustainability Claims
August 25, 2021--Investigation by Justice Department, SEC follow allegations from ex-sustainability chief that firm overstated efforts on environment, other issues
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Nasdaq-100 Buffer ETF-September
August 25, 2021--First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Nasdaq-100 Buffer ETF-September.
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Innovator ETFs Trust files with the SEC-Innovator Emerging Markets Power Buffer ETF-January
August 25, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator Emerging Markets Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC- Innovator International Developed Power Buffer ETF-January
August 25, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator International Developed Power Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator Laddered Fund of U.S. Equity Power Buffer ETFs
August 25, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator Laddered Fund of U.S. Equity Power Buffer ETFs.
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Unified Series Trust files with the SEC-OneAscent Large Cap Core ETF
August 24, 2021--Unified Series Trust has filed a post-effective amendment, registration statement with the SEC for the OneAscent Large Cap Core ETF.
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The Future Fund Launches New Active ETF
August 24, 2021--The Future Fund Active ETF (FFND) offers the opportunity to invest in innovative businesses that change the world.
The Future Fund LLC, an SEC-registered investment advisor, launched its first ETF, The Future Fund Active ETF. The fund, ticker FFND, begins trading today, and seeks to provide capital appreciation.
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Capital Group Core Plus Income ETF files with the SEC-Capital Group Core Plus Income ETF
August 24, 2021--Capital Group Core Plus Income ETF has filed a a pre-effective amendment, registration statement with the SEC for the Capital Group Core Plus Income ETF.
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Capital Group Global Growth Equity ETF files with the SEC-Capital Group Global Growth Equity ETF
August 24, 2021--Capital Group Global Growth Equity ETF has filed a pre-effective amendment, registration statement with the SEC for the Capital Group Global Growth Equity ETF.
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Capital Group Dividend Value ETF files with the SEC-Capital Group Dividend Value ETF
August 24, 2021--Capital Group Dividend has filed a pre-effective amendment, registration statement with the SEC for the Capital Group Dividend Value ETF.
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Capital Group International Focus Equity ETF files with the SEC-Capital Group International Focus Equity ETF
August 24, 2021--Capital Group Core Equity ETF has filed a pre-effective amendment, registration statement with the SEC for the Capital Group International Focus Equity ETF.
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Capital Group Core Equity ETF files with the SEC-Capital Group Core Equity ETF
August 24, 2021--Capital Group Core Equity ETF has filed a pre-effective amendment, registration statement with the SEC for the Capital Group Core Equity ETF.
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Tiny Issuer Thinks It Just Got the Edge in Race for Bitcoin ETF
August 24, 2021--Valkyrie Investments reckons it just vaulted to the front of the queue for approval from the Securities and Exchange Commission for the first U.S. Bitcoin exchange-traded fund thanks to a quirk that allows smaller issuers to file confidentially for new offerings.
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Capital Group Growth ETF files with the SEC-Capital Group Growth ETF
August 24, 2021--Capital Group Growth ETF has filed a pre-effective amendment, registration statement with the SEC for the Capital Group Growth ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck HIP Sustainable Muni ETF
August 24, 2021--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck HIP Sustainable Muni ETF.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Ultra Buffer ETF-December
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-December.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-December
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-December.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-December
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-December.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-November
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-November.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-November
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-November.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-November
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-November.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-October
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-October
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the nnovator U.S. Equity Power Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-October
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-October.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-September
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-September.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-September
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-September.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-September
August 24, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-September.
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Global X Funds files with the SEC-Global X FTSE Nordic Region ETF
August 24, 2021--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X MSCI Norway ETF (formerly known as the Global X FTSE Nordic Region ETF).
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Coinbase slammed for what users say is terrible customer service after hackers drain their accounts
August 24, 2021--CNBC interviewed Coinbase users across the country and found thousands of customer complaints against the company.
The interviews and complaints revealed a pattern of account takeovers, where users see money suddenly vanish from their account, followed by poor customer service from the company.
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Direxion Shares ETF Trust files with the SEC
August 23, 2021--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Fee Rate Advisory #1 for Fiscal Year 2022
August 23, 2021--The Securities and Exchange Commission today announced that in fiscal year 2022 the fees that public companies and other issuers pay to register their securities with the Commission will be set at $92.70 per million dollars.
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Build Funds Trust files with the SEC- Build Bond Innovation ETF
August 23, 2021--Build Funds Trust has filed a Form N-1A registration statement with the SEC for the Build Bond Innovation ETF.
