Tidal ETF Trust files with the SEC-SoFi Weekly Dividend ETF-continued

February 19, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the SoFi Weekly Dividend ETF.
view filing
Source: SEC.gov


American ETP News
Northern Lights Fund Trust III files with the SEC-CP High Yield Trend ETF
April 21, 2021--Northern Lights Fund Trust III has filed a post-effective amendment, registration statement with the SEC for the CP High Yield Trend ETF.
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ETF Series Solutions files with the SEC-ETFMG Prime Cyber Security ETF and ETFMG Prime Mobile Payments ETF
April 21, 2021-ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the
ETFMG Prime Cyber Security ETF (HACK) and ETFMG Prime Mobile Payments ETF (IPAY).
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AdvisorShares Trust files with the SEC- AdvisorShares Hotel ETF
April 21, 2021--AdvisorShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the AdvisorShares Hotel ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Restaurant ETF
April 21, 2021--AdvisorShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the AdvisorShares Restaurant ETF.
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Three Ether ETFs begin trading on Toronto Stock Exchange
April 20, 2021--Three ether (ETH) exchange=traded funds (ETFs) began trading on the Toronto Stock Exchange on Tuesday.
The ETFs are by Canada-based asset managers: Purpose Investments,CI Global Asset Management,and Evolve Funds Group.
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Goldman Sachs Asset Management pumps up innovation ETF pipeline
April 20, 2021--The Future Consumer and Future Health Care funds will focus on areas such as ecommerce and genomics
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Teucrium Commodity Trust files with the SEC-Teucrium Agricultural Fund
April 19, 2021--Teucrium Commodity Trust has filed a Pre-Effective Amendment No. 1 to Form S-1 registration statement with the SEC for the Teucrium Agricultural Fund.
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The spread of the arbitrage economy
April 19, 2021--Troubles rise as companies exploit the opaque gaps between regulations
Deliveroo, Greensill, Coinbase, Archegos. Apart from their shared proclivity to dominate the headlines, these high and low flying outfits are an exceptionally disparate bunch.
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Robotics ETFs hit by a strong outflow in March
April 19, 2021--Exchange-traded funds focused on robotics have seen "massive" outflows in recent weeks as one of the hottest trends in the last six months could collapse.
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Innovator ETFs Trust files with the SEC- Innovator Equity Bond-Alternative ETF
April 16, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration stament with the SEC for the Innovator Equity Bond-Alternative ETF
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Alpha Architect ETF Trust files with the SEC-CG Hydrogen Age ETF
April 16, 2021--Alpha Architect ETF Trust has filed a First Amended application for exemptive relief with the SEC for the CG Hydrogen Age ETF.
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Bitcoin Commodity Trust files with the SEC-wShares Bitcoin Commodity Trust
April 16, 2021--Bitcoin Commodity Trust has filled an Amendent NO. 1 to Form S-1 registration statement with the SEC for the wShares Bitcoin Commodity Trust.
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ETF Opportunities Trust files with the SEC-Applied Finance Valuation Large Cap ETF
April 16, 2021--ETF Opportunities Trust has filed a post-effective amendment, registration statement with the SEC for the Applied Finance Valuation Large Cap ETF.
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Amplify ETF Trust files with the SEC-Amplify Seymour Cannabis ETF
April 16, 2021--Amplify ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Amplify Seymour Cannabis ETF.
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U.S. Leveraged Loan Sales Set for Record Year, Could Beat Bonds
April 15, 2021--Borrowers like United Airlines, Michaels grew loans over bonds
Dividend-linked loan supply may also rise amid fierce demand
Junk-rated borrowers are shifting their sights toward U.S. leveraged loans, sometimes at the expense of high-yield bonds, putting sales of the floating-rate debt on course for a record year of issuance.
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BlackRock ETF Trust files with the SEC-BlackRock Future Climate and Sustainable Economy ETF
April 15, 2021--BlackRock ETF Trust has filed a post-effective amendment, registration statement with the SEC for the BlackRock Future Climate and Sustainable Economy ETF.
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American Century ETF Trust files with the SEC-3 American Century ETFs
April 15, 2021--American Century ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
American Century Multisector Income ETF
American Century Emerging Markets Bond ETF
American Century Sustainable Growth ETF.
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iShares Trust files with the SEC-iShares iBonds Dec 2031 Term Treasury ETF
April 15, 2021--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2031 Term Treasury ETF.
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ETFGI reports assets invested in ETFs and ETPs listed in United States reach a record US$5.91 at the end of Q1 2021
April 15, 2021--ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs and ETPs ecosystem, reported today that assets invested in ETFs and ETPs listed in United States reach a record US$5.91 at the end of Q1 202. ETFs and ETPs listed in United States gathered a record US$98.26 billion in net inflows during March, bringing year-to-date net inflows to a record US$252.24 billion. Assets invested in the U.S.
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Uncommon Investment Funds Trust files with the SEC-Uncommon Portfolio Design Core Equity ETF
April 15, 2021--Uncommon Investment Funds Trust has filed a Form 497 with the SEC for the Uncommon Portfolio Design Core Equity ETF.