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Northern Lights Fund Trust II files with the SEC-5 LifeGoal ETFs
August 23, 2021--Northern Lights Fund Trust II has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to LifeGoal Homeowner Investment ETF, LifeGoal Children Investment ETF, LifeGoal General Conservative Investment ETF, LifeGoal Vacation Investment ETF and LifeGoal Wealth Builder ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-August
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-August.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-August
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-August.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-August
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-August.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-July
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-July
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-July
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-June
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-June.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-June
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-June.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-June
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-June.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-May
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-May.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-May
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-May.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-May
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-May.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-April
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-April.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-April
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-April.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-April
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-April.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-April
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the - Innovator U.S. Equity Buffer ETF-April.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Ultra Buffer ETF-March
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF- March (formerly Innovator S&P 500 Ultra Buffer ETFTM- March).
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Power Buffer ETF-March
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-March (formerly Innovator S&P 500 Power Buffer ETFTM-March).
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-March
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-March (formerly Innovator S&P 500 Buffer ETFTM-March).
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-February
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-February (formerly Innovator S&P 500 Ultra Buffer ETFTM- February).
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Asset managers rush to file applications for bitcoin futures ETFs
August 23, 2021--SEC chair says such funds could win regulatory approval but analysts think investors might stay away
At least four asset managers have filed for ETFs that invest in bitcoin futures after Securities and Exchange Commission chair Gary Gensler earlier this month indicated that he could approve such funds.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-February
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-February.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-February
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-February.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Ultra Buffer ETF-January
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Ultra Buffer ETF-January.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Power Buffer ETF-January
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Power Buffer ETF-January.
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Citi considering bitcoin futures trading for some institutional clients
August 23, 2021--Citigroup Inc (C.N) is considering offering bitcoin futures trading for some institutional clients, a spokesperson for the bank said on Tuesday, citing increased demand in the cryptocurrency space.
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Zacks Trust files with the SEC-Zacks Earnings Consistent Portfolio ETF
August 23, 2021--Zacks Trust has filed a Form 497K-Summary Prospectus with the SEC for the Zacks Earnings Consistent Portfolio ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Buffer ETF-January
August 23, 2021--Innovator ETFs Trust has filed a Form 497K-Summary Prospectus with the SEC for the Innovator U.S. Equity Buffer ETF-January.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-August
August 23, 2021--First Trust Exchange-Traded Fund VIIIhas filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-August.
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First Trust Exchange-Traded Fund VIII-FT Cboe Vest U.S. Equity Buffer ETF-August
August 23, 2021--First Trust Exchange-Traded Fund VIII has filed a Form 497K-Summary Prospectus with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF -August.
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Two Roads Shared Trust files with the SEC-Regents Park S&P 500 Hedged ETF
August 20, 2021--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the Regents Park S&P 500 Hedged ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Managed Bitcoin ETF
August 20, 2021--AdvisorShares Trust has filed a post-effective amendment, registration statement with the SEC for the AdvisorShares Managed Bitcoin ETF.
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Bill Ackman to return $4bn to Spac investors if new vehicle is approved
August 20, 2021--Billionaire investor plans to pivot to new 'Sparc' model following lawsuit.
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BondBloxx ETF Trust files with the SEC-7 BondBloxx US High Yield
August 20, 2021--BondBloxx ETF Trust has filed a Form N-1A registration statement with the SEC for the
BondBloxx US High Yield Industrial Sector ETF
BondBloxx US High Yield Telecom Media Technology SectorETF
BondBloxx US High Yield Healthcare Sector ETF
BondBloxx US High Yield Financial Sector ETF ...
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ETF Series Solutions files with the SEC-AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF
August 20, 2021--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC-3 T. Rowe Price ETFs
August 20, 2021--T. Rowe Price Exchange-Traded Funds, Inc. has filed a post-effective amendment, registration statement with the SEC for the
T. Rowe Price QM U.S. Bond ETF
T. Rowe Price Total Return ETF
T. Rowe Price Ultra Short-Term Bond ETF.
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Bearish Bets on Stocks Outside U.S. Emerge Timed to Fed Meeting
August 20, 2021--Some investors appear to be hedging against a slump in stocks outside the U.S. should the Federal Reserve announce plans to taper stimulus at its September meeting.
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iShares Trust files with the SEC-iShares ESG Advanced Investment Grade Corporate Bond ETF
August 19, 2021--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares ESG Advanced Investment Grade Corporate Bond ETF.
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Federated Hermes ETF Trust files with the SEC-Federated Hermes Short-Term Corporate ETF and Federated Hermes Short-Term High Yield ETF
August 19, 2021--Federated Hermes ETF Trust has filed a Form N-1A registration statement with the SEC for the Federated Hermes Short-Term Corporate ETF
Federated Hermes Short-Term High Yield ETF.