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BlackRock's Record-Breaking ESG Fund Looks Just Like a Big Tech ETF
Apri 14, 2021--The Carbon Transition fund's largest holdings are Apple, Microsoft, Amazon.com, Alphabet and Facebook.
As the biggest launch in the history of ETFs, it's a ringing endorsement of all things ESG. But beyond its billion-dollar debut, BlackRock Inc.'s new fund might feel awfully familiar to most investors.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-Quarterly
April 14, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration stament with the SEC for the Innovator Growth Accelerated Plus ETF-Quarterly
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-July
April 14, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration stament with the SEC for the Innovator Growth Accelerated Plus ETF- July.
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Alpha Architect ETF Trust files with the SEC-Viridi ESG Crypto Mining ETF
April 14, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Viridi ESG Crypto Mining ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETF-July
April 14, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration stament with the SEC for the Innovator U.S. Equity Accelerated ETF-July.
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ALPS ETF Trust files with the SEC-ALPS Hillman Active Value ETF
April 14, 2021--ALPS ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ALPS Hillman Active Value ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETF-July
April 14, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-July.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF-July
April 14, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration stament with the SEC for the Innovator U.S. Equity Accelerated Plus ETF-July.
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Putnam ETF Trust files with the SEC
April 14, 2021--Putnam ETF Trust has filed a First Amended and Restated Application for exemptive relief with the SEC.
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Coinbase valued at $76bn in coming-of-age moment for cryptocurrency
April 14, 2021--Investors cheer direct listing of digital currency exchange though shares drift lower after debut
Stock market investors valued Coinbase at $75.9bn in its debut on Nasdaq on Wednesday, the first listing of a major cryptocurrency exchange and a moment of validation for the digital asset class some 12 years after the creation of bitcoin.
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The Stock Market Is Attracting New Investors. Here Are 3 Trends to Know.
March 13, 2021--The rise of retail investors have been one of the biggest stories on Wall Street last year, as social media platforms and free trading apps like Robinhood gave home-bound Americans a newly found passion during the Covid-19 lockdowns.
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Collaborative Investment Series Trust files with the SEC-The SPAC and New Issue ETF
April 13, 2021--Collaborative Investment Series Trust has filed a post-effective amendment, registration stament with the SEC for The SPAC and New Issue ETF.
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Tidal ETF Trust files with the SEC-ZEGA Buy & Hedge ETF
April 13, 2021--Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the ZEGA Buy & Hedge ETF.
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BlackRock ETF Trust II files with the SEC-BlackRock Intermediate Muni Income Bond ETF
April 12, 2021--BlackRock ETF Trust II has filed a Form 497K-Summary Prospectus with the SEC for the BlackRock Intermediate Muni Income Bond ETF.
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BlackRock ETF Trust II files with the SEC-BlackRock High Yield Muni Income Bond ETF
April 12, 2021--BlackRock ETF Trust II has filed a Form 497K-Summary Prospectus with the SEC for the BlackRock High Yield Muni Income Bond ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors(R) Digital Transformation ETF
April 12, 2021--VanEck Vectors ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the VanEck Vectors(R) Digital Transformation ETF.
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Northern Lights Fund Trust II files with the SEC-5 LifeGoal ETFs
April 12, 2021--Northern Lights Fund Trust II has filed a post-effective amendment, registration stament with the SEC for the
LifeGoal Home Savings ETF
LifeGoal Vacation Savings ETF
LifeGoal Children Savings ETF
LifeGoal General Savings ETF
LifeGoal Wealth Builder ETF.
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Exchange Traded Concepts Trust files with the SEC-Capital Link Global Green Energy Transport and Technology Leaders ETF and Capital Link Global Fintech Leaders ETF
April 12, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration stament with the SEC for the
Capital Link Global Green Energy Transport and Technology Leaders ETF (formerly, Capital Link NextGen Vehicles & Technology ETF)
Capital Link Global Fintech Leaders ETF (formerly,Capital Link NextGen Protocol ETF).
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Galaxy Bitcoin ETF files with the SEC
April 12, 2021--Galaxy Bitcoin ETF has filed a Form S-1 registration statement with the SEC.
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Ameriprise buys BMO's European asset-management business for $845M
April 12, 2021--The acquisition will boost its business to $1.2 trillion in assets under management.
Ameriprise Financial said it will buy the Europe, Middle East and Africa asset-management business of BMO Financial Group for about $845 million in cash, the second-largest deal in recent years by the Minneapolis-based financial-advisory firm.
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PGIM ETF Trust files with the SEC-PGIM Active Aggregate Bond ETF
April 12, 2021-PGIM ETF Trust has filled a post-effective amendment, registration statement with the SEC for the PGIM Active Aggregate Bond ETF.
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Kryptoin Bitcoin ETF Trust files with the SEC
April 9, 2021--Kryptoin Bitcoin ETF Trust has filed a Amendment No. 2 to Form S-1 registration, registration statement with the SEC.
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Global X Funds files with the SEC-Global X AgTech & Food Innovation ETF
April 9, 2021-Global X Funds has filled a Form N-1A, post-effective amendment, registration statement with the SEC for the Global X AgTech & Food Innovation ETF.
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Listed Funds Trust files with the SEC-Roundhill Ball Metaverse ETF
April 9, 2021--Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Roundhill Ball Metaverse ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-3 Invesco S&P ETFs
April 9, 2021--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration statement with the SEC for the
Invesco S&P 500 QVM Multi-factor ETF
Invesco S&P MidCap 400 QVM Multi-factor ETF
Invesco S&P SmallCap 600 QVM Multi-factor ETF.
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VanEck Vectors ETF Trust files with the SEC-VanEck Vectors Digital Transformation ETF
April 9, 2021--VanEck Vectors ETF Trust has filed a post-effective amendment, registration statement with the SEC for the VanEck Vectors Digital Transformation ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Tech Leaders Equity ETF
April 9, 2021--Goldman Sachs ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Tech Leaders Equity ETF.
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HANetf shifts the HAN-GINS Indxx Healthcare Innovation UCITS ETF (WELL) to a new Indxx Index
April 9, 2021--Indxx is pleased to announce that the HAN-GINS Indxx Healthcare Innovation UCITS ETF (WELL), will be renamed as HAN-GINS Indxx Healthcare Megatrend Equal Weight UCITS ETF (WELL), which will now track the Indxx Global NextGen Healthcare Index (the "Index").
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Alpha Architect ETF Trust files with the SEC-Sparkline Intangible Value ETF
April 9, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Sparkline Intangible Value ETF.
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Global X Funds files with the SEC-Global X Blockchain ETF
April 9, 2021-Global X Funds has filled a Form N-1A, post-effective amendment, registration statement with the SEC for the Global X Blockchain ETF.
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Global X Funds files with the SEC-Global X Hydrogen ETF
April 9, 2021-Global X Funds has filled a Form N-1A, post-effective amendment, registration statement with the SEC for the Global X Hydrogen ETF.
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Amplify ETF Trust files with the SEC-Amplify Cleaner Living ETF
April 9, 2021-Amplify ETF Trust has filled a post-effective amendment, registration statement with the SEC for the Amplify Cleaner Living ETF.
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iShares Trust files with the SEC-iShares iBonds 2027 Term High Yield and Income ETF
April 9, 2021-iShares Trust has filled a post-effective amendment, registration statement with the SEC for the iShares iBonds 2027 Term High Yield and Income ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Health Care Equity ETF
April 8, 2021-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Health Care Equity ETF.
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Goldman Sachs ETF Trust files with the SEC-Goldman Sachs Future Consumer Equity ETF
April 8, 2021-Goldman Sachs ETF Trust filed a post-effective amendment, registration statement with the SEC for the Goldman Sachs Future Consumer Equity ETF.
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Two Roads Shared Trust files with the SEC-LeaderShares(R) Defensive Yield ETF
April 8, 2021-Two Roads Shared Trust filed a post-effective amendment, registration statement with the SEC for the LeaderShares(R) Defensive Yield ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Global Hope ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Global Hope ETF.
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Tidal ETF Trust files with the SEC- Acruence Active Hedge U.S. Equity ETF
April 8, 2021--Tidal ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the Acruence Active Hedge U.S. Equity ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Small/Mid Cap Impact ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Small/Mid Cap Impact ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Corporate Bond Impact ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Corporate Bond Impact ETF.
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Listed Funds Trust files with the SEC-TrueShares Structured Outcome (May) ETF
April 8, 2021--Listed Funds Trust has filed a Form 497K-Summary Prospectus with the SEC for the TrueShares Structured Outcome (May) ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire International ESG ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire International ESG ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire Tactical Balanced ESG ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire Tactical Balanced ESG ETF.
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Northern Lights Fund Trust IV files with the SEC-Inspire 100 ETF
April 8, 2021--Northern Lights Fund Trust IV has filed a Form 497K-Summary Prospectus with the SEC for the Inspire 100 ETF.
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CBO-Monthly Budget Review: March 2021
April 8, 2021--Summary
The federal budget deficit was $1.7 trillion in the first six months of fiscal year 2021, the Congressional Budget Office estimates-almost $1 trillion more than the deficit recorded during the same period last year.
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Vanguard Launches Active Ultra-Short Bond ETF
April 7, 2021--Vanguard today introduced its first actively managed bond ETF, managed by its in-house fixed income team. Vanguard Ultra-Short Bond ETF (VUSB) offers a low-cost, diversified option for investors seeking income and limited price volatility. The ETF, which is listed on the Chicago Board Options Exchange (Cboe), has an expense ratio of 0.10%, compared with the average expense ratio for ultra-short-term bond ETFs of 0.22%1.
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Tidal ETF Trust files with the SEC-Robinson Active Premerger SPAC ETF
April 7, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Robinson Active Premerger SPAC ETF.