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Jay Clayton praises blockchain as he joins crypto platform Fireblocks
August 19, 2021--Former SEC chair is the latest former regulator to embrace the digital assets sector
Jay Clayton, the previous US Securities and Trade Fee chair, has mentioned he believes each within the promise of blockchain expertise and the necessity for extra regulation for the crypto sector.
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Stockpickers find new niche in thematic ETF strategies
August 19, 2021--Equity picking finds niches in the ETF market through its thematic strategies and more shops are choosing to avoid indexing new trend-following products.
Active ETFs represent a quarter of the 34 thematic ETFs that launched in the first seven months of the year
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John Hancock Investment Management launches actively managed Mortgage-Backed Securities ETF subadvised by Manulife Investment Management
August 19, 2021-- John Hancock Investment Management LLC today announced the availability of John Hancock Mortgage-Backed Securities ETF (ticker: JHMB). The exchange-traded fund (ETF) is subadvised by Manulife Investment Management (US) LLC, John Hancock Investment Management's affiliated asset manager.
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John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Mortgage-Backed Securities ETF
August 19, 2021--John Hancock Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the John Hancock Mortgage-Backed Securities ETF.
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'I don't think the market is ready for this': Cathie Wood outlines what short-sellers betting against her innovation strategy don't get
August 19, 2021--Cathie Wood is hitting back amid a record rise in short-sellers betting against her fund, including Michael Burry of "The Big Short" fame.
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Global X Funds files with the SEC-Global X Blockchain & Bitcoin Strategy ETF
August 19, 2021--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X Blockchain & Bitcoin Strategy ETF.
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Global X Funds files with the SEC-Global X MSCI Vietnam ETF
August 19, 2021--Global X Funds has filed a post-effective amendment, registration statement with the SEC for the Global X MSCI Vietnam ETF.
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REX Shares Lists ETNs Including the Largest US Tech Companies in Two Easily Investable Products-The ETNs Track Solactive Indices
August 18, 2021--Changing the life of billions of people for the better is an accomplishment that is reserved only for few companies. In the past decade, four technology giants created a supergroup of companies that goes by the acronym FANG standing for Facebook, Amazon, Netflix, and Alphabet (formerly acknowledged as Google).
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ProShares Trust files with the SEC-ProShares Ether Strategy ETF
August 18, 2021--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ProShares Ether Strategy ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Ethereum Strategy ETF
August 18, 2021--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Ethereum Strategy ETF.
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American Century ETF Trust files with the SEC-American Century Select High Yield ETF
August 18, 2021--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the American Century Select High Yield ETF.
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Listed Funds Trust files with the SEC-6 Alpha Intelligent ETFs
August 18, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Alpha Intelligent-Large Cap Value ETF
Alpha Intelligent-Large Cap Growth ETF
Alpha Intelligent-Mid Cap Value ETF
Alpha Intelligent-Mid Cap Growth ETF
Alpha Intelligent-Small Cap Value ETF
Alpha Intelligent-Small Cap Growth ETF.
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CME in $16bn bid for Chicago exchange rival Cboe
August 18, 2021-All-share deal would combine futures and equity options specialists
CME Group, the world's largest futures exchange operator, is in talks to acquire fellow Chicago exchange company Cboe Global Markets in a deal worth nearly $16bn.
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Fidelity Covington Trust files with the SEC-Fidelity New Millennium ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity New Millennium ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Magellan ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Magellan ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Sustainability U.S. Equity ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Sustainability U.S. Equity ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Growth Opportunities ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Growth Opportunities ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Blue Chip Growth ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Blue Chip Growth ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Blue Chip Value ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Blue Chip Value ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Women's Leadership ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Women's Leadership ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Small-Mid Cap Opportunities ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Small-Mid Cap Opportunities ETF.
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Federal Reserve issues FOMC statement-Minutes of the Federal Open Market Committee, July 27-28, 2021
August 18, 2021--The Federal Reserve is committed to using its full range of tools to support the U.S. economy in this challenging time, thereby promoting its maximum employment and price stability goals.
With progress on vaccinations and strong policy support, indicators of economic activity and employment have continued to strengthen.
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CME and Cboe Stock Respond to Media Report of Deal Talks
August 18, 2021--Exchange operator CME denies report that it made acquisition offer; Cboe shares jump 12% but finish the day lower.
Shares of exchange operators CME Group Inc. and Cboe Global Markets Inc. swung Wednesday following a media report that the two Chicago-based companies were discussing a merger.
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Fidelity Covington Trust files with the SEC-Fidelity Real Estate Investment ETF
August 18, 2021--Fidelity Covington Trust has filed a Form 497K-Summary Prospectus with the SEC for the Fidelity Real Estate Investment ETF.
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