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EntrepreneurShares Series Trust files with the SEC-ERShares Entrepreneurs ETF and ERShares NextGen Entrepreneurs ETF
April 7, 2021--EntrepreneurShares Series Trust has filled a post-effective amendment, registration statement with the SEC for the ERShares Entrepreneurs ETF
ERShares NextGen Entrepreneurs ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Deep Buffer ETF-April
April 7, 2021-First Trust Exchange-Traded Fund VIII filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Deep Buffer ETF-April.
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Listed Funds Trust files with the SEC-Alexis Practical Tactical ETF
April 7, 2021-Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Alexis Practical Tactical ETF.
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Global X Funds files with the SEC-Global X Clean Water ETF
April 7, 2021--Global X Funds has filed a Form 497K-Summary Prospectus with the SEC for the Global X Clean Water ETF.
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Dimensional ETF Trust files with the SEC-Conversion of four Dimensional tax-managed mutual funds ‌to four Exchange Traded Funds
April 6, 2021--Dimensional ETF Trust has filed a Form 497, Conversion of four Dimensional tax-managed mutual funds ‌to four Exchange Traded Funds ("ETF" or "ETFs").
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ETF Opportunities Trust files with the SEC
April 6, 2021--ETF Opportunities Trust has filed an application for exemptive relief with the SEC.
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New Age Alpha Trust files with the SEC
April 6, 2021--New Age Alpha Trust has filed a First Amended application for exemptive relief with the SEC.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest U.S. Equity Buffer ETF- April
April 6, 2021-First Trust Exchange-Traded Fund VIII filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest U.S. Equity Buffer ETF- April.
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Northern Lights Fund Trust IV files with the SEC-6 Inspire ETFs
April 6, 2021-Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC. This filing relates solely to the Inspire Global Hope ETF, Inspire Small/Mid Cap Impact ETF, Inspire Corporate Bond Impact ETF, Inspire 100 ETF, Inspire International ESG ETF, and Inspire Tactical Balanced ESG ETF.
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Pacer Funds Trust files with the SEC-Pacer Metaurus US Large Cap Target Dividend 300 ETF and Pacer Metaurus US Large Cap Target Dividend 400 ETF
April 6, 2021--Pacer Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Pacer Metaurus US Large Cap Target Dividend 300 ETF
Pacer Metaurus US Large Cap Target Dividend 400 ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust TCW ESG Premier Equity ETF
April 6, 2021-First Trust Exchange-Traded Fund VIII filed a post-effective amendment, registration statement with the SEC for the First Trust TCW ESG Premier Equity ETF.
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New Age Alpha Trust files with the SEC
April 6, 2021--New Age Alpha Trust has filed a First Amended application for exemptive relief with the SEC.
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Tidal ETF Trust files with the SEC-Acruence Active Hedge U.S. Equity ETF
April 5, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Acruence Active Hedge U.S. Equity ETF.
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Cambria ETF Trust files with the SEC-Cambria Global Tail Risk ETF
April 5, 2021-Cambria ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Cambria Global Tail Risk ETF.
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Schwab Strategic Trust files with the SEC-Schwab(R) Ariel ESG ETF
April 5. 2021-Schwab Strategic Trust has filed a post-effective amendment, registration statement with the SEC for the Schwab(R) Ariel ESG ETF.
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SPDR Series Trust files with the SEC- SPDR Bloomberg Barclays Emerging Markets USD Bond ETF
April 5, 2021-SPDR Series Trust has filed a post-effective amendment, registration statement with the SEC for the SPDR Bloomberg Barclays Emerging Markets USD Bond ETF.
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Schwab Strategic Trust files with the SEC
April 5, 2021--Schwab Strategic Trust has filed an application for exemptive relief with the SEC.
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Vanguard Bond Index Funds files with the SEC-Vanguard Ultra-Short Bond ETF
April 5, 2021-Vanguard Bond Index Funds has filed a post-effective amendment, registration statement with the SEC for the Vanguard Ultra-Short Bond ETF.
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Alpha Architect ETF Trust files with the SEC-Turner Quant Advantage ETF
April 5, 2021--Alpha Architect ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Turner Quant Advantage ETF.
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Fidelity Covington Trust files with the SEC
April 2, 2021--Fidelity Covington Trust Inc has filed a First Amended and Restated Application for exemptive relief with the SEC.
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Trust for Advised Portfolios files with the SEC-iBET Sports and Gaming ETF
April 2, 2021--Trust for Advised Portfolios has filed a post-effective amendment, registration statement with the SEC for the iBET Sports and Gaming ETF
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated ETF-Quarterly
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated ETF -Quarterly.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Accelerated 9 Buffer ETF-April
April 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETF- April.
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Innovator ETFs Trust files with the SEC-Innovator Russell 2000 Power Buffer ETFTM-April and the Innovator Nasdaq-100 Power Buffer ETFTM-April
April 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Russell 2000 Power Buffer ETFTM-April and the Innovator Nasdaq-100 Power Buffer ETFTM-April.
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Innovator ETFs Trust files with the SEC-3 Innovator S&P 500 ETFs
April 1, 2021-Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the
Innovator S&P 500 Buffer ETFTM-April
Innovator S&P 500 Power Buffer ETFTM-April
Innovator S&P 500 Ultra Buffer ETFTM -April.
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Joe Biden wants to spend $2 trillion on infrastructure and jobs. These 4 charts show where the money would go
April 1, 2021--The plan includes everything from road repairs and electric vehicle stations, to public school upgrades and training for the clean-energy workforce.
President Joe Biden on Wednesday introduced a sweeping $2 trillion infrastructure and jobs package that looks to reshape the American economy and make the most significant domestic U.S. investments in generations.
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Uncommon Investment Funds Trust files with the SEC-Uncommon Generosity 50 Equity ETF and Uncommon Portfolio Design Core Equity ETF
April 1, 2021-Uncommon Investment Funds Trust has filed a post-effective amendment, registration statement with the SEC for the Uncommon Generosity 50 Equity ETF and Uncommon Portfolio Design Core Equity ETF.
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Innovator ETFs Trust files with the SEC-Innovator MSCI EAFE Power Buffer ETF- April
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI EAFE Power Buffer ETF-April.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Accelerated ETF-Quarterly
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF-Quarterly.
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EntrepreneurShares Series Trust files with the SEC-ERShares Entrepreneurs ETF and ERShares NextGen Entrepreneurs ETF
April 1, 2021-EntrepreneurShares Series Trust has filed a post-effective amendment, registration statement with the SEC for the ERShares Entrepreneurs ETF
ERShares NextGen Entrepreneurs ETF.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated Plus ETF-April
April 1, 2021--Innovator ETFs Trust has filed d a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated Plus ETF -April.
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WisdomTree Trust files with the SEC-WisdomTree U.S. Growth & Momentum Fund
April 1, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree U.S. Growth & Momentum Fund.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETFTM-April
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETFTM-April.
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Innovator ETFs Trust files with the SEC- Innovator MSCI Emerging Markets Power Buffer ETF- April
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator MSCI Emerging Markets Power Buffer ETF-April.
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iShares Trust files with the SEC-iShares iBonds Dec 2031 Term Corporate ETF
April 1, 2021--iShares Trust has filed a post-effective amendment, registration statement with the SEC for the iShares iBonds Dec 2031 Term Corporate ETF.
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Innovator ETFs Trust files with the SEC-Innovator Growth Accelerated Plus ETF-April
April 1, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator Growth Accelerated Plus ETF -April.
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Managed Portfolio Series files with the SEC-Tortoise North American Pipeline Fund
March 31, 2021--Managed Portfolio Series has filed a Form 497K-Summary Prospectus with the SEC for the Tortoise North American Pipeline Fund.
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Wisdom Tree Trust files with the SEC-WisdomTree Alternative Income Fund
March 31, 2021-Wisdom Tree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Alternative Income Fund.
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Exchange Listed Funds Trust files with the SEC-Saba Closed-End Funds ETF and Armor US Equity Index ETF
March 31, 2021-Exchange Listed Funds Trust has filed a post-effective amendment, registration statement with the SEC for the
Saba Closed-End Funds ETF
Armor US Equity Index ETF.
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iShares Trust files with the SEC-iShares U.S. Treasury Bond ETF
March 31, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares U.S. Treasury Bond ETF.
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Managed Portfolio Series files with the SEC-Ecofin Global Water ESG Fund
March 31, 2021--Managed Portfolio Series has filed a Form 497K-Summary Prospectus with the SEC for the Ecofin Global Water ESG Fund​.
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WisdomTree Trust files with the SEC-WisdomTree Alternative Income Fund
March 31, 2021--WisdomTree Trust has filed a Form 497K-Summary Prospectus with the SEC for the WisdomTree Alternative Income Fund.
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Managed Portfolio Series files with the SEC-Ecofin Digital Payments Infrastructure Fund
March 31, 2021--Managed Portfolio Series has filed a Form 497K-Summary Prospectus with the SEC for the Ecofin Digital Payments Infrastructure Fund.
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iShares Trust files with the SEC-iShares Broad USD Investment Grade Corporate Bond ETF
March 31, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares Broad USD Investment Grade Corporate Bond ETF.
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WisdomTree Trust files with the SEC-WisdomTree Battery Value Chain Fund
March 31, 2021--WisdomTree Trust has filed a post-effective amendment, registration statement with the SEC for the WisdomTree Battery Value Chain Fund.
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Invesco Real Estate Income Trust Inc. files with the SEC
March 30, 2021--Invesco Real Estate Income Trust Inc. has filed a Form S-11 registration statement with the SEC.
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John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Ultra Short Income ETF
March 30, 2021-John Hancock Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the John Hancock Ultra Short Income ETF.
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Advisors' Inner Circle Fund files with the SEC
March 30, 2021--Advisors' Inner Circle Fund has filed a First Amended Application for exemptive relief with the SEC.
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T. Rowe Price Exchange-Traded Funds, Inc files with the SEC
March 30, 2021--T. Rowe Price Exchange-Traded Funds, Inc has filed a First Amended and Restated Application for exemptive relief with the SEC.
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Exchange Traded Concepts Trust files with the SEC
March 30, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-SP Funds S&P 500 Sharia Industry Exclusions ETF and SP Funds Dow Jones Global Sukuk ETF
March 30, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
SP Funds S&P 500 Sharia Industry Exclusions ETF SPSK
SP Funds Dow Jones Global Sukuk ETF.
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Advisors' Inner Circle Fund III files with the SEC-Democracy International Fund
March 30, 2021--Advisors' Inner Circle Fund III has filed a post-effective amendment, registration statement with the SEC for the Democracy International Fund.
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Global X files with the SEC-Global X Clean Water ETF
March 30, 2021--Global X has filled a post-effective amendment, registration statement with the SEC for the Global X Clean Water ETF.
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ALPS ETF Trust files with the SEC
March 30, 2021--ALPS ETF TRUST has filed a post-effective amendment, registration statement with the SEC.
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Northern Lights Fund Trust IV files with the SEC-3 Monarch Ambassador ETFs
March 30, 2021--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC for the Monarch Ambassador Income ETF, Monarch Blue Chips Core ETF and the Monarch ProCap ETF.
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ETF Series Solutions files with the SEC-Volshares Large Cap ETF
March 30, 2021--ETF Series Solutions has filed a post-effective amendment, registration statement with the SEC for the Volshares Large Cap ETF.
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SoFi 50 ETF to Change Name to SoFi Social 50 ETF
March 30, 2021-At the request of the investment adviser to the SoFi 50 ETF , the Board of Trustees of Tidal ETF Trust approved a change in the Fund's name to the "SoFi Social 50 ETF." The name change will be effective April 5, 2021.
Accordingly, all references to the Fund's current name in the Prospectus and SAI are hereby replaced with the new name.
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Exchange Traded Concepts Trust files with the SEC-3 6 Meridian Quality ETFs
March 30, 2021--Exchange Traded Concepts Trust has filed a post-effective amendment, registration statement with the SEC for the
6 Meridian Quality Growth ETF
6 Meridian Quality Dividend Yield ETF
6 Meridian Quality Value ETF.
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John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Mortgage Backed Securities ETF
March 30, 2021-John Hancock Exchange-Traded Fund Trust has filed a post-effective amendment, registration statement with the SEC for the John Hancock Mortgage Backed Securities ETF.
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J.P. Morgan Exchange-Traded Fund Trust files with the SEC-JPMorgan U.S. Large Cap Equity Core ETF and JPMorgan International Equity Core ETF
March 29, 2021-J.P. Morgan Exchange-Traded Fund Trust has filled a post-effective amendment, registration statement with the SEC for the
JPMorgan U.S. Large Cap Equity Core ETF
JPMorgan International Equity Core ETF.
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Concerns grow over ETFs' illiquid holdings
March 29, 2021--Funds with large stakes in barely traded stocks could be hit harder in a market downturn
The surge in ETF investment is beginning to spark concerns that retail investors will not be able to differentiate between exchange traded funds that own securities which are easy to trade and those that have illiquid holdings.
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Starboard Investment Trust files with the SEC-5 Adaptive ETFs
March 29, 2021--Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC. exemptive relief with the SEC
Adaptive Fundamental Growth ETF
Adaptive Hedged Multi-Asset Income ETF
Adaptive Tactical Rotation ETF
Adaptive Hedged High Income ETF
Adaptive Tactical Outlook ETF.
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Tidal ETF Trust files with the SEC- RPAR Risk Parity ETF
March 29, 2021--Tidal ETF Trust has filled a post-effective amendment, registration statement with the SEC for the RPAR Risk Parity ETF.
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BlackRock ETF Trust II files with the SEC-BlackRock High Yield Muni Income Bond ETF and BlackRock Intermediate Muni Income Bond ETF
March 29, 2021--BlackRock ETF Trust II has filled a post-effective amendment, registration statement with the SEC for the
BlackRock High Yield Muni Income Bond ETF
BlackRock Intermediate Muni Income Bond ETF.
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Tidal ETF Trust files with the SEC-RPAR Risk Parity ETF
March 29, 2021--Tidal ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the RPAR Risk Parity ETF.
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Ark ETF Trust files with the SEC-ARK Space Exploration & Innovation ETF
March 29, 2021--Ark ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for the ARK Space Exploration & Innovation ETF​.
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Vanguard Wellington Fund files with the SEC
March 29, 2021-Vanguard Wellington Fund Trust has filed a post-effective amendment, registration statement with the SEC.
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Tidal ETF Trust files with the SEC-Aware Ultra-Short Duration Enhanced Income ETF
March 26, 2021-Tidal ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Aware Ultra-Short Duration Enhanced Income ETF.
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Exchange Listed Funds Trust files with the SEC-3 Cabana ETFs
March 26, 2021--Exchange Listed Funds Trust has filled a pre-effective amendment, registration statement with the SEC for the
Cabana Target Sector Rotation Aggressive ETF
Cabana Target Sector Rotation Conservative ETF
Cabana Target Sector Rotation Moderate ETF.
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Spinnaker ETF Series files with the SEC-VectorShares Min Vol ETF
March 26, 2021--Spinnaker ETF Series has filled a post-effective amendment, registration statement with the SEC for the VectorShares Min Vol ETF.
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USCF ETF Trust files with the SEC-USCF Gold Strategy Plus Income ETF
March 26, 2021-USCF ETF Trust has filed a post-effective amendment, registration statement with the SEC for the USCF Gold Strategy Plus Income ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Sustainability U.S. Equity ETF and Fidelity Women's Leadership ETF
March 26 ,2021-Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Sustainability U.S. Equity ETF
Fidelity Women's Leadership ETF.
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Fidelity Covington Trust files with the SEC-Fidelity Preferred Securities & Income ETF
March 26, 2021-Fidelity Covington Trust has filed a post-effective amendment, registration statement with the SEC for the Fidelity Preferred Securities & Income ETF.
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Spinnaker ETF Series files with the SEC-VectorShares Min Vol ETF
March 26 ,2021-Spinnaker ETF Series has filed a post-effective amendment, registration statement with the SEC for the VectorShares Min Vol ETF.
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Global Beta ETF Trust files with the SEC-Aware Ultra-Short Duration Enhanced Income ETF-Global Beta Smart Income ETF, Global Beta Low Beta ETF and Global Beta Rising Stars ETF
March 26 ,2021-Global Beta ETF Trust has filed a post-effective amendment, registration statement with the SEC for the
Global Beta Smart Income ETF
Global Beta Low Beta ETF
Global Beta Rising Stars ETF.
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Starboard Investment Trust files with the SEC-5 Adaptive ETFs
March 25,2021-Starboard Investment Trust has filed a post-effective amendment, registration statement with the SEC for the
Adaptive Fundamental Growth ETF
Adaptive Hedged High Income ETF
Adaptive Hedged Multi-Asset Income ETF
Adaptive Economic ETF
Adaptive Tactical Rotation ETF.
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First Trust Exchange-Traded Fund VIII files with the SEC-First Trust Cboe Vest International Equity Buffer ETF- June
March 25,2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the First Trust Cboe Vest International Equity Buffer ETF- June.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated ETF-Quarterly
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF-Quarterly.
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First Trust Exchange-Traded Fund VIII files with the SEC-FT Cboe Vest Growth-100 Buffer ETF-June
March 25,2021-First Trust Exchange-Traded Fund VIII has filed a post-effective amendment, registration statement with the SEC for the FT Cboe Vest Growth-100 Buffer ETF-June.
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Managed Portfolio Series files with the SEC-Ecofin Global Water ESG Fund, Tortoise North American Pipeline Fund and Ecofin Digital Payments Infrastructure Fund
March 25, 2021--Managed Portfolio Series has filed a post-effective amendment. registration statement with the SEC for the Ecofin Global Water ESG Fund
Tortoise North American Pipeline Fund
Ecofin Digital Payments Infrastructure Fund.
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ARK ETF Trust files with the SEC-ARK Space Exploration & Innovation ETF
March 25, 2021--ARK ETF Trust has filed a post-effective amendment. registration statement with the SEC for the ARK Space Exploration & Innovation ETF.
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Innovator ETFs Trust files with the SEC-Innovator MSCI Emerging Markets Power Buffer ETFTM- April
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment. registration statement with the SEC for the Innovator MSCI Emerging Markets Power Buffer ETF TM-April.
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Innovator ETFs Trust files with the SEC-MSCI EAFE Power Buffer ETF TM-April
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment. registration statement with the SEC for the MSCI EAFE Power Buffer ETF TM-April.
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Innovator ETFs Trust files with the SEC-Innovator Growth-100 Accelerated ETFTM-Quarterly
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment. registration statement with the SEC for Innovator Growth-100 Accelerated ETFTM- Quarterly.
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Innovator ETFs Trust files with the SEC- Innovator U.S. Equity Accelerated ETF -April
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment. registration statement with the SEC for the Innovator U.S. Equity Accelerated ETF-April.
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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Accelerated 9 Buffer ETFTM-April
March 25, 2021--Innovator ETFs Trust has filed a post-effective amendment, registration statement with the SEC for the Innovator U.S. Equity Accelerated 9 Buffer ETFTM -April.
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Direxion Shares ETF Trust files with the SEC-Direxion Hydrogen ETF
March 25, 2021--Direxion Shares ETF Trust has filed a Form 497K-Summary Prospectus with the SEC for theDirexion Hydrogen ETF.
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Wall Street banks anticipate SEC inquiries into SPAC market
March 25, 2021--Wall Street's biggest banks are expecting the U.S. Securities and Exchange Commission to step up its oversight of the red-hot SPACs market.
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Fed to Free Most Banks From Pandemic Dividend Limits June 30
March 25, 2021--Share buyback constraints also to cease, central bank says
Relaxing limits contingent on stress-test results, Fed says
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iShares Trust files with the SEC-iShares International Developed Small Cap Value Factor ETF
March 24, 2021--iShares Trust has filed a Form 497K-Summary Prospectus with the SEC for the iShares International Developed Small Cap Value Factor ETF.
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AdvisorShares Trust files with the SEC-AdvisorShares Gerber Kawasaki ETF and AdvisorShares Plant Medicine ETF
March 24, 2021--AdvisorShares Trust has filed a post-effective amendment, registration stament with the SEC for the
AdvisorShares Gerber Kawasaki ETF
AdvisorShares Plant Medicine ETF.
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Direxion Shares ETF Trust files with the SEC
March 24, 2021--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC.
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Wise Origin Bitcoin Trust files with the SEC
March 24, 2021--Wise Origin Bitcoin Trust has filed a Form S-1 registration statement with the SEC.
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Teucrium Commodity Trust files with the SEC-Teucrium Agricultural Fund
March 24, 2021--Teucrium Commodity Trust has filed a Form S-1, registration statement with the SEC for the Teucrium Agricultural Fund.
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Northern Lights Fund Trust IV files with the SEC-Inspire ETFs
March 24, 2021--Northern Lights Fund Trust IV has filed a post-effective amendment, registration statement with the SEC.
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Global X files with the SEC
March 24,2021-Global X has filed a post-effective amendment, registration statement with the SEC.
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Legg Mason ETF Investment Trust files with the SEC-ClearBridge Large Cap Growth ESG ETF and ClearBridge Dividend Strategy ESG ETF
March 24, 2021--Legg Mason ETF Investment Trust has filed a post-effective amendment, registration statement with the SEC for the
ClearBridge Large Cap Growth ESG ETF
ClearBridge Dividend Strategy ESG ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco VRDO Tax-Free Weekly ETF
March 24, 2021--Invesco Exchange-Traded Fund Trust II has filed a Form 497K-Summary Prospectus with the SEC for the Invesco VRDO Tax-Free Weekly ETF.
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Invesco Exchange-Traded Fund Trust files with the SEC-Invesco Cleantech ETF
March 24, 2021--Invesco Exchange-Traded Fund Trust has filed a Form 497K-Summary Prospectus with the SEC for the Invesco Cleantech ETF.
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BlackRock ETF Trust files with the SEC-BlackRock U.S. Carbon Transition Readiness ETF and BlackRock World ex U.S. Carbon Transition Readiness ETF
March 23, 2021--BlackRock ETF Trust has filed a post-effective amendment, registration stament with the SEC for the
BlackRock U.S. Carbon Transition Readiness ETF.
BlackRock World ex U.S. Carbon Transition Readiness ETF.
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Schwab Strategic Trust files with the SEC-Schwab International Dividend Equity ETF
March 23, 2021--Schwab Strategic Trust has filed a Form 497K-Summary Prospectus with the SEC for the Schwab International Dividend Equity ETF.
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Four Charts on Canada's Carbon Pollution Pricing System
March 23, 2021--With a federal price on carbon now written into law, Canada is fighting climate change. The country’s enhanced carbon pricing measures put it on track to meet its Paris Agreement targets, providing a model for other large-emitting countries to follow.
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Tidal ETF Trust files with the SEC-iClima Global Decarbonization Enablers ETF and iClima Distributed Renewable Energy ETF
March 23, 2021--Tidal ETF Trust has filed a post-effective amendment, registration stament with the SEC for the iClima Global Decarbonization Enablers ETF
iClima Distributed Renewable Energy ETF.
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ETF Managers Group Commodity Trust I files with the SEC-Breakwave Dry Bulk Shipping ETF
March 23, 2021-ETF Managers Group Commodity Trust I has filed a Form S-1 registration statement with the SEC for the Breakwave Dry Bulk Shipping ETF.
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Direxion Shares ETF Trust files with the SEC-Direxion Hydrogen ETF
March 23, 2021--Direxion Shares ETF Trust has filed a post-effective amendment, registration statement with the SEC for the Direxion Hydrogen ETF.
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Invesco Exchange-Traded Fund Trust II files with the SEC-Invesco VRDO Tax-Free ETF
March 23, 2021--Invesco Exchange-Traded Fund Trust II has filed a post-effective amendment, registration stament with the SEC for the Invesco VRDO Tax-Free ETF (formerly, Invesco VRDO Tax-Free Weekly ETF)
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Invesco Exchange-Traded Fund Trust files with the SEC-Invesco MSCI Sustainable Future ETF
March 23, 2021--Invesco Exchange-Traded Fund Trust has filed a post-effective amendment, registration stament with the SEC for the Invesco MSCI Sustainable Future ETF (formerly, Invesco CleantechTM ETF)
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Schwab Strategic Trust files with the SEC- Schwab International Dividend Equity ETF
March 23, 2021--Schwab Strategic Trust has filed a post-effective amendment, registration stament with the SEC for the Schwab International Dividend Equity ETF.
